NetApp, Inc.
US ˙ NasdaqGS ˙ US64110D1046

SecurityNTAP / NetApp, Inc.
InsiderGerald Held
This page shows the track record and history of HELD GERALD insider trades in NetApp, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Gerald Held in NTAP / NetApp, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

NTAP / NetApp, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Gerald Held in NTAP / NetApp, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2026-06-03 7,132 180.0000 7,132 180.0000 1,283,760 2 167.0400 -92,431 -7.20
2023-09-12 5,634 78.5000 5,634 78.5000 442,269
2020-09-10 11,416 45.5005 11,416 45.5005 519,434
2019-08-27 10,000 46.9400 10,000 46.9400 469,400
2019-08-21 7,000 47.2324 7,000 47.2324 330,627
2018-06-18 410 77.7501 410 77.7501 31,878
2018-06-18 4,090 77.7600 4,090 77.7600 318,038
2018-06-06 4,000 73.9856 4,000 73.9856 295,942
2016-12-13 7,500 36.1500 7,500 36.1500 271,125
2016-12-08 5,000 36.5000 5,000 36.5000 182,500
2016-12-08 10,000 36.6044 10,000 36.6044 366,044
2016-12-07 400 36.1200 400 36.1200 14,448
2016-12-07 4,600 36.1100 4,600 36.1100 166,106

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

NTAP / NetApp, Inc. Insider Trades
Insider Transaction History
File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2026-06-05 2026-06-03 4 HELD GERALD NTAP Common Shares S - Sale D 180.0000 -7,132 -1,284 13,775
2023-09-14 2023-09-12 4 HELD GERALD NTAP Common Stock M - Exercise D 3,450 20,907
2023-09-14 2023-09-12 4 HELD GERALD NTAP Common Stock S - Sale D 78.5000 -5,634 -442 17,457
2022-09-12 2022-09-08 4 HELD GERALD NTAP Common Stock M - Exercise D 2,707 23,091
2021-09-13 2021-09-10 4 HELD GERALD NTAP Restricted Stock Unit A - Award D 0.00 2,707 40,883
2021-09-13 2021-09-09 4 HELD GERALD NTAP Restricted Stock Unit M - Exercise D 0.00 -5,634 38,176
2021-09-13 2021-09-09 4 HELD GERALD NTAP Common Stock M - Exercise D 5,634 20,384
2020-09-11 2020-09-10 4 HELD GERALD NTAP Restricted Stock Unit A - Award D 0.00 5,634 43,810
2020-09-11 2020-09-10 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) M - Exercise D 43.77 45.5005 -11,416 -519 0
2020-09-11 2020-09-10 4 HELD GERALD NTAP Common Stock S - Sale D 45.5005 -11,416 -519 14,750
2020-09-11 2020-09-10 4 HELD GERALD NTAP Common Stock M - Exercise D 43.7700 11,416 500 26,166
2020-09-11 2020-09-09 4 HELD GERALD NTAP Restricted Stock Unit M - Exercise D 0.00 -4,435 38,176
2020-09-11 2020-09-09 4 HELD GERALD NTAP Common Stock M - Exercise D 4,435 14,750
2019-09-13 2019-09-12 4 HELD GERALD NTAP Restricted Stock Unit A - Award D 0.00 4,435 42,611
2019-09-13 2019-09-11 4 HELD GERALD NTAP Restricted Stock Unit M - Exercise D 0.00 -2,924 38,176
2019-09-13 2019-09-11 4 HELD GERALD NTAP Common Stock M - Exercise D 2,924 10,315
2019-08-29 2019-08-27 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) M - Exercise D 34.52 46.9400 -10,000 -469 0
2019-08-29 2019-08-27 4 HELD GERALD NTAP Common Stock S - Sale D 46.9400 -10,000 -469 7,391
2019-08-29 2019-08-27 4 HELD GERALD NTAP Common Stock M - Exercise D 34.5200 10,000 345 17,391
2019-08-22 2019-08-21 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) M - Exercise D 34.52 47.2324 -7,000 -331 10,000
2019-08-22 2019-08-21 4 HELD GERALD NTAP Common Stock S - Sale D 47.2324 -7,000 -331 7,391
2019-08-22 2019-08-21 4 HELD GERALD NTAP Common Stock M - Exercise D 34.5200 7,000 242 14,391
2018-09-14 2018-09-13 4 HELD GERALD NTAP Restricted Stock Unit A - Award D 0.00 2,924 41,100
2018-06-19 2018-06-18 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) M - Exercise D 37.62 -4,500 0
2018-06-19 2018-06-18 4 HELD GERALD NTAP Common Stock S - Sale D 77.7600 -4,090 -318 7,391
2018-06-19 2018-06-18 4 HELD GERALD NTAP Common Stock S - Sale D 77.7501 -410 -32 11,481
2018-06-19 2018-06-18 4 HELD GERALD NTAP Common Stock M - Exercise D 37.6200 4,500 169 11,891
2018-06-08 2018-06-06 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) M - Exercise D 37.62 73.9856 -4,000 -296 4,500
2018-06-08 2018-06-06 4 HELD GERALD NTAP Common Stock S - Sale D 73.9856 -4,000 -296 7,391
2018-06-08 2018-06-06 4 HELD GERALD NTAP Common Stock M - Exercise D 37.6200 4,000 150 11,391
2017-09-15 2017-09-14 4 HELD GERALD NTAP Restricted Stock Unit A - Award D 0.00 6,150 38,176
2017-09-15 2017-09-13 4 HELD GERALD NTAP Restricted Stock Unit M - Exercise D 0.00 -7,132 32,026
2017-09-15 2017-09-13 4 HELD GERALD NTAP Common Stock M - Exercise D 7,132 7,391
2016-12-15 2016-12-13 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) M - Exercise D 33.83 36.1500 -7,500 -271 0
2016-12-15 2016-12-13 4 HELD GERALD NTAP Common Stock S - Sale D 36.1500 -7,500 -271 259
2016-12-15 2016-12-13 4 HELD GERALD NTAP Common Stock M - Exercise D 33.8300 7,500 254 7,759
2016-12-09 2016-12-08 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) M - Exercise D 33.83 36.6044 -10,000 -366 7,500
2016-12-09 2016-12-08 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) M - Exercise D 33.83 36.5000 -5,000 -182 17,500
2016-12-09 2016-12-08 4 HELD GERALD NTAP Common Stock S - Sale D 36.6044 -10,000 -366 259
2016-12-09 2016-12-08 4 HELD GERALD NTAP Common Stock M - Exercise D 33.8300 10,000 338 10,259
2016-12-09 2016-12-08 4 HELD GERALD NTAP Common Stock S - Sale D 36.5000 -5,000 -182 259
2016-12-09 2016-12-08 4 HELD GERALD NTAP Common Stock M - Exercise D 33.8300 5,000 169 5,259
2016-12-09 2016-12-07 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) M - Exercise D 33.83 36.1108 -5,000 -181 22,500
2016-12-09 2016-12-07 4 HELD GERALD NTAP Common Stock S - Sale D 36.1100 -4,600 -166 259
2016-12-09 2016-12-07 4 HELD GERALD NTAP Common Stock S - Sale D 36.1200 -400 -14 4,859
2016-12-09 2016-12-07 4 HELD GERALD NTAP Common Stock M - Exercise D 33.8300 5,000 169 5,259
2016-09-16 2016-09-15 4 HELD GERALD NTAP Restricted Stock Unit A - Award D 0.00 7,132 39,158
2015-09-15 2015-09-11 4 HELD GERALD NTAP Restricted Stock Unit A - Award D 0.00 7,916 32,026
2014-09-08 2014-09-05 4 HELD GERALD NTAP Restricted Stock Unit A - Award D 0.00 5,922 21,254
2014-09-08 2014-09-04 4 HELD GERALD NTAP Restricted Stock Unit M - Exercise D 0.00 -2,856 15,332
2014-09-08 2014-09-04 4 HELD GERALD NTAP Common Stock M - Exercise D 2,856 3,115
2013-09-16 2013-09-13 4 HELD GERALD NTAP Restricted Stock Unit A - Award D 0.00 2,856 18,188
2013-09-16 2013-09-13 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) A - Award D 43.77 11,416 11,416
2012-09-05 2012-08-31 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) A - Award D 34.52 17,000 17,000
2011-09-02 2011-08-31 4 HELD GERALD NTAP Restricted Stock Unit A - Award D 0.00 2,833 15,332
2011-09-02 2011-08-31 4 HELD GERALD NTAP Non-Qualified Stock Option (right to buy) A - Award D 37.62 8,500 8,500
2009-12-21 3 HELD GERALD NTAP Common Stock D 259
P
Türev olmayan veya türev menkul kıymetlerin açık piyasa veya özel alımı
S
Türev olmayan veya türev menkul kıymetlerin açık piyasa veya özel satımı
A
Şirketten menkul kıymetlerin verilmesi, ödüllendirilmesi veya başka şekilde edinilmesi (opsiyon gibi)
C
Türevin dönüşümü
D
Menkul kıymetlerin şirkete geri satışı veya devri
F
Kullanım bedelinin veya vergi yükümlülüğünün şirketten alınan menkul kıymetlerin bir kısmı kullanılarak ödenmesi
G
Menkul kıymetlerin içeriden birine veya kişiye hediye edilmesi
K
Özkaynak swapları ve benzeri riskten korunma işlemleri
M
Şirketten alınan türev menkul kıymetin kullanılması veya dönüştürülmesi (opsiyon gibi)
V
Form 4te gönüllü olarak bildirilen bir işlem
J
Diğer (işlemi açıklayan bir dipnotla birlikte)