| İçeriden Öğrenenlerin Hisseleri | 34.952.635 shares |
İçeriden Öğrenenlerin Eğilim Skoru
İçeriden Öğrenenlerin Eğilim Skoru, kurumsal içeriden öğrenenler tarafından satın alınan şirketleri bulur.
En yüksek düzeyde içeriden öğrenen birikimine sahip şirketleri tanımlayan karmaşık, çok faktörlü kantitatif bir modelin sonucudur. Skorlama modeli, önceki 90 günde satın alan içeriden öğrenenlerin net sayısının, float yüzde olarak satın alınan toplam hisselerin ve içeriden öğrenenlerin sahip olduğu toplam hisselerin bir kombinasyonunu kullanıyor. Sayı 0 ila 100 arasında değişir; daha yüksek sayılar, emsallerine göre daha yüksek bir birikim düzeyine işaret eder ve 50 ortalamadır.
Güncelleme Sıklığı: Günlük
Şirket Yetkilisi Eğilim Skoru
Şirket Yetkilisi Eğilim Skoru, Kurumsal Şirket Yetkilileri tarafından satın alınan şirketleri bulur.
Tanım gereği Kurumsal Yetkililer, Kurumsal İçeriden Öğrenenlerdir, ancak diğer İçeriden Öğrenenlerin (% 10 Hissedarlar ve Yönetim Kurulu Üyeleri) aksine, Şirket Yetkilileri günlük olarak şirket için çalışırlar ve alım satım yaparken kendi paralarını kullanırlar . (%10 Hissedarlar ve Yönetim Kurulu Üyeleri genellikle başkalarının parasını yöneten fon yöneticileridir.) Bu sebeple, Şirket Yetkilileri tarafından yapılan içeriden öğrenenlerin ticareti çok daha önemlidir ve uygun şekilde ele alınmalıdır.
İçeriden Öğrenenlerin Eğilim Skoru gibi, Şirket Yetkilileri Eğilim Skoru en yüksek düzeyde şirket yetkilisi birikimine sahip şirketleri belirleyen gelişmiş, çok faktörlü kantitatif bir modelin sonucudur.
Güncelleme Sıklığı: Günlük
Anahtar İçeriden Öğrenen Metrikleri
Bu kart, şirketin çeşitli içeriden öğrenilen ölçümlere kıyasla nasıl sıralandığını gösterir. Yüzdelik sıralama, bu şirketin ABD pazarındaki diğer şirketlerle nasıl karşılaştırıldığını gösterir. Daha yüksek sıralamalar daha iyi durumların göstergesidir.
Örneğin, içeriden öğrenen alımlarının olumlu bir gösterge olduğu genel olarak kabul edilir, bu sebeple içeriden öğrenenlerin alımının daha yüksek olduğu şirketler, içeriden satın alan (hatta içeriden öğrenenlerin satışı) daha az olan şirketlere göre daha üst sıralarda yer alır.
Alım Yapan İçeriden Öğrenen Net Sayısı (Sıra)
Alım Yapan İçeriden Öğrenen Net Sayısı, alım yapan içeriden öğrenenlerin toplam sayısından son 90 gün içinde satış yapan içeriden öğrenenlerin toplam sayısı çıkarılarak elde edilir. Yüzdelik sıralama burada gösterilir (%0 ile %100 arası).
İçeriden Öğrenenler Tarafından Satın Alınan Float Yüzdesi (Sıra)
İçerden Öğrenenler Tarafından Satın Alınan Float Yüzdesi, içeriden öğrenenler tarafından satın alınan toplam hisse sayısından, son 90 gün içinde içeriden öğrenenler tarafından satılan toplam hisse sayısı çıkarılarak elde edilen toplam floata bölünür ve 100 ile çarpılır.
İçeriden Öğrenenlerin Ticareti Tablosu
Humanigen, Inc. içeriden öğrenenlerin ticareti aşağıdaki grafikte gösterilmektedir. İçeriden öğrenenler bir şirketteki yetkililer, yöneticiler veya önemli yatırımcılardır. Genel olarak, içeriden öğrenenlerin maddi, kamuya açıklanmamış bilgilere dayanarak şirketlerinde alım satım yapması genellikle yasa dışıdır. Bu onların kendi şirketlerinde herhangi bir işlem yapmalarının yasa dışı olduğu anlamına gelmez. Ancak tüm işlemleri Form 4 aracılığıyla SECye bildirilmesi gerekir.
İçeriden Öğrenenlerin Listesi ve Kârlılık Metrikleri
Bu tablo bilindik içeriden öğrenenlerin listesini gösterir ve SECye bildirilen dosyalardan otomatik olarak oluşturulur. İsimlere ek olarak, en son unvana ve yönetici, yetkili veya %10luk sahiplik tanımına ek olarak, açıklanan en son varlıkları da sağlıyoruz. Ek olarak, mümkün olduğunda içeriden öğrenen için geçmiş ticari performansı da sağlıyoruz. Geçmiş ticari performans, içeriden öğrenenlerin yaptığı gerçek açık piyasa satın alma işlemlerinin performansının ağırlıklı ortalamasıdır. Bunun nasıl hesaplandığı hakkında daha fazla bilgi için bu YouTube web seminerini izleyiniz.
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| İçeriden Öğrenen | Ort Kâr (%) | Sahibi Olan Hisseler |
Bölünmüş Düzeltilmiş |
|---|
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İçeriden Öğrenenlerin Alımlarının Takip Kayıtları - Kısa Vadeli Kâr Analizi
Bu bölümde, HGEN / Humanigen, Inc. yılında yapılmış her planlanmamış, açık piyasada içeriden öğrenlenlerin satın almalarının kârlılığını analiz ediyoruz. Bu analiz, içeriden öğrenen kişinin sürekli olarak anormal getiriler sağlayıp sağlamadığını ve takip edilmeye değer olup olmadığını anlamaya yardımcı olur. Bu analiz her işlemin ardından bir yıl süreyle geçerlidir ve sonuçlar teoriktir .
Aşağıdaki tablo, otomatik ticaret planının parçası olmayan en son açık piyasa alımlarını göstermektedir.
Düzeltilmiş Fiyat bölünmüş olarak düzeltilmiş fiyattır. Düzeltilmiş Hisseler bölünmüş olarak düzeltilmiş hisselerdir.
İçeriden Öğrenen Satışlarının Takip Kayıtları - Kısa Vadeli Zarar Analizi
Bu bölümde, HGEN / Humanigen, Inc. yılında yapılan her planlanmamış, açık piyasa içeriden öğrenilen satışın kısa vadeli zarardan kaçınma miktarını analiz ediyoruz. Tutarlı bir kayıptan kaçınma modeli, gelecekteki satış işlemlerinin fiyattaki düşüşleri öngörebileceğini düşündürebilir. Bu analiz her işlemin ardından bir yıl süreyle geçerlidir ve sonuçlar teoriktir .
Aşağıdaki tablo, otomatik ticaret planının parçası olmayan en son açık piyasa satışlarını göstermektedir.
Düzeltilmiş Fiyat bölünmüş olarak düzeltilmiş fiyattır. Düzeltilmiş Hisseler bölünmüş olarak düzeltilmiş hisselerdir.
İşlem Geçmişi
Tam işlem geçmişini görmek için bağlantı simgesine tıklayın. 10b5-1 otomatik işlem planı kapsamında bildirilen işlemlerin 10b-5 ile işaretli sütununda X işareti bulunacaktır.
| Dosya Tarih |
Ticaret Tarihi |
Form | İçeriden Öğrenenler | Ticker | Menkul Kıymet Başlığı | Kod | Doğrudan | İşleme Koyma Fiyatı |
Birim Fiyatı |
Birimler Değiştirildi |
Değer Değiştirildi (1K) |
Geriye Kalan Opsiyonlar |
Geriye Kalan Hisseler |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0,0110 | -276.210 | -3 | 8.398.871 | ||||
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 0,0110 | -75.887 | -1 | 2.307.530 | ||||
| 2023-10-20 | 2023-10-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 0,0110 | -34.253 | -0 | 1.041.536 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 2,2280 | 381.841 | 851 | 8.675.081 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 2,2280 | 109.098 | 243 | 2.383.417 | ||||
| 2022-05-20 | 2022-05-20 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 2,2280 | 54.549 | 122 | 1.075.789 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 2,1860 | 226.665 | 495 | 8.293.240 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 2,1860 | 64.762 | 142 | 2.274.319 | ||||
| 2022-05-20 | 2022-05-19 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 2,1860 | 32.381 | 71 | 1.021.240 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 1,9620 | 121.590 | 239 | 8.066.575 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 1,9620 | 34.740 | 68 | 2.209.557 | ||||
| 2022-05-20 | 2022-05-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 1,9620 | 17.370 | 34 | 988.859 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 3,0000 | 700.000 | 2.100 | 7.944.985 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 3,0000 | 200.000 | 600 | 2.174.817 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 3,0000 | 100.000 | 300 | 971.489 | ||||
| 2022-03-14 | 2022-03-09 | 4 | Kilcoyne Adrian | HGEN | Common Stock | D | 2,7800 | 5.000 | 14 | 12.000 | ||||
| 2022-03-14 | 2022-03-08 | 4 | Kilcoyne Adrian | HGEN | Common Stock | D | 2,5300 | 7.000 | 18 | 7.000 | ||||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7500 | 550 | 0 | 2.866 | |||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7500 | 157 | 0 | 818 | |||
| 2022-03-10 | 2022-03-10 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7500 | 79 | 0 | 410 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7870 | 1.026 | 1 | 2.316 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 36 | 0 | 7.393 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7870 | 293 | 0 | 661 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 10 | 0 | 2.111 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,7870 | 147 | 0 | 331 | |||
| 2022-03-10 | 2022-03-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 5 | 0 | 1.055 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 1.668 | 2 | 7.357 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 476 | 1 | 2.101 | |||
| 2022-03-10 | 2022-03-08 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2,50 | 1,2000 | 238 | 0 | 1.050 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,8972 | 891 | 1 | 5.689 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,8972 | 255 | 0 | 1.625 | |||
| 2022-03-04 | 2022-03-04 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,8972 | 127 | 0 | 812 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3500 | 1.213 | 0 | 1.290 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,7000 | 36 | 0 | 4.798 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3500 | 346 | 0 | 368 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,7000 | 10 | 0 | 1.370 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3500 | 173 | 0 | 184 | |||
| 2022-03-04 | 2022-03-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,7000 | 5 | 0 | 685 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3255 | 77 | 0 | 77 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,5960 | 4.762 | 3 | 4.762 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3255 | 22 | 0 | 22 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,5960 | 1.360 | 1 | 1.360 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 5,00 | 0,3255 | 11 | 0 | 11 | |||
| 2022-03-04 | 2022-03-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Call Option (Right to Buy) | I | 2,50 | 0,5960 | 680 | 0 | 680 | |||
| 2022-03-04 | 2022-03-02 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 2,3400 | 40.000 | 94 | 70.000 | ||||
| 2022-03-04 | 2022-03-02 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 2,3200 | 12.500 | 29 | 12.500 | ||||
| 2022-01-14 | 2022-01-12 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 2,99 | 59.841 | 59.841 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 2,99 | 38.411 | 38.411 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 2,99 | 36.550 | 36.550 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 2,99 | 43.763 | 43.763 | |||||
| 2022-01-14 | 2022-01-12 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 2,99 | 84.385 | 84.385 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 3,72 | 34.500 | 34.500 | |||||
| 2022-01-04 | 2021-12-31 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 3,72 | 2,8400 | 4.163 | 12 | 4.163 | |||
| 2022-01-04 | 2021-12-31 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 3,72 | 44.600 | 44.600 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Buxton Cheryl | HGEN | Stock Option (Right to Buy) | D | 3,72 | 2,8400 | 5.523 | 16 | 5.523 | |||
| 2022-01-04 | 2021-12-31 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 3,72 | 2,8400 | 5.117 | 15 | 5.117 | |||
| 2022-01-04 | 2021-12-31 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 3,72 | 29.400 | 29.400 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 3,72 | 76.000 | 76.000 | |||||
| 2022-01-04 | 2021-12-31 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 3,72 | 51.000 | 51.000 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Hohneker John | HGEN | Stock Option (Right to Buy) | D | 3,72 | 2,8400 | 3.538 | 10 | 3.538 | |||
| 2022-01-04 | 2021-12-31 | 4 | Xie Yili Kevin | HGEN | Stock Option (Right to Buy) | D | 3,72 | 2,8400 | 4.674 | 13 | 4.674 | |||
| 2021-11-26 | 2021-11-23 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 5,93 | 4,5300 | -17.660 | -80 | 0 | |||
| 2021-11-26 | 2021-11-23 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 5,93 | 4,5300 | -5.863 | -27 | 0 | |||
| 2021-11-26 | 2021-11-23 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 5,93 | 4,5300 | -4.966 | -22 | 0 | |||
| 2021-10-20 | 2021-10-19 | 4 | Xie Yili Kevin | HGEN | Stock Option (Right to Buy) | D | 6,56 | 42.866 | 42.866 | |||||
| 2021-10-20 | 2021-10-19 | 4 | Hohneker John | HGEN | Stock Option (Right to Buy) | D | 6,56 | 42.866 | 42.866 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 5,93 | 4.966 | 4.966 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 5,93 | 17.660 | 17.660 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Chappell Dale | HGEN | Stock Option (Right to Buy) | D | 5,93 | 22.626 | 22.626 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 5,93 | 5.863 | 5.863 | |||||
| 2021-08-27 | 2020-10-16 | 5 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 20,00 | -80 | 6.532.433 | |||||
| 2021-08-27 | 2020-10-13 | 5 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 20,00 | 0,0938 | -80 | -0 | 6.532.433 | |||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1598 | -41.725 | -716 | 7.266.296 | ||||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1598 | -11.510 | -198 | 1.980.696 | ||||
| 2021-08-13 | 2021-08-12 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,1598 | -4.316 | -74 | 873.693 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0743 | -79.494 | -1.357 | 7.308.021 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0743 | -21.929 | -374 | 1.992.206 | ||||
| 2021-08-13 | 2021-08-11 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0743 | -8.224 | -140 | 878.009 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0342 | -21.311 | -363 | 7.366.204 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0342 | -5.879 | -100 | 2.008.256 | ||||
| 2021-07-30 | 2021-07-29 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0342 | -2.204 | -38 | 884.029 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0411 | -7.027 | -120 | 7.387.515 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0411 | -1.938 | -33 | 2.014.135 | ||||
| 2021-07-30 | 2021-07-28 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0411 | -727 | -12 | 886.233 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0406 | -4.048 | -69 | 7.394.542 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0406 | -1.117 | -19 | 2.016.073 | ||||
| 2021-07-23 | 2021-07-23 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0406 | -419 | -7 | 886.960 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0377 | -129.054 | -2.199 | 7.398.590 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0377 | -35.601 | -607 | 2.017.190 | ||||
| 2021-07-23 | 2021-07-22 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0377 | -13.350 | -227 | 887.379 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1366 | -96.254 | -1.649 | 7.527.644 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1366 | -26.553 | -455 | 2.052.791 | ||||
| 2021-07-23 | 2021-07-21 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,1366 | -9.957 | -171 | 900.729 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0552 | -11.003 | -188 | 7.623.898 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0552 | -3.036 | -52 | 2.079.344 | ||||
| 2021-07-16 | 2021-07-14 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0552 | -1.138 | -19 | 910.686 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,3721 | -214.626 | -3.729 | 7.634.901 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,3721 | -59.207 | -1.029 | 2.082.380 | ||||
| 2021-07-09 | 2021-07-09 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,3721 | -22.203 | -386 | 911.824 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1654 | -34.807 | -597 | 7.849.527 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1654 | -9.602 | -165 | 2.141.587 | ||||
| 2021-07-09 | 2021-07-08 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,1654 | -3.601 | -62 | 934.027 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1200 | -74.565 | -1.277 | 7.884.334 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,1200 | -20.569 | -352 | 2.151.189 | ||||
| 2021-07-02 | 2021-07-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,1200 | -7.714 | -132 | 937.628 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0979 | -102.219 | -1.748 | 7.958.899 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,0979 | -28.198 | -482 | 2.171.758 | ||||
| 2021-07-02 | 2021-07-01 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,0979 | -10.575 | -181 | 945.342 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,2764 | -158.961 | -2.746 | 8.061.118 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,2764 | -43.851 | -758 | 2.199.956 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,2764 | -16.444 | -284 | 955.917 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,8035 | -725.000 | -12.908 | 8.220.079 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 17,8035 | -200.000 | -3.561 | 2.243.807 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 17,8035 | -75.000 | -1.335 | 972.361 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,3749 | -101.158 | -1.859 | 8.945.079 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,3749 | -27.906 | -513 | 2.443.807 | ||||
| 2021-06-25 | 2021-06-24 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18,3749 | -10.465 | -192 | 1.047.361 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,2848 | -96.516 | -1.765 | 9.046.237 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,2848 | -26.625 | -487 | 2.471.713 | ||||
| 2021-06-25 | 2021-06-23 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18,2848 | -9.985 | -183 | 1.057.826 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,4992 | -291.798 | -5.398 | 9.142.753 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,4992 | -80.496 | -1.489 | 2.498.338 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18,4992 | -30.186 | -558 | 1.067.811 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,1731 | -131.532 | -2.522 | 9.434.551 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,1731 | -36.284 | -696 | 2.578.834 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19,1731 | -13.607 | -261 | 1.097.997 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,4032 | -111.325 | -2.160 | 9.566.083 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,3996 | -34.431 | -668 | 2.615.118 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19,4955 | -12.730 | -248 | 1.111.604 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 20,6100 | -49.906 | -1.029 | 30.000 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 21,1400 | -5.094 | -108 | 79.906 | ||||
| 2021-06-16 | 2021-06-14 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 20,6000 | -26.441 | -545 | 85.000 | ||||
| 2021-06-16 | 2021-03-01 | 4 | Durrant Cameron By Cameron Durrant Revocable Trust | HGEN | Common Stock | I | 111.441 | 111.441 | ||||||
| 2021-06-16 | 2021-03-01 | 4 | Durrant Cameron | HGEN | Common Stock | D | -111.441 | 0 | ||||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 9,65 | -14.700 | 73.500 | |||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 20,0800 | -14.700 | -295 | 0 | ||||
| 2021-06-09 | 2021-06-08 | 4 | Jordan Edward P. | HGEN | Common Stock | D | 9,6500 | 14.700 | 142 | 14.700 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,0832 | -42.440 | -810 | 9.677.408 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,0832 | -25.464 | -486 | 2.649.549 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19,0832 | -12.732 | -243 | 1.124.334 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,4635 | -66.886 | -1.235 | 9.719.848 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,4635 | -40.132 | -741 | 2.675.013 | ||||
| 2021-06-04 | 2021-06-04 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18,4635 | -20.066 | -370 | 1.137.066 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,3690 | -100.607 | -1.848 | 9.786.734 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 18,3690 | -60.365 | -1.109 | 2.715.145 | ||||
| 2021-06-04 | 2021-06-03 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 18,3690 | -30.182 | -554 | 1.157.132 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,0115 | -40.042 | -761 | 9.887.341 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 19,0115 | -24.056 | -457 | 2.775.510 | ||||
| 2021-06-04 | 2021-06-02 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 19,0115 | -12.028 | -229 | 1.187.314 | ||||
| 2021-04-22 | 2021-04-21 | 4 | Kilcoyne Adrian | HGEN | Stock Option (Right to Buy) | D | 14,99 | 155.000 | 155.000 | |||||
| 2021-04-06 | 2021-03-09 | 4/A | NOMIS BAY LTD. | HGEN | Common Stock | D | 17,2374 | -83.568 | -1.440 | 5.632.469 | ||||
| 2021-03-15 | 2021-03-12 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 16,07 | 652.640 | 652.640 | |||||
| 2021-03-11 | 2021-03-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15,4900 | -37.912 | -587 | 5.342.887 | ||||
| 2021-03-11 | 2021-03-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 16,0206 | -119.201 | -1.910 | 5.380.799 | ||||
| 2021-03-11 | 2021-03-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 16,4646 | -32.469 | -535 | 5.500.000 | ||||
| 2021-03-11 | 2021-03-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 17,2374 | -83.568 | -1.440 | 55.632.469 | ||||
| 2021-03-01 | 2021-03-01 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,6490 | -14.100 | -263 | 5.616.037 | ||||
| 2021-03-01 | 2021-02-26 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,1793 | -30.003 | -575 | 5.630.137 | ||||
| 2021-03-01 | 2021-02-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,1694 | -2.402 | -46 | 5.660.140 | ||||
| 2021-02-24 | 2021-02-24 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,5450 | -25.906 | -506 | 5.662.542 | ||||
| 2021-02-24 | 2021-02-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 23,2130 | -77.314 | -1.795 | 5.688.448 | ||||
| 2021-02-19 | 2021-02-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 23,4950 | -37.300 | -876 | 5.765.762 | ||||
| 2021-02-19 | 2021-02-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,6950 | -42.408 | -920 | 5.803.062 | ||||
| 2021-02-19 | 2021-02-17 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,9190 | -9.700 | -193 | 5.845.470 | ||||
| 2021-02-16 | 2021-02-13 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,6810 | -16.423 | -323 | 5.855.170 | ||||
| 2021-02-16 | 2021-02-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,0090 | -550 | -12 | 5.871.593 | ||||
| 2021-02-10 | 2021-02-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,3890 | -10.875 | -233 | 5.872.143 | ||||
| 2021-02-10 | 2021-02-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22,3230 | -25.666 | -573 | 5.883.018 | ||||
| 2021-02-10 | 2021-02-08 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20,6990 | -17.732 | -367 | 5.908.684 | ||||
| 2021-02-04 | 2021-02-04 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,8770 | -47.862 | -1.047 | 5.926.416 | ||||
| 2021-02-04 | 2021-02-03 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,2330 | -25.000 | -481 | 5.974.278 | ||||
| 2021-02-04 | 2021-02-02 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20,0290 | -722 | -14 | 5.999.278 | ||||
| 2021-01-27 | 2021-01-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,7800 | -70.000 | -1.315 | 6.000.000 | ||||
| 2021-01-27 | 2021-01-25 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,2320 | -23.140 | -445 | 6.070.000 | ||||
| 2021-01-27 | 2021-01-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 20,0760 | -71.892 | -1.443 | 6.093.140 | ||||
| 2021-01-21 | 2021-01-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,3711 | -2.500 | -46 | 6.165.032 | ||||
| 2021-01-21 | 2021-01-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,0825 | -6.000 | -126 | 6.167.532 | ||||
| 2021-01-19 | 2021-01-19 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,8100 | -50.000 | -990 | 6.173.532 | ||||
| 2021-01-19 | 2021-01-15 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,2290 | -30.000 | -547 | 6.223.532 | ||||
| 2021-01-19 | 2021-01-14 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,0660 | -25.000 | -452 | 6.253.532 | ||||
| 2021-01-13 | 2021-01-12 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 18,4272 | -14.577 | -269 | 6.278.532 | ||||
| 2021-01-13 | 2021-01-11 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,0000 | -10.423 | -198 | 6.293.109 | ||||
| 2020-12-31 | 2020-12-28 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22,2020 | -500 | -11 | 6.303.532 | ||||
| 2020-12-28 | 2020-12-22 | 4/A | NOMIS BAY LTD. | HGEN | Common Stock | D | 20,0197 | -50.000 | -1.001 | 6.357.433 | ||||
| 2020-12-28 | 2020-12-24 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 22,0490 | -8.401 | -185 | 6.304.032 | ||||
| 2020-12-28 | 2020-12-23 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 21,0860 | -45.000 | -949 | 6.312.433 | ||||
| 2020-12-23 | 2020-12-22 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 50.000,0000 | -50.000 | -2.500.000 | 6.357.433 | ||||
| 2020-12-23 | 2020-12-21 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 19,4578 | -25.000 | -486 | 6.407.433 | ||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | -46 | 0 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | -157 | 46 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | -100 | 203 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | -70 | 303 | |||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15,0000 | -37.300 | -560 | 6.432.433 | ||||
| 2020-12-23 | 2020-12-18 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 15,7627 | -62.700 | -988 | 6.469.733 | ||||
| 2020-12-23 | 2020-12-17 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | 0,1533 | -46 | -0 | 373 | |||
| 2020-12-23 | 2020-12-15 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | 0,4000 | -157 | -0 | 327 | |||
| 2020-12-23 | 2020-12-10 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | 0,1000 | -100 | -0 | 170 | |||
| 2020-12-23 | 2020-12-07 | 4 | NOMIS BAY LTD. | HGEN | Call Option (Obligation to sell) | D | 15,00 | 0,1000 | -70 | -0 | 70 | |||
| 2020-10-07 | 2020-10-05 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 12,14 | 82.622 | 82.622 | |||||
| 2020-10-02 | 2020-09-30 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 10,64 | 8,0400 | 1.803 | 14 | 1.803 | |||
| 2020-10-02 | 2020-09-30 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 10,6400 | 1.284 | 14 | 4.364 | ||||
| 2020-10-02 | 2020-09-30 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 10,6400 | 1.519 | 16 | 84.986 | ||||
| 2020-09-22 | 2020-09-18 | 4 | Chappell Dale | HGEN | Stock Option (right to buy) | D | 9,65 | 9,6500 | 133.760 | 1.291 | 133.760 | |||
| 2020-09-22 | 2020-09-18 | 4 | Tousley David L. | HGEN | Stock Option (Right to Buy) | D | 9,65 | 62.700 | 62.700 | |||||
| 2020-09-22 | 2020-09-18 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 9,65 | 151.316 | 151.316 | |||||
| 2020-09-22 | 2020-09-18 | 4 | Jordan Edward P. | HGEN | Stock Option (Right to Buy) | D | 9,65 | 88.200 | 88.200 | |||||
| 2020-08-12 | 2020-08-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,0350 | -17.100 | -86 | 32.662.170 | ||||
| 2020-07-30 | 2020-07-28 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,6550 | -10.000 | -57 | 32.679.270 | ||||
| 2020-07-21 | 2020-07-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,0000 | -261.915 | -1.310 | 32.689.270 | ||||
| 2020-07-21 | 2020-07-17 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,0050 | -38.085 | -191 | 32.951.185 | ||||
| 2020-07-02 | 2020-06-30 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 4,9130 | -3.000 | -15 | 32.989.270 | ||||
| 2020-06-17 | 2020-06-16 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,7329 | -35.000 | -201 | 32.992.270 | ||||
| 2020-06-17 | 2020-06-15 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 5,5049 | -30.000 | -165 | 33.027.270 | ||||
| 2020-06-12 | 2020-06-10 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3,4770 | -5.000 | -17 | 33.057.270 | ||||
| 2020-06-12 | 2020-06-09 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3,6510 | -35.000 | -128 | 33.062.270 | ||||
| 2020-06-12 | 2020-06-04 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 3,0250 | -106.000 | -321 | 33.097.270 | ||||
| 2020-06-12 | 2020-06-03 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2,9830 | -101.010 | -301 | 33.203.270 | ||||
| 2020-06-12 | 2020-06-02 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2,1810 | -263.250 | -574 | 33.304.280 | ||||
| 2020-06-12 | 2020-03-20 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 2,0000 | -6.000 | -12 | 33.567.530 | ||||
| 2020-05-22 | 2020-05-20 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0,8600 | 26.847 | 23 | 449.351 | ||||
| 2020-05-21 | 2020-05-20 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0,86 | 0,8600 | 250.000 | 215 | 250.000 | |||
| 2020-04-07 | 2020-04-01 | 4/A | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 1,20 | 1,2000 | 21.022 | 25 | 21.022 | |||
| 2020-04-07 | 2020-04-01 | 4/A | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 1,20 | 1,2000 | 15.340 | 18 | 15.340 | |||
| 2020-04-07 | 2020-04-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Convertible Note | I | 0,36 | 500.000,0000 | 0 | |||||
| 2020-04-07 | 2020-04-02 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0,3600 | 1.583.333 | 570 | 49.636.917 | ||||
| 2020-04-07 | 2018-09-20 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Convertible Note | I | 0,36 | 500.000,0000 | ||||||
| 2020-04-02 | 2020-04-01 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 1,20 | 1,2000 | 48.214 | 58 | 48.214 | |||
| 2020-04-02 | 2020-04-01 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 1,2000 | 13.750 | 16 | 417.338 | ||||
| 2020-04-02 | 2020-04-01 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 1,2000 | 10.824 | 13 | 15.400 | ||||
| 2020-04-02 | 2020-04-01 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 1,20 | 1,2000 | 66.071 | 79 | 66.071 | |||
| 2020-01-29 | 2020-01-28 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0,40 | 0,4000 | 318.103 | 127 | 318.103 | |||
| 2020-01-24 | 2020-01-22 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0,38 | 0,3800 | 50.000 | 19 | 50.000 | |||
| 2020-01-24 | 2020-01-22 | 4 | Buxton Cheryl | HGEN | Common Stock, $0.001 par value | D | 0,3800 | 4.576 | 2 | 4.576 | ||||
| 2020-01-24 | 2020-01-22 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,3800 | 43.421 | 16 | 403.588 | ||||
| 2019-12-16 | 2019-12-16 | 4 | Buxton Cheryl | HGEN | Stock Option (Right to Buy) | D | 0,45 | 715.877 | 715.877 | |||||
| 2019-11-12 | 2019-11-08 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,7000 | 23.571 | 16 | 360.167 | ||||
| 2019-11-12 | 2019-11-08 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0,70 | 0,5100 | 26.470 | 13 | 26.470 | |||
| 2019-07-31 | 2019-07-29 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0,8500 | 15.882 | 13 | 422.504 | ||||
| 2019-07-31 | 2019-07-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,8500 | 19.412 | 17 | 336.596 | ||||
| 2019-06-05 | 2019-06-04 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 1,2500 | 8.000 | 10 | 557.207 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 586.027 | 48.053.584 | ||||||
| 2019-06-04 | 2019-05-31 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 591.248 | 47.467.557 | ||||||
| 2019-05-31 | 2019-05-31 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 235.624 | 549.207 | ||||||
| 2019-05-31 | 2019-05-31 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 236.499 | 406.622 | ||||||
| 2019-05-30 | 2019-05-29 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 0,66 | -238.625 | 477.252 | |||||
| 2019-05-30 | 2019-05-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,6650 | 238.625 | 159 | 317.184 | ||||
| 2019-05-16 | 2019-05-14 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 0,66 | -100.000 | 615.877 | |||||
| 2019-05-16 | 2019-05-14 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0,6650 | 100.000 | 66 | 199.869 | ||||
| 2019-04-25 | 2019-04-23 | 4 | Durrant Cameron | HGEN | Employee Stock Option Exercise (Right to Buy) | D | 0,66 | -75.000 | 8.359.771 | |||||
| 2019-04-25 | 2019-04-23 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,6650 | 75.000 | 50 | 313.583 | ||||
| 2019-04-02 | 2019-03-29 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 1,3500 | 12.222 | 16 | 78.559 | ||||
| 2019-04-02 | 2019-03-29 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 1,3500 | 13.704 | 19 | 99.869 | ||||
| 2019-04-02 | 2019-03-29 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 1,3500 | 10.000 | 14 | 170.123 | ||||
| 2019-03-11 | 2019-03-08 | 4 | Durrant Cameron | HGEN | Employee Stock Option Exercise (Right to Buy) | D | 0,66 | -75.000 | 8.434.771 | |||||
| 2019-03-11 | 2019-03-08 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,6650 | 75.000 | 50 | 238.583 | ||||
| 2019-01-28 | 2019-01-25 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0,84 | 142.857 | 142.857 | |||||
| 2019-01-28 | 2019-01-25 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0,84 | 86.111 | 86.111 | |||||
| 2019-01-07 | 2019-01-03 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0,7400 | 20.946 | 16 | 86.165 | ||||
| 2019-01-07 | 2019-01-03 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0,7400 | 18.243 | 13 | 160.123 | ||||
| 2019-01-07 | 2019-01-03 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,7400 | 18.243 | 13 | 66.337 | ||||
| 2018-12-14 | 2018-12-14 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,8160 | 4.000 | 3 | 163.583 | ||||
| 2018-12-14 | 2018-12-12 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,8219 | 2.000 | 2 | 159.583 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,7570 | 2.500 | 2 | 157.583 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,7500 | 2.500 | 2 | 155.083 | ||||
| 2018-12-10 | 2018-12-07 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,7390 | 7.000 | 5 | 152.583 | ||||
| 2018-12-10 | 2018-12-06 | 4 | Durrant Cameron | HGEN | Common Stock, $0.001 par value | D | 0,7320 | 10.000 | 7 | 145.583 | ||||
| 2018-10-02 | 2018-09-28 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0,6400 | 24.219 | 16 | 65.219 | ||||
| 2018-10-02 | 2018-09-28 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0,6400 | 21.094 | 14 | 141.880 | ||||
| 2018-10-02 | 2018-09-28 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,6400 | 21.094 | 14 | 48.094 | ||||
| 2018-08-09 | 2018-08-07 | 4 | BARLIANT RONALD | HGEN | Common Stock, $0.001 par value | D | 0,5000 | 27.000 | 14 | 120.786 | ||||
| 2018-08-09 | 2018-08-07 | 4 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 0,5000 | 31.000 | 16 | 41.000 | ||||
| 2018-08-09 | 2018-08-07 | 4 | Boehm Rainer J. | HGEN | Common Stock, $0.001 par value | D | 0,5000 | 27.000 | 14 | 27.000 | ||||
| 2018-03-13 | 3 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 20.000 | ||||||||
| 2018-03-13 | 3 | Savage Robert G. | HGEN | Common Stock, $0.001 par value | D | 20.000 | ||||||||
| 2018-03-13 | 2018-03-09 | 4 | Boehm Rainer J. | HGEN | Stock Option (Right to Buy) | D | 0,66 | 715.877 | 715.877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0,66 | 284.313 | 284.313 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Jester J Gregory | HGEN | Stock Option (Right to Buy) | D | 0,66 | 1.073.815 | 1.223.815 | |||||
| 2018-03-13 | 2018-03-09 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0,66 | 156.863 | 156.863 | |||||
| 2018-03-13 | 2018-03-09 | 4 | BARLIANT RONALD | HGEN | Stock Option (Right to Buy) | D | 0,66 | 715.877 | 715.877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Durrant Cameron | HGEN | Stock Option (Right to Buy) | D | 0,66 | 7.466.749 | 8.509.771 | |||||
| 2018-03-13 | 2018-03-09 | 4 | Savage Robert G. | HGEN | Stock Option (Right to Buy) | D | 0,66 | 715.877 | 715.877 | |||||
| 2018-03-13 | 2018-03-09 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 0,66 | 88.235 | 88.235 | |||||
| 2018-03-13 | 2018-03-09 | 4 | MORRIS TIMOTHY E | HGEN | Stock Option (Right to Buy) | D | 0,66 | 715.877 | 715.877 | |||||
| 2018-03-07 | 2017-09-05 | 4 | Jester J Gregory | HGEN | Employee Stock Option (right to buy) | D | 0,33 | 150.000 | 150.000 | |||||
| 2018-03-05 | 2018-02-27 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 0,2800 | 29.893.424 | 8.370 | 33.573.530 | ||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 0,0937 | 32.028.669 | 3.001 | 46.876.309 | ||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Cheval Holdings, Ltd. | HGEN | Common Stock, $0.001 par value | I | 12.812.322 | 14.847.640 | ||||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Black Horse Capital Master Fund Ltd. | HGEN | Common Stock, $0.001 par value | I | 11.957.369 | 13.997.832 | ||||||
| 2018-03-01 | 2018-02-27 | 4 | Chappell Dale By Black Horse Capital LP | HGEN | Common Stock, $0.001 par value | I | 5.123.733 | 5.996.710 | ||||||
| 2017-09-05 | 2017-08-30 | 4 | NOMIS BAY LTD. | HGEN | Common Stock | D | 0,4600 | -38.900 | -18 | 3.680.106 | ||||
| 2017-02-22 | 2017-02-21 | 4 | Lam Morgan | KBIO | Employee Stock Option (right to buy) | D | 2,92 | 100.000 | 100.000 | |||||
| 2017-02-22 | 2017-02-21 | 4 | Tousley David L. | KBIO | Employee Stock Option (right to buy) | D | 2,92 | 100.000 | 100.000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | BARLIANT RONALD | KBIO | Stock Option (right to buy) | D | 3,38 | 100.000 | 100.000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | MORRIS TIMOTHY E | KBIO | Stock Option (right to buy) | D | 3,38 | 100.000 | 100.000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Chappell Dale | KBIO | Stock Option (Right to Buy) | D | 3,38 | 100.000 | 100.000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Durrant Cameron | KBIO | Stock Option (right to buy) | D | 3,38 | 1.043.022 | 1.043.022 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Friedberg Ezra M | KBIO | Stock Option (right to buy) | D | 3,38 | 100.000 | 100.000 | |||||
| 2016-09-15 | 2016-09-13 | 4 | Lam Morgan | KBIO | Stock Option (right to buy) | D | 3,38 | 100.000 | 100.000 | |||||
| 2016-08-29 | 2016-08-26 | 4 | Shkreli Martin | KBIO | Common Stock | D | 3,1000 | -309.723 | -960 | 0 | ||||
| 2016-08-29 | 2016-08-25 | 4 | Shkreli Martin | KBIO | Common Stock | D | 3,1000 | -1.913.206 | -5.931 | 309.723 | ||||
| 2016-07-13 | 3 | NOMIS BAY LTD. | KBIOQ | Common Stock | D | 7.438.012 | ||||||||
| 2016-07-13 | 3 | NOMIS BAY LTD. | KBIOQ | Common Stock | D | 7.438.012 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital LP | KBIO | Common Stock, par value $0.001 | I | 5.821.735 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.984.076 | ||||||||
| 2016-07-11 | 3 | Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd. | KBIO | Common Stock, par value $0.001 | I | 6.989.221 | ||||||||
| 2016-07-05 | 2016-06-30 | 4 | BARLIANT RONALD | KBIOQ | Common Stock | D | 93.786 | 93.786 | ||||||
| 2016-07-05 | 2016-06-30 | 4 | Durrant Cameron | KBIOQ | Common Stock | D | 135.583 | 135.583 | ||||||
| 2015-12-18 | 2015-12-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 29,3200 | 3.410 | 100 | 178.210 | ||||
| 2015-12-18 | 2015-12-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 29,3200 | 3.410 | 100 | 178.210 | ||||
| 2015-12-18 | 2015-12-16 | 4 | Fernandez Thomas Edward | KBIO | Common Stock | D | 29,3200 | 6.821 | 200 | 6.821 | ||||
| 2015-12-18 | 2015-12-16 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 29,3200 | 10.000 | 293 | 250.000 | ||||
| 2015-12-18 | 2015-12-16 | 4 | Harrison Michael Wayne | KBIO | Common Stock | D | 29,3200 | 1.705 | 50 | 1.705 | ||||
| 2015-12-17 | 2015-12-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 29,3200 | 3.410 | 100 | 378.210 | ||||
| 2015-12-17 | 2015-12-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 29,3200 | 3.410 | 100 | 378.210 | ||||
| 2015-11-24 | 2015-11-24 | 4 | Shkreli Martin | KBIO | Common Stock | D | 38,1500 | 5.000 | 191 | 2.075.200 | ||||
| 2015-11-23 | 2015-11-20 | 4 | Shkreli Martin | KBIO | Common Stock | D | 18,8800 | 5.000 | 94 | 2.070.200 | ||||
| 2015-11-19 | 3 | BIESTEK MAREK | KBIO | Common Stock | D | 0 | ||||||||
| 2015-11-19 | 2015-11-18 | 4 | Shkreli Martin | KBIO | Common Stock | D | 2,0200 | 440.000 | 889 | 2.065.200 | ||||
| 2015-11-19 | 2015-11-18 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 2,0400 | 40.000 | 82 | 240.000 | ||||
| 2015-11-19 | 2015-11-17 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 1,8300 | 135.000 | 247 | 200.000 | ||||
| 2015-11-19 | 2015-11-16 | 4 | BIESTEK MAREK | KBIO | Common Stock | D | 1,3600 | 65.000 | 88 | 65.000 | ||||
| 2015-11-19 | 2015-11-18 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 2,1300 | 150.000 | 320 | 574.800 | ||||
| 2015-11-19 | 2015-11-18 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 2,1300 | 150.000 | 320 | 574.800 | ||||
| 2015-11-18 | 3/A | Moradi David | KBIO | Common Stock | D | 67.937 | ||||||||
| 2015-11-18 | 3/A | Moradi David Through Anthion Partners II LLC | KBIO | Common Stock | I | 67.937 | ||||||||
| 2015-11-18 | 2015-11-17 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,6900 | 113.800 | 192 | 424.800 | ||||
| 2015-11-18 | 2015-11-17 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1,6900 | 113.800 | 192 | 424.800 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,7600 | 17.100 | 30 | 311.000 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1,7600 | 17.100 | 30 | 311.000 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,2600 | 225.963 | 285 | 293.900 | ||||
| 2015-11-18 | 2015-11-16 | 4/A | Anthion Partners II LLC | KBIO | Common Stock | D | 1,2600 | 225.963 | 285 | 293.900 | ||||
| 2015-11-18 | 3 | Anthion Partners II LLC | KBIO | Common Stock | D | 203.811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 203.811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC | KBIO | Common Stock | D | 203.811 | ||||||||
| 2015-11-18 | 3 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 203.811 | ||||||||
| 2015-11-18 | 3 | Shkreli Martin | KBIO | Common Stock | D | 828.170 | ||||||||
| 2015-11-18 | 3 | Shkreli Martin | KBIO | Common Stock | D | 828.170 | ||||||||
| 2015-11-18 | 2015-11-17 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,6900 | 113.800 | 192 | 424.800 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1,6900 | 113.800 | 192 | 424.800 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1,7600 | 17.100 | 30 | 311.000 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,7600 | 17.100 | 30 | 311.000 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC Through Anthion Partners II LLC | KBIO | Common Stock | I | 1,2600 | 225.963 | 285 | 293.900 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Anthion Partners II LLC | KBIO | Common Stock | D | 1,2600 | 225.963 | 285 | 293.900 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Shkreli Martin | KBIO | Common Stock | D | 2,4300 | 7.000 | 17 | 1.625.200 | ||||
| 2015-11-18 | 2015-11-17 | 4 | Shkreli Martin | KBIO | Common Stock | D | 1,9300 | 606.677 | 1.171 | 1.618.200 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Shkreli Martin | KBIO | Common Stock | D | 1,4300 | 97.269 | 139 | 1.011.523 | ||||
| 2015-11-18 | 2015-11-16 | 4 | Shkreli Martin | KBIO | Common Stock | D | 0,6100 | 500.169 | 305 | 914.254 | ||||
| 2015-11-10 | 2015-11-09 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,95 | 1.875 | 1.875 | |||||
| 2015-10-28 | 2015-10-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 1,90 | 3.125 | 3.125 | |||||
| 2015-10-08 | 2015-10-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 2,31 | 1.875 | 1.875 | |||||
| 2015-09-28 | 2015-09-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 1,93 | 3.125 | 3.125 | |||||
| 2015-09-22 | 2015-08-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 2,01 | 3.125 | 3.125 | |||||
| 2015-09-22 | 2015-09-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 3,45 | 1.875 | 1.875 | |||||
| 2015-08-11 | 2015-08-10 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 2,05 | 1.875 | 1.875 | |||||
| 2015-07-30 | 2015-07-30 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 2,16 | 3.125 | 3.125 | |||||
| 2015-07-14 | 2015-07-10 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | BAFFI ROBERT | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-14 | 2015-07-10 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 3,68 | 5.000 | 5.000 | |||||
| 2015-07-08 | 2015-07-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,49 | 15.000 | 15.000 | |||||
| 2015-06-30 | 2015-06-29 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0,49 | 25.000 | 25.000 | |||||
| 2015-06-08 | 2015-06-08 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,57 | 15.000 | 15.000 | |||||
| 2015-05-28 | 2015-05-28 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0,53 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,50 | 15.000 | 15.000 | |||||
| 2015-04-27 | 2015-04-22 | 4 | MARTELL RON | KBIO | Stock Option (right to buy) | D | 0,57 | 30.000 | 30.000 | |||||
| 2015-04-27 | 2015-04-22 | 4 | MARTELL RON | KBIO | Restricted Stock Units | D | 30.000 | 30.000 | ||||||
| 2015-04-08 | 2015-04-07 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,47 | 15.000 | 15.000 | |||||
| 2015-03-13 | 2015-01-20 | 4/A | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,44 | 15.000 | 15.000 | |||||
| 2015-03-10 | 2015-03-10 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,56 | 15.000 | 15.000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | Joseph Donald | KBIO | Stock Options (right to buy) | D | 0,45 | 300.000 | 300.000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,45 | 300.000 | 300.000 | |||||
| 2015-02-18 | 2015-02-16 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Options (right to buy) | D | 0,45 | 300.000 | 300.000 | |||||
| 2015-02-09 | 2015-02-06 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,42 | 15.000 | 15.000 | |||||
| 2015-01-21 | 2015-01-20 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 0,44 | 15.000 | 15.000 | |||||
| 2014-12-01 | 2014-11-25 | 4 | BAFFI ROBERT | KBIO | Stock Option (right to buy) | D | 1,87 | 40.000 | 40.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LAWLIS V BRYAN | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-06-20 | 2014-06-18 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 2,10 | 20.000 | 20.000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Joseph Donald | KBIO | Stock Option (right to buy) | D | 5,41 | 40.000 | 40.000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Option (right to buy) | D | 5,41 | 75.000 | 75.000 | |||||
| 2014-01-22 | 2014-01-19 | 4 | Molfino Nestor | KBIO | Stock Option (right to buy) | D | 5,41 | 150.000 | 150.000 | |||||
| 2014-01-22 | 2014-01-21 | 4 | Pritchard David | KBIO | Stock Option (right to buy) | D | 5,36 | 250.000 | 250.000 | |||||
| 2013-10-23 | 2013-10-22 | 4 | CROSS HERB | KBIO | Stock Option (right to buy) | D | 4,15 | 150.000 | 150.000 | |||||
| 2013-10-23 | 2013-10-22 | 4 | Smaldone Alsup Laurie | KBIO | Stock Option (right to buy) | D | 4,15 | 20.000 | 20.000 | |||||
| 2013-09-03 | 2013-08-29 | 4 | LAWLIS V BRYAN | KBIO | Stock Option (right to buy) | D | 5,57 | 20.000 | 20.000 | |||||
| 2013-08-01 | 2013-07-30 | 4 | Joseph Donald | KBIO | Stock Option (right to buy) | D | 5,75 | 125.000 | 125.000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | HENNER DENNIS | KBIO | Stock Option (Right to Buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | HEALY JAMES | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | WITHY RAYMOND M | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | LOVE TED W | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | LYONS GARY A | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | GILBERT DENISE | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Cooper Jeffrey H | KBIO | Stock Option (right to buy) | D | 6,00 | -60.000 | 60.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Molfino Nestor | KBIO | Stock Option (right to buy) | D | 6,00 | -90.000 | 90.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Yarranton Geoffrey Thomas | KBIO | Stock Option (right to buy) | D | 6,00 | 75.000 | 75.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Smith Brigitte | KBIO | Stock Option (right to buy) | D | 6,00 | 15.000 | 15.000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Pritchard David | KBIO | Stock Option (right to buy) | D | 6,00 | 150.000 | 150.000 | |||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -1.207 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -80.731 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series E Preferred Stock | I | -643 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -2.565 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -171.450 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series D Preferred Stock | I | -1.367 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -3.143 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -210.056 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series C Preferred Stock | I | -1.675 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -9.982 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -653.356 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-2 Preferred Stock | I | -19.120 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -5.231 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -341.236 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series B-1 Preferred Stock | I | -11.226 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -2.851 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -185.996 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Series A Preferred Stock | I | -6.118 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1.392 | 31.415 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 93.129 | 2.072.914 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 742 | 43.767 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 2.918 | 30.023 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 195.088 | 1.979.785 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1.555 | 43.025 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 3.440 | 27.105 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 229.904 | 1.784.697 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 1.833 | 41.470 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 9.982 | 23.665 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 653.356 | 1.554.793 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 19.120 | 39.637 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 5.231 | 13.683 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 341.236 | 901.437 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 11.226 | 20.517 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 2.851 | 8.452 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 185.996 | 560.201 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HEALY JAMES | KBIO | Common Stock | I | 6.118 | 9.291 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | DEVELOPMENT BANK OF JAPAN INC. | KBIO | Series D Preferred Stock | D | -431.973 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | DEVELOPMENT BANK OF JAPAN INC. | KBIO | Common Stock | D | 491.530 | 491.530 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | BAXTER INTERNATIONAL INC | KBIO | Series D Preferred Stock | D | -842.435 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | BAXTER INTERNATIONAL INC | KBIO | Common Stock | D | 958.583 | 958.583 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Sanofi by wholly-owned subsidiary Genzyme Corp. | KBIO | Preferred Shares | I | -431.973 | 0 | ||||||
| 2013-02-07 | 2013-01-31 | 4 | Sanofi by wholly-owned subsidiary Genzyme Corp. | KBIO | Common Stock | I | 8,0000 | 87.500 | 700 | 579.030 | ||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series D Preferred Stock | I | -275.539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series C Preferred Stock | I | -337.622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Series B-2 Preferred Stock | I | -1.949.879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 313.527 | 2.632.928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 369.522 | 2.319.401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | HENNER DENNIS | KBIO | Common Stock | I | 1.949.879 | 1.949.879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series D Preferred Stock | I | -275.539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series C Preferred Stock | I | -337.622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Series B-2 Preferred Stock | I | -1.949.879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 313.527 | 2.632.928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 369.522 | 2.319.401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | EVNIN LUKE | KBIO | Common Stock | I | 1.949.879 | 1.949.879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series E Preferred Stock | D | -165.164 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series D Preferred Stock | D | -224.029 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series C Preferred Stock | D | -181.114 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series B-2 Preferred Stock | D | -487.489 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series B-1 Preferred Stock | D | -357.693 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Series A Preferred Stock | D | -194.965 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Alloy Ventures 2000, LLC | KBIO | Common Stock | D | 1.683.817 | 1.691.794 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series D Preferred Stock | I | -275.539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series C Preferred Stock | I | -337.622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series B-2 Preferred Stock | I | -1.949.879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 313.527 | 2.632.928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 369.522 | 2.319.401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 1.949.879 | 1.949.879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series D Preferred Stock | I | -275.539 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series C Preferred Stock | I | -337.622 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Series B-2 Preferred Stock | I | -1.949.879 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 313.527 | 2.632.928 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 369.522 | 2.319.401 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | MPM BIOVENTURES III-QP L.P. | KBIO | Common Stock | I | 1.949.879 | 1.949.879 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -1.207 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -80.731 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series E Preferred Stock | D | -643 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -2.565 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -171.450 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series D Preferred Stock | D | -1.367 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -3.143 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -210.056 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series C Preferred Stock | D | -1.675 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -9.982 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -653.356 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-2 Preferred Stock | D | -19.120 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -5.231 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -341.236 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series B-1 Preferred Stock | D | -11.226 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -2.851 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -185.996 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Series A Preferred Stock | D | -6.118 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1.392 | 31.415 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 93.129 | 2.072.914 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 742 | 43.767 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 2.918 | 30.023 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 195.088 | 1.979.785 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1.555 | 43.025 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 3.440 | 27.105 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 229.904 | 1.784.697 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 1.833 | 41.470 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 9.982 | 23.665 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 653.356 | 1.554.793 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 19.120 | 39.637 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 5.231 | 13.683 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 341.236 | 901.437 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 11.226 | 20.517 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 2.851 | 8.452 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 185.996 | 560.201 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SOFINNOVA VENTURE PARTNERS V LP | KBIO | Common Stock | D | 6.118 | 9.291 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series D Preferred Stock | I | -45.368 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series D Preferred Stock | I | -170.617 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series C Preferred Stock | I | -25.322 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series C Preferred Stock | I | -59.084 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Genesis | KBIO | Series B-2 Preferred Stock | I | -146.240 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Series B-2 Preferred Stock | I | -341.229 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Smith Brigitte | KBIO | Common Stock | I | 825.613 | 850.613 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series D Preferred Stock | D | -96.612 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series C Preferred Stock | D | -79.886 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series B-2 Preferred Stock | D | -175.488 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Series B-1 Preferred Stock | D | -125.185 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | 5AM Partners LLC | KBIO | Common Stock | D | 498.038 | 721.228 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Mitsubishi UFJ Capital II, Limited Partnership | KBIO | Series D Preferred Stock | D | -345.578 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Mitsubishi UFJ Capital II, Limited Partnership | KBIO | Common Stock | D | 393.223 | 393.223 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series D Preferred Stock | D | -215.985 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series C Preferred Stock | D | -84.406 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Series B-2 Preferred Stock | D | -487.469 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Common Stock | D | 825.613 | 850.613 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Lehman Brothers Holdings Inc. By LB I Group Inc. | KBIO | Series C Convertible Preferred Stock | I | -974.940 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | Lehman Brothers Holdings Inc. By LB I Group Inc. | KBIO | Common Stock | I | 1.067.059 | 1.067.059 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series D Preferred Stock | D | -104.387 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series C Preferred Stock | D | -51.710 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series B-2 Preferred Stock | D | -175.489 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Series B-1 Preferred Stock | D | -121.149 | 0 | ||||||
| 2013-02-07 | 2013-02-05 | 4 | SINGAPORE BIO INNOVATIONS PTE LTD | KBIO | Common Stock | D | 472.013 | 474.018 | ||||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8,0000 | 5.485 | 44 | 5.601 | ||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8,0000 | 366.592 | 2.933 | 374.205 | ||||
| 2013-02-04 | 2013-01-31 | 4 | HEALY JAMES | KBIO | Common Stock | I | 8,0000 | 2.923 | 23 | 3.173 | ||||
| 2013-02-04 | 2013-01-31 | 4 | GBS Venture Partners Pty, Ltd | KBIO | Common Stock | D | 8,0000 | 25.000 | 200 | 25.000 | ||||
| 2013-02-04 | 2013-01-31 | 4 | Smith Brigitte By GBS Bioventures II A/C | KBIO | Common Stock | I | 8,0000 | 25.000 | 200 | 25.000 | ||||
| 2013-02-04 | 2013-01-31 | 4 | 5AM Partners LLC | KBIO | Common Stock | D | 8,0000 | 62.500 | 500 | 223.190 | ||||
| 2012-08-13 | 3 | WITHY RAYMOND M | NONE | Common Stock | D | 100.000 | ||||||||
| 2012-08-10 | 3 | Alloy Ventures 2000, L.P. | NONE | Common Stock | D | 28.418 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 414 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 27.116 | ||||||||
| 2012-08-10 | 3 | Azan Alain | NONE | Common Stock | I | 891 | ||||||||
| 2012-08-10 | 3 | Yarranton Geoffrey Thomas | NONE | Common Stock | D | 931.645 | ||||||||
| 2012-08-10 | 3 | Pritchard David | NONE | Common Stock | D | 2.273.521 | ||||||||
| 2012-08-10 | 3 | Shochat Dan | NONE | Common Stock | D | 826.394 | ||||||||
| 2012-08-10 | 3 | 5AM VENTURES LLC | NONE | Common Stock | D | 572.295 | ||||||||
| 2012-08-10 | 3 | EDB Investments Pte Ltd. | NONE | Common Stock | D | 7.142 |
