Giriş

Bu sayfada, Chiyue cheung için bilinen içeriden öğrenen ticareti geçmişinin kapsamlı bir analizi sunulmaktadır. İçeriden öğrenenler bir şirketteki yetkililer, yöneticiler veya önemli yatırımcılardır. İçeridekilerin belirli, kamuya açık olmayan bilgilere dayanarak şirketlerinin ticaretini yapması yasa dışıdır. Bu onların kendi şirketlerinde herhangi bir işlem yapmalarının yasa dışı olduğu anlamına gelmez. Ancak tüm işlemleri Form 4 aracılığıyla SECe bildirmeleri gerekiyor. Bu kısıtlamalara rağmen, akademik araştırmalar içerdekilerin genel olarak kendi şirketlerinde piyasadan daha iyi performans gösterme eğiliminde olduklarını gösteriyor.

Ortalama Ticaret Kârlılığı

Ortalama ticari kârlılık, içeriden öğrenen tarafından son üç yılda yaptığı tüm açık piyasa alımlarının ortalama getirisidir. Bunu hesaplamak için, 10b5-1 ticaret planının bir parçası olarak işaretlenen tüm işlemler hariç, içeriden öğrenenlerin yaptığı her açık piyasa, planlanmamış satın almayı inceliyoruz. Daha sonra bu işlemlerin 3, 6 ve 12 aylık ortalama performansını hesaplıyoruz ve her bir işlem için nihai bir performans ölçüsü oluşturmak amacıyla bu sürelerin her birinin ortalamasını alıyoruz. Son olarak, içeriden öğrenenlerin performans ölçümünü hesaplamak için tüm performans ölçümlerinin ortalamasını alıyoruz. Bu liste yalnızca son iki yılda en az üç işlem gerçekleştiren içeriden öğrenenleri içermektedir.

İçeriden öğrenenlerin ticari kârlılığı "Uygulanamaz" ise, içeriden öğrenen kişi ya son üç yılda herhangi bir açık piyasadan alım yapmamıştır ya da yaptıkları işlemler güvenilir bir performans ölçüsü hesaplamak için çok yenidir.

Güncelleme Sıklığı: Günlük

En kârlı içeriden öğrenen tüccarların listesine bakın.

Sıralamada En Yüksekteki İçeriden Öğrenenleri Görün
İçeriden Öğrenen Pozisyonları Bildiren Şirketler

SEC dosyaları, Chiyue cheungın aşağıdaki şirketlerde varlıkları olduğunu veya ticaret yaptığını bildirdiğini gösteriyor:

Menkul Kıymet Başlık Son Bildirilen Varlıklar
US:NPTN / NeoPhotonics Corporation Chief Operating Officer 0
Grafikler Nasıl Yorumlanır?

Aşağıdaki grafikler, Chiyue cheung tarafından yapılan her açık piyasa, planlanmamış ticaret sonrasında menkul kıymetlerin hisse senedi performansını göstermektedir. Planlanmamış ticaret, 10b5-1 ticaret planının parçası olarak yapılmayan ticarettir. Hisse senedi performansı, hisse fiyatındaki kümülatif yüzde değişim olarak gösterilmektedir. Örneğin, 1 Ocak 2019da içeriden öğrenen ticareti yapılmışsa grafik, menkul kıymetin günümüze kadar olan günlük yüzde değişimini gösterecektir. Bu süre zarfında hisse fiyatı 10 dolardan 15 dolara çıkarsa, hisse fiyatındaki kümülatif yüzde değişim %50 olacaktır. Fiyattaki 10 Dolardan 20 Dolara değişim %100, fiyatta 10 Dolardan 5 Dolara değişim ise -%50 olur.

Son olarak, içeriden öğrenenin işlemlerinin içeriden öğrenilen bilgilerden kâr elde edebilmek için zamanlayıp zamanlamadığını görmek amacıyla, içeriden öğrenenin işlemlerinin hisse fiyatındaki aşırı getirilerle (pozitif veya negatif) ne kadar yakından ilişkili olduğunu belirlemeye çalışıyoruz. İçeriden öğrenenin bunu yaptığı durumu düşünün. Bu durumda, (a) alımlardan sonra pozitif getiriler veya (b) satışlardan sonra olumsuz getiriler bekleriz. (a) durumunda, ALIM grafiği, her satın alma işleminden sonra pozitif getiriyi gösteren bir dizi yukarı doğru eğimli eğri gösterecektir. (b) durumunda, SATIM grafiği, her satış işleminden sonra negatif getiriyi gösteren bir dizi aşağı doğru eğimli eğri gösterecektir.

Ancak bu tek başına sonuç çıkarmak için yeterli değildir. Örneğin, şirketin hisse fiyatı uzun yıllar boyunca döngüsel olmayan bir yükseliş gösteriyorsa, satın alma sonrası tüm lotların yukarı doğru eğimli olmasını bekleriz. Benzer şekilde, uzun yıllar boyunca döngüsel olmayan düşüşler, ticaret sonrası lotların aşağı doğru eğimli olmasına neden olacaktır. Bu grafiklerin hiçbiri içeriden öğrenenlerin ticareti faaliyeti şüphesi öne sürmez.

En güçlü gösterge, hisse fiyatının son derece döngüsel olduğu ve ALIM tablosunda hem pozitif sinyallerin, hem de SATIM grafiğinde negatif lotların olduğu bir durum olacaktır. Bu durum, içeriden öğrenenin işlemleri kendi finansal avantajlarına göre zamanladığını gösteriyor.

İçeriden Öğrenen Ticareti Geçmişi

Bu tablo, Chiyue cheung tarafından Menkul Kıymetler Borsası Komisyonuna (SEC) açıklanan içeriden öğrenen ticaretinin tam listesini gösterir.

Dosya Tarihi İşlem Tarihi Form Ticker Menkul Kıymet Kod 10b5-1 Hisseler Kalan Hisseler Yüzde
Değişimi		 Hisse
Fiyatı		 İşlem
Değeri		 Kalan
Değer
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -2.666 0 -100,00 16,00 -42.656
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -10.000 2.666 -78,95 16,00 -160.000 42.656
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 10.000 12.666 375,09
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 2.666 2.666
2022-07-22 2022-07-20 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -13.475 0 -100,00 15,73 -211.917
2022-07-22 2022-07-20 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 13.475 13.475
2022-07-06 2022-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -16.250 0 -100,00 15,63 -253.966
2022-07-06 2022-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 16.250 16.250
2021-12-10 2021-12-09 4 NPTN NEOPHOTONICS CORP
Stock Appreciation Right 		M - Exercise -75.000 0 -100,00
2021-12-10 2021-12-09 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -75.000 0 -100,00 15,32 -1.149.000
2021-12-10 2021-12-09 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 75.000 75.000 5,11 383.250 383.250
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -30.000 0 -100,00 15,04 -451.200
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -29.000 0 -100,00 15,04 -436.160
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -33.000 0 -100,00 15,04 -496.320
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -29.000 0 -100,00 15,04 -436.160
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 29.000 29.000 8,07 234.030 234.030
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -33.000 0 -100,00 15,04 -496.320
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 33.000 33.000 7,59 250.470 250.470
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -30.000 0 -100,00 15,04 -451.200
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 30.000 30.000 12,27 368.100 368.100
2021-08-03 2021-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -10.000 0 -100,00 9,41 -94.128
2021-08-03 2021-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -2.667 10.000 -21,05 9,41 -25.104 94.128
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -10.000 20.000 -33,33 9,41 -94.128 188.256
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -2.667 2.666 -50,01 9,41 -25.104 25.095
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 10.000 12.667 374,95
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 2.667 2.667
2021-07-22 2021-07-20 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 53.900 53.900
2021-07-06 2021-07-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -6.500 0 -100,00 10,12 -65.768
2021-07-06 2021-07-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -9.750 6.500 -60,00 10,12 -98.652 65.768
2021-07-06 2021-07-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -6.500 16.250 -28,57
2021-07-06 2021-07-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -9.750 22.750 -30,00
2021-07-06 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 6.500 16.250 66,67
2021-07-06 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 9.750 9.750
2021-06-08 2021-06-07 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -14.400 0 -100,00 10,52 -151.455
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -14.400 0 -100,00
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 14.400 14.400
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -12.500 0 -100,00 11,70 -146.284
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -25.000 0 -100,00 11,80 -295.000
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -25.000 0 -100,00 11,80 -295.000
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 25.000 25.000 3,30 82.500 82.500
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -12.500 0 -100,00 11,70 -146.284
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 12.500 12.500 3,50 43.750 43.750
2021-04-13 2021-04-12 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -11.500 0 -100,00 11,73 -134.867
2021-04-13 2021-04-09 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -11.500 34.500 -25,00
2021-04-13 2021-04-09 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 11.500 11.500
2021-03-26 2021-03-26 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -11.154 0 -100,00 11,76 -131.125
2021-03-26 2021-03-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -11.154 0 -100,00
2021-03-26 2021-03-25 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 11.154 11.154
2021-02-16 2021-02-11 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -13.000 0 -100,00 12,57 -163.419
2021-02-10 2021-02-08 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -13.000 32.500 -28,57
2021-02-10 2021-02-08 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 13.000 13.000
2021-01-26 2021-01-26 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -19.500 0 -100,00 11,82 -230.441
2021-01-26 2021-01-22 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -19.500 45.500 -30,00 11,82 -230.441 537.696
2021-01-26 2021-01-22 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 19.500 19.500 11,82 230.441 230.441
2020-08-04 2020-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -5.620 0 -100,00 9,55 -53.699
2020-08-04 2020-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -5.620 0 -100,00
2020-08-04 2020-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.620 5.620
2020-08-03 2020-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -2.667 0 -100,00 8,87 -23.649
2020-08-03 2020-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -10.000 2.667 -78,95 8,87 -88.671 23.649
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -10.000 30.000 -25,00
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -2.667 5.333 -33,34
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 2.667 12.667 26,67
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 10.000 10.000
2020-06-08 2020-06-05 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -10.800 0 -100,00 9,69 -104.626
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -10.800 14.400 -42,86
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 10.800 10.800
2020-05-13 2020-05-12 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -5.000 0 -100,00 9,80 -49.000
2020-05-13 2020-05-12 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -5.000 0 -100,00 9,80 -49.000
2020-05-13 2020-05-12 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.000 5.000 3,50 17.500 17.500
2020-05-07 2020-05-05 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -9.000 0 -100,00 8,80 -79.200
2020-05-07 2020-05-05 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -9.000 0 -100,00 8,80 -79.200
2020-05-07 2020-05-05 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 9.000 9.000 3,50 31.500 31.500
2020-04-15 2020-04-14 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -8.504 0 -100,00 8,62 -73.319
2020-04-15 2020-04-13 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -8.504 0 -100,00
2020-04-15 2020-04-13 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 8.504 8.504
2020-04-13 2020-04-09 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 46.000 46.000
2020-03-27 2020-03-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 11.154 11.154
2020-02-03 2020-01-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -3.706 0 -100,00 7,80 -28.910
2020-02-03 2020-01-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -3.706 0 -100,00
2020-02-03 2020-01-30 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 3.706 3.706
2019-12-23 2019-12-20 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -6.000 0 -100,00 8,80 -52.800
2019-12-23 2019-12-20 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -6.000 0 -100,00 8,80 -52.800
2019-12-23 2019-12-20 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 6.000 6.000 3,50 21.000 21.000
2019-11-04 2019-11-01 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -6.000 0 -100,00 7,80 -46.800
2019-11-04 2019-11-01 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -6.000 0 -100,00 7,80 -46.800
2019-11-04 2019-11-01 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 6.000 6.000 3,50 21.000 21.000
2019-08-06 2019-08-05 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -6.400 0 -100,00 4,23 -27.059
2019-08-06 2019-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -6.400 0 -100,00
2019-08-06 2019-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 6.400 6.400
2019-08-02 2019-08-01 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -5.620 0 -100,00 4,60 -25.870
2019-08-02 2019-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -5.620 5.620 -50,00
2019-08-02 2019-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.620 5.620
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 40.000 51.706 341,71
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 3.706 11.706 46,32
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 8.000 8.000
2019-06-05 2019-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -10.800 25.200 -30,00
2019-06-05 2019-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -10.800 0 -100,00 4,07 -43.944
2019-06-05 2019-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 10.800 10.800
2019-05-14 2019-05-13 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -12.000 0 -100,00 5,79 -69.472
2019-05-14 2019-05-13 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -12.000 0 -100,00 5,79 -69.472
2019-05-14 2019-05-13 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 12.000 12.000 3,50 42.000 42.000
2019-04-12 2019-04-10 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 8.504 8.504
2018-10-30 2018-10-30 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -5.500 0 -100,00 7,83 -43.090
2018-10-30 2018-10-29 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -5.500 0 -100,00
2018-10-30 2018-10-29 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.500 5.500
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -5.000 0 -100,00 8,11 -40.545
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -5.000 0 -100,00 8,11 -40.545
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -5.000 0 -100,00 8,11 -40.545
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -5.000 0 -100,00 8,11 -40.545
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.000 5.000 3,50 17.500 17.500
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.000 5.000 3,50 17.500 17.500
2018-08-03 2018-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -4.800 0 -100,00 6,52 -31.318
2018-08-03 2018-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -4.800 6.400 -42,86
2018-08-03 2018-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 4.800 4.800
2018-08-01 2018-08-01 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -5.620 0 -100,00 6,36 -35.729
2018-08-01 2018-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -5.620 11.240 -33,33
2018-08-01 2018-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.620 5.620
2018-07-26 2018-07-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 65.000 65.000
2018-06-12 2018-06-10 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 36.000 36.000
2018-05-01 2018-04-30 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -5.500 0 -100,00 5,19 -28.528
2018-05-01 2018-04-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -5.500 5.500 -50,00
2018-05-01 2018-04-27 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.500 5.500
2017-08-04 2017-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -4.800 0 -100,00 7,56 -36.302
2017-08-04 2017-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -4.800 11.200 -30,00
2017-08-04 2017-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 4.800 4.800
2017-08-02 2017-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 16.860 16.860
2017-08-02 2017-07-31 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 29.000 29.000
2017-07-06 2017-07-03 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -10.000 0 -100,00 7,66 -76.616
2017-07-06 2017-07-03 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -10.000 0 -100,00 7,66 -76.616
2017-07-06 2017-07-03 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 10.000 10.000 3,50 35.000 35.000
2017-05-01 2017-04-28 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -11.000 0 -100,00 7,70 -84.744
2017-05-01 2017-04-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -11.000 11.000 -50,00
2017-05-01 2017-04-27 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 11.000 11.000
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -12.500 12.500 -50,00 14,80 -185.000 185.000
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -5.000 5.000 -50,00 14,80 -74.000 74.000
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -12.500 0 -100,00 14,80 -185.000
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 12.500 12.500 3,50 43.750 43.750
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -5.000 0 -100,00 14,80 -74.000
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.000 5.000 3,50 17.500 17.500
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -9.000 9.000 -50,00 13,80 -124.200 124.200
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -6.000 6.000 -50,00 13,80 -82.800 82.800
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -6.000 0 -100,00 13,80 -82.800
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 6.000 6.000 3,50 21.000 21.000
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -9.000 0 -100,00 13,80 -124.200
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 9.000 9.000 3,50 31.500 31.500
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 16.000 16.000
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 30.000 30.000
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -5.833 0 -100,00 12,32 -71.867
2016-08-03 2016-08-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -5.833 0 -100,00
2016-08-03 2016-08-01 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.833 5.833
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -6.000 6.000 -50,00 12,82 -76.901 76.901
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -12.000 12.000 -50,00 12,82 -153.809 153.809
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -12.000 0 -100,00 12,82 -153.809
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 12.000 12.000 3,50 42.000 42.000
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -6.000 0 -100,00 12,82 -76.901
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 6.000 6.000 3,50 21.000 21.000
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise X -5.000 5.000 -50,00 11,85 -59.256 59.256
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise X -5.000 5.000 -50,00 11,85 -59.257 59.257
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise X -10.000 10.000 -50,00 11,86 -118.625 118.625
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -5.000 0 -100,00 11,85 -59.257
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.000 5.000 3,50 17.500 17.500
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.000 5.000 3,50 17.500 17.500
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -5.000 0 -100,00 11,85 -59.256
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -10.000 0 -100,00 11,86 -118.625
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 10.000 10.000 3,50 35.000 35.000
2016-03-10 2016-03-09 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -25.000 25.000 -50,00 11,08 -276.948 276.948
2016-03-10 2016-03-09 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -25.000 0 -100,00 11,08 -276.948
2016-03-10 2016-03-09 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 25.000 25.000 3,30 82.500 82.500
2015-10-29 2015-10-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 22.000 22.000
2015-10-29 2015-10-27 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 33.000 33.000
2015-08-05 2015-08-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -2.200 0 -100,00 8,61 -18.951
2015-08-05 2015-08-04 4 NPTN NEOPHOTONICS CORP
Common Stock 		D - Sale to Issuer -5.833 2.200 -72,61 8,61 -50.246 18.951
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -5.833 5.833 -50,00
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -2.200 0 -100,00
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.833 8.033 265,14
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 2.200 2.200
2015-05-14 2015-05-13 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -13.420 0 -100,00 6,89 -92.464
2015-05-13 2015-05-12 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -13.420 0 -100,00
2015-05-13 2015-05-12 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 13.420 13.420
2015-03-31 2015-03-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 13.420 13.420
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		D - Sale to Issuer -12.000 0 -100,00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		D - Sale to Issuer -12.000 0 -100,00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		D - Sale to Issuer -25.000 0 -100,00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		D - Sale to Issuer -18.000 0 -100,00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		D - Sale to Issuer -10.000 0 -100,00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		D - Sale to Issuer -10.000 0 -100,00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		D - Sale to Issuer -24.000 0 -100,00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		D - Sale to Issuer -10.000 0 -100,00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		D - Sale to Issuer -20.000 0 -100,00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 25.000 25.000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 10.000 10.000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 10.000 10.000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 18.000 18.000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 12.000 12.000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 12.000 12.000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 24.000 24.000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 10.000 10.000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 20.000 20.000
2014-10-10 2014-10-08 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 50.000 50.000
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -5.834 11.666 -33,34
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -2.200 2.200 -50,00
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -4.000 0 -100,00
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 5.834 12.034 94,10
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 4.000 6.200 181,82
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 2.200 2.200
2013-09-20 2013-09-18 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		A - Award 17.500 17.500
2013-09-20 2013-09-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 25.000 25.000
2013-08-12 2013-08-09 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -6.200 0 -100,00 6,85 -42.497
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -2.200 4.400 -33,33
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -4.000 4.000 -50,00
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 4.000 6.200 181,82
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 2.200 2.200
2013-06-13 2013-06-11 4 NPTN NEOPHOTONICS CORP
Stock Appreciation Right 		A - Award 75.000 75.000
2012-08-14 2012-08-10 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale -4.000 0 -100,00 4,89 -19.560
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire) 		M - Exercise -4.000 8.000 -33,33
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 4.000 4.000
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire) 		A - Award -6.600 134.600 -4,67
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Stock Option (Right to buy) 		A - Award -10.000 128.000 -7,25
P
Türev olmayan veya türev menkul kıymetlerin açık piyasa veya özel alımı
S
Türev olmayan veya türev menkul kıymetlerin açık piyasa veya özel satımı
A
Şirketten menkul kıymetlerin verilmesi, ödüllendirilmesi veya başka şekilde edinilmesi (opsiyon gibi)
C
Türevin dönüşümü
D
Menkul kıymetlerin şirkete geri satışı veya devri
F
Kullanım bedelinin veya vergi yükümlülüğünün şirketten alınan menkul kıymetlerin bir kısmı kullanılarak ödenmesi
G
Menkul kıymetlerin içeriden birine veya kişiye hediye edilmesi
K
Özkaynak swapları ve benzeri riskten korunma işlemleri
M
Şirketten alınan türev menkul kıymetin kullanılması veya dönüştürülmesi (opsiyon gibi)
V
Form 4te gönüllü olarak bildirilen bir işlem
J
Diğer (işlemi açıklayan bir dipnotla birlikte)