ALPE SEC Dosyaları - alpha-En Corporation- Yıllık Rapor, Vekil Beyanı, İzahname

Temel İstatistikler

CIK

1023298

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to alpha-En Corporation

SEC Filings (Chronological Order)

Bu sayfa, başka bir yerde sunduğumuz mülkiyet başvuruları hariç, SEC Dosyalarının tam ve kronolojik bir listesini sunmaktadır.

May 22, 2025	25	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-12885 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-12885 Alpha-En Corporation (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 200 North Drive Hopewell Junctio
March 31, 2022	SC TO-T/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 alpha-En Corporation (Name of Subject Company (Issuer SC TO-T/A 1 alpha-ensctoafinal.htm FINAL AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 alpha-En Corporation - (Name of Subject Company (Issuer)) Alternative Liquidity Index LP - (Names of Filing Person (Purchaser)) Common Stock, $0.01 p
March 25, 2022	SC 14D9	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Alpha-En Corporation (Name of Subject Company) A SC 14D9 1 ea157018-sc14d9alphaen.htm SC 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Alpha-En Corporation (Name of Subject Company) Alpha-En Corporation (Name of Person Filing Statement) Common Stock, $0.01 par value (Title of Class of Se
March 9, 2022	SC TO-T/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 alpha-En Corporation (Name of Subject Company (Issuer UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 alpha-En Corporation - (Name of Subject Company (Issuer)) Alternative Liquidity Index LP - (Names of Filing Person (Purchaser)) Common Stock, $0.01 par value - (Title of Class of Securi
January 28, 2022	EX-99	Alternative Liquidity Capital Minnetonka, Minnesota Alternative Liquidity Capital Minnetonka, Minnesota January 28, 2022 Re: Offer to Purchase Shares of alpha-En Corporation(ALPE) Dear Investor: Great news! Now you can get cash for your shares in alpha-En Corporation (ALPE).
January 28, 2022	SC TO-T	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 alpha-En Corporation (Name of Subject Company (Issuer)) Alternative L UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 alpha-En Corporation - (Name of Subject Company (Issuer)) Alternative Liquidity Index LP - (Names of Filing Person (Purchaser)) Common Stock, $0.01 par value - (Title of Class of Securities) 02072E108 -
January 28, 2022	EX-99	Assignment Form Assignment Form Please complete and return to: Alternative Liquidity Index LP C/O Alternative Liquidity Capital 11500 Wayzata Blvd.
January 28, 2022	EX-99	Offer to Purchase for Cash Up to 2,000,000 Shares alpha-En Corporation At a Price of $0.01 per share by Alternative Liquidity Index, LP Ticker Symbol: ALPE CUSIP: 02072E108 TENDER PURCHASE DATE: March 11, 2022 (unless Expiration Date is extended) Offer to Purchase for Cash Up to 2,000,000 Shares of alpha-En Corporation At a Price of $0.
January 28, 2022	EX-99	Alternative Liquidity Index announces offer to purchase shares in alpha-En Corporation Alternative Liquidity Index announces offer to purchase shares in alpha-En Corporation Minnetonka, MN January 28, 2022 Alternative Liquidity Index LP has announced an offer to purchase up to 2,000,000 Shares of alpha-En Corporation (the ?Shares?), an amount equal to approximately 5.
January 8, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2021 Alpha-En Corporation (Exact name of registrant as specified in its charter) Delaware 001-12885 954622429 (State or Other Jurisdiction (Commission (I.R.S. Employer of I
June 25, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2020 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission File
June 12, 2020	8-K	Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission File
May 26, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2020 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission File
May 21, 2020	NT 10-Q	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-12885 CUSIP NUMBER (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: Mar
May 21, 2020	NT 10-K	- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-12885 CUSIP NUMBER (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: Dec
May 20, 2020	EX-16.1	Letter from EisnerAmper dated May 19, 2020 Exhibit 16.1 May 19, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated May 19, 2020 of alpha-En Corporation and are in agreement with the statements contained therein as it regards our firm. Sincerely, /s/ EisnerAmper LLP EisnerAmper LLP
May 20, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2020 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission File
May 20, 2020	8-K	Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2020 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission File
April 2, 2020	EX-99.1	At this time of the year you are accustomed to getting a company update from Jerry Feldman but as you are aware his role has changed to Chairman Emeritus and he handed the Executive Chairman/CEO functions to me. So this is my first time writing the C Exhibit 99.1 Dear Shareholders, April 2, 2020 At this time of the year you are accustomed to getting a company update from Jerry Feldman but as you are aware his role has changed to Chairman Emeritus and he handed the Executive Chairman/CEO functions to me. So this is my first time writing the Chairman’s letter. I am reaching out to you to brief you on the status of our company Alpha-en in these d
April 2, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 2, 2020 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission File
March 27, 2020	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 27, 2020 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission Fil
February 26, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2020 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission
February 19, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 18, 2020 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission
December 27, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 20, 2019 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission
December 5, 2019	DEF 14C	ALPE / alpha-En Corporation DEF 14C - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Pursuant to Section 14(c) of the Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement ALPHA-EN CORPORATION (Name of Registrant as Specified
November 22, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2019 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission
November 14, 2019	10-Q	Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 001-12885 alpha-En Corpo
November 12, 2019	PRE 14C	ALPE / alpha-En Corporation PRE 14C - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Pursuant to Section 14(c) of the Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement ALPHA-EN CORPORATION (Name of Registrant as Specified
August 14, 2019	10-Q	ALPE / alpha-En Corporation 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 001-12885 alpha-En Corporatio
May 15, 2019	10-Q	ALPE / alpha-En Corporation 10-Q Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporati
April 15, 2019	EX-10.1	Securities Purchase Agreement SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April , 2019, by and among alpha-En Corporation, a Delaware corporation, (the “Company”), and the investors identified in their respective “Buyer Signature Page” attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
April 15, 2019	EX-10.2	Form of Common stock Warrant EX-10.2 4 ex10-2.htm NEITHER THE SECURITIES REPRESENTED BY THIS INSTRUMENT NOR THE SECURITIES FOR WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDE
April 15, 2019	EX-3.1	Certificate of Designation of Series B Preferred Stock EX-3.1 2 ex3-1.htm ALPHA-EN CORPORATION CERTIFICATE OF DESIGNATIONS OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES B PREFERRED STOCK The undersigned DOES HEREBY CERTIFY that the following resolutions were duly adopted by the Board of Directors of alpha-En Corporation, a Delaware corporation (the “Corporation”), at a special meeting of the Board of Directors held on March 14, 2019 and in accordan
April 15, 2019	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 15, 2019 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission Fil
April 1, 2019	10-K	ALPE / alpha-En Corporation (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Reg
November 14, 2018	10-Q	ALPE / alpha-En Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corpo
August 10, 2018	10-Q	ALPE / alpha-En Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporatio
July 17, 2018	EX-99.1	EXECUTIVE CHAIRMAN’S ANNUAL LETTER TO THE SHAREHOLDERS Exhibit 99.1 EXECUTIVE CHAIRMAN’S ANNUAL LETTER TO THE SHAREHOLDERS Yonkers, New York 7/17/2018 For many years my favorite duty has been writing the annual Shareholder’s letter. In prior years such letters were glossier and my hand was freer. The regulatory landscape has changed, making that practice more difficult, but I still enjoy updating our Shareholder’s on our progress. Following this compa
July 17, 2018	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 17, 2018 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission File
June 19, 2018	8-K	Unregistered Sales of Equity Securities, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Unregistered Sales of Equity Securities, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2018 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission File
June 19, 2018	EX-99.2	Alpha-En corp elects Sam Pitroda as Chairman of the Board Exhibit 99.2 Alpha-En corp elects Sam Pitroda as Chairman of the Board Yonkers, New York 6/19/2018 alpha-En announced today the Sam Pitroda was elected to Chairman of the Board. He will take on these additional duties while continuing to serve in his current role as the CEO. Page Feldman was also elected to the Board, she is known predominantly for her decade of work as the producer of Donald J. T
June 19, 2018	EX-99.1	alpha-En corp announces closing of previously disclosed financing EX-99.1 2 ex99-1.htm Exhibit 99.1 alpha-En corp announces closing of previously disclosed financing Yonkers, New York 6/19/2018 alpha-En today announced that all closing conditions of the $1 million equity financing that was previously disclosed in its most recent Form 10-Q have been met and the financing is now completed. A Form 8-K was filed today with the U.S. Securities and Exchange Commission
May 16, 2018	10-Q	ALPE / alpha-En Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: MARCH 31, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporati
May 15, 2018	NT 10-Q	ALPE / alpha-En Corporation NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 001-12885 CUSIP Number 053577 10 2 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report
April 2, 2018	10-K	ALPE / alpha-En Corporation 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Reg
April 2, 2018	EX-21.1	Subsidiaries of alpha-En Corporation. Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Clean Lithium Corporation New York alpha-En Corporation 90.95 %
February 8, 2018	EX-99.1	Yonkers, New York February 8 Exhibit 99.1 Yonkers, New York February 8Th 2018. Alpha- En corp today announced the closing of a tranche of it?s Ser A preferred shares in the amount of $ 1,950,000.- This round was led by the Pitroda Group LLC and three members of the management team. ?We are very excited to have earned Sam?s endorsement of our process and its potential in the marketplace, not only as our CEO but now also as a s
February 8, 2018	EX-10.1	SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of February , 2018, by and among alpha-En Corporation, a Delaware corporation, with headquarters located at 28 Wells Avenue, 2nd Floor, Yonkers, NY 10701 (the ?Company?), and the investors identified in their respective ?Buyer Signature Page? attached hereto (individually, a ?Buyer? and collectivel
February 8, 2018	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 8, 2018 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission F
February 8, 2018	EX-10.2	ALPHA-EN CORPORATION Warrant To Purchase Common Stock EX-10.2 4 ex10-2.htm Exhibit 10.2 NEITHER THE SECURITIES REPRESENTED BY THIS INSTRUMENT NOR THE SECURITIES FOR WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SE
February 8, 2018	EX-3.1	Amended and Restated Certificate of Incorporation, incorporated by reference to Exhibit 3.1 to the Registrant’s Form 8-K filed with the U.S. Securities and Exchange Commission on February 8, 2018. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALPHA-EN CORPORATION alpha-En Corporation, a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The name of the corporation is alpha-En Corporation, and this corporation was originally incorporated under the name Avenue Entertainment Group, Inc. under a certificate of incorpora
November 14, 2017	10-Q	ALPE / alpha-En Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: SEPTEMBER 30, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corpo
November 2, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 2, 2017(October 30, 2017) ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporat
November 2, 2017	EX-99.1	Alpha-En Corporation Announces Sam Pitroda as New Chief Executive Officer World renowned technology entrepreneur, inventor and policy maker Exhibit 99.1 Alpha-En Corporation Announces Sam Pitroda as New Chief Executive Officer World renowned technology entrepreneur, inventor and policy maker YONKERS, N.Y. November 1, 2017 ? alpha-En Corporation (OTC: ALPE), an innovative technology company that has developed a patent pending process to produce highly pure lithium metal and associated next-generation batteries, announced today that wor
September 28, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 28, 2017 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission
September 28, 2017	EX-99.1	Presentation Slides, dated September 28, 2017
August 29, 2017	EX-99.1	alpha-En Corporation Announces Joint Research Program with Mercedes-Benz Research and Development North America & Princeton University Exhibit 99.1 alpha-En Corporation Announces Joint Research Program with Mercedes-Benz Research and Development North America & Princeton University YONKERS, N.Y. August 29, 2017 ? alpha-En Corporation (OTC: ALPE), an innovative clean technology company that has developed a patent pending process to produce high purity thin film lithium metal anodes and associated products at room temperature, anno
August 29, 2017	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 29, 2017 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission Fi
August 14, 2017	EX-10.1	Alpha-En Corporation Equity Plan EX-10.1 3 ex10-1.htm Exhibit 10.1 Alpha-En Corporation Equity Plan 1. Purpose; Eligibility. 1.1 General Purpose. The name of this plan is the alpha-En Corporation 2016 Omnibus Equity Plan (the “Plan”). The purposes of the Plan are to (a) enable alpha-En Corporation, a Delaware corporation (the “Company”), and any Affiliate to attract and retain the types of Employees, Consultants, and Directors wh
August 14, 2017	10-Q	ALPE / alpha-En Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: JUNE 30, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporatio
August 14, 2017	EX-3.1	AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ALPHA-EN CORPORATION Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALPHA-EN CORPORATION alpha-En Corporation, a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The name of the corporation is alpha-En Corporation, and this corporation was originally incorporated under the name Avenue Entertainment Group, Inc. under a certificate of incorpora
July 20, 2017	10-Q/A	ALPE / alpha-En Corporation 10-Q/A (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: MARCH 31, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885
June 1, 2017	DEF 14C	alpha-En 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Pursuant to Section 14(c) of the Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement ALPHA-EN CORPORATION (Name of Registrant as Specified
May 24, 2017	EX-3.1	ALPHA-EN CORPORATION CERTIFICATE OF DESIGNATIONS OF PREFERENCES, RIGHTS AND LIMITATIONS SERIES A PREFERRED STOCK Exhibit 3.1 ALPHA-EN CORPORATION CERTIFICATE OF DESIGNATIONS OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A PREFERRED STOCK The undersigned DOES HEREBY CERTIFY that the following resolutions were duly adopted by the Board of Directors of alpha-En Corporation, a Delaware corporation (the ?Corporation?), at a special meeting of the Board of Directors held on May16, 2017 and in accordance with th
May 24, 2017	EX-99.1	alpha-En Corporation Announces $2 Million Private Placement Exhibit 99.1 alpha-En Corporation Announces $2 Million Private Placement TARRYTOWN, N.Y., May 17, 2017 ? alpha-En Corporation (OTC: ALPE), an innovative clean technology company focused on enabling next-generation battery technologies by producing high purity lithium metal and associated products, announced today the completion of a private placement of approximately $1.8 million in convertible pr
May 24, 2017	EX-10.2	ALPHA-EN CORPORATION Warrant To Purchase Common Stock Exhibit 10.2 NEITHER THE SECURITIES REPRESENTED BY THIS INSTRUMENT NOR THE SECURITIES FOR WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SE
May 24, 2017	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 23, 2017 (May 17, 2017) ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (C
May 24, 2017	EX-10.1	SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of May , 2017, by and among alpha-En Corporation, a Delaware corporation, with headquarters located at 120 White Plains Road, Suite 425, Tarrytown, New York (the ?Company?), and the investors identified in their respective ?Buyer Signature Page? attached hereto (individually, a ?Buyer? and collecti
May 15, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: MARCH 31, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporati
May 11, 2017	PRE 14C	alpha-En 14C PRE 14C 1 pre14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Pursuant to Section 14(c) of the Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement ALPHA-EN CORPORATION (Name of Re
April 17, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 17, 2017 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission Fil
April 17, 2017	EX-99.2	April 17, 2017 EX-99.2 24 ex99-2.htm Exhibit 99.2 April 17, 2017 Forward-looking Statements Certain matters discussed in this Shareholder Letter contain statements, estimates and projections about the alpha-En’s business, potential partnerships, technology, ability to generate revenue, and related business and funding strategy. Such statements, estimates and projections may constitute forward-looking statements
April 17, 2017	EX-99.1	EX-99.1
March 31, 2017	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Reg
March 31, 2017	EX-21.1	Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc.(1) Delaware alpha-En Corporation 100 % Clean Lithium Corporation New York alpha-En Corporation 90.95 % Wombat Productions, Inc.(1) Delaware alpha-En Corporation 100 % (1) Inactive subsidiary dissolved in 2016.
March 31, 2017	EX-10.3	Term Sheet relating to an offer of employment, between the Registrant and Nathan J. Wasserman, dated February 27, 2017, incorporated by reference to Exhibit 10.3 to the Registrant’s Form 10-K filed with the U.S. Securities and Exchange Commission on March 31, 2018. Exhibit 10.3 January 27, 2017 To: Nathan Wasserman 1 Round Hill Road Chappaqua, New York 10514 Dear Nathan: The following agreement accurately reflects our contract, which will be updated as soon as possible following execution of this document: a) The term of this agreement is for 3 years; however, either party may cancel at any time with 30 days notice. b) You are to receive $5,000.00 per month
January 17, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: JUNE 30, 2016 [ ] TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: JUNE 30, 2016 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporatio
January 17, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: SEPTEMBER 30, 2016 [ ] TRANSITION REPORT PUR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: SEPTEMBER 30, 2016 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corpo
January 17, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: MARCH 31, 2016 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporati
November 16, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2016 (November 3, 2016) ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorpor
November 15, 2016	EX-99.1	November 11, 201 6 Enabling Next Generation Energy Storage Room Temperature Production of High Purity Lithium Meta l & Associated Products High Purity Lithium Metal - Clean Technology Exhibit 99.1 November 11, 201 6 Enabling Next Generation Energy Storage Room Temperature Production of High Purity Lithium Meta l & Associated Products High Purity Lithium Metal - Clean Technology Thi s presentatio n i s fo r informationa l purpose s onl y and doe s no t constitut e a n o f fe r t o sell , o r th e solicitatio n o f a n o f fe r t o b u y , an y securitie s o f th e alpha - En Cor
November 15, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2016 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission
October 20, 2016	EX-21.1	Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc.(1) Delaware alpha-En Corporation 100 % Clean Lithium Corporation New York alpha-En Corporation 91.7 % Wombat Productions, Inc.(1) Delaware alpha-En Corporation 100 % (1) Inactive subsidiary dissolved in 2016.
October 20, 2016	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 v45055810k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal years ended December 31, 2014 and December 31, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001
October 20, 2016	EX-10.2	October 20, 2015 Exhibit 10.2 October 20, 2015 To: Steven m. Fludder 264 Nantasket Road Hull, MA 02045 Dear Steve: The following agreement accurately reflects our contract, which will be updated as soon as possible following execution of this document. a) The term of this agreement is for 3 years; however, either party may cancel at any time with 30 days notice. b) You are to receive $5,000 per month as salary, un
July 1, 2016	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2016 (June 27, 2016) ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (
July 1, 2016	EX-3.1	Amended and Restated By-Laws, incorporated by reference to Exhibit 3.1 included with current report on Form 8-K filed with the U.S. Securities and Exchange Commission on July 1, 2016. Exhibit 3.1 ALPHA-EN CORPORATION BY-LAWS Article I ?STOCKHOLDERS Section 1. Annual Meeting. (1) An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, if any, on such date, and at such time as the Board of Directors shall each year f
May 26, 2016	EX-16.1	May 26, 2016 Exhibit 16.1 May 26, 2016 United States Securities and Exchange Commission 100 F Street, N.E. Washington DC 20549-7561 Re: Alpha-En Corporation Commissioners: We have read Item 4.01 of Form 8-K dated May 26, 2016, of Alpha-En Corporation and are in agreement with the statements contained therein insofar as they relate to our firm. Very truly yours, /s/ Li and Company, PC Li and Company, PC
May 26, 2016	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 26, 2016 (May 21, 2016) ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (C
May 12, 2016	EX-10.1	Lease Agreement, by and between the Registrant and Hudson View Building #3, LLC, dated March 22, 2016, incorporated by reference to Exhibit 10.1 included with periodic report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 12, 2016. Exhibit 10.1 LEASE AGREEMENT THIS LEASE AGREEMENT (this ?Lease?) made effective as of the date and year set forth below, by HUDSON VIEW BUILDING #3, LLC, a Connecticut limited liability company, having an address at 485 West Putnam Avenue, Greenwich, Connecticut 06830 (?Landlord?), and ALPHA-EN CORPORATION, a Delaware corporation, having an address at 120 White Plains Road, Suite 425, Tarrytown, N
May 12, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2016 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission File
February 22, 2016	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr
February 22, 2016	EX-21.1	Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100 % Wombat Productions, Inc. Delaware alpha-En Corporation 100 % Clean Lithium Corporation New York alpha-En Corporation 93 %
December 24, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION
December 10, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac
November 24, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exa
October 26, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2015 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-12
September 11, 2015	EX-21.1	Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100 % Wombat Productions, Inc. Delaware alpha-En Corporation 100 %
September 11, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr
July 2, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION
June 17, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac
June 4, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exa
March 25, 2015	EX-16.1	March 25, 2015 EXHIBIT 16.1 NEW YORK ? 1001 Avenue of the Americas, 2nd Floor ? New York, NY 10018 Tel 212.868.5781 ? Fax 212.868.5782 NEW JERSEY ? 2 King Arthur Court, Suite A ? North Brunswick, New Jersey 08902 Tel 908.964.8300 ? Fax 908.964.9090 www.schulmanlobel.com March 25, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: alpha-En Corporation We have read the statements
March 25, 2015	8-K/A	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2015 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in its Charter) D
March 24, 2015	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2015 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-12885 95
April 16, 2012	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr
April 16, 2012	EX-21.1	Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100 % Wombat Productions, Inc. Delaware alpha-En Corporation 100 %
March 30, 2012	NT 10-K	- NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): þ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2011 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
November 21, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION
November 15, 2011	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2011 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
August 19, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac
August 15, 2011	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K þ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2011 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
May 23, 2011	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exa
May 16, 2011	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K þ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2011 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
April 1, 2011	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): þ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2010 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
April 1, 2011	EX-21.1	Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100% Wombat Productions, Inc. Delaware alpha-En Corporation 100%
April 1, 2011	10-K	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr
March 23, 2011	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2011 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction (Commission File Number) (I.R.S.
March 23, 2011	EX-16.1	MOST & COMPANY, LLP MOST & COMPANY, LLP March 21, 2011 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N.
March 2, 2011	EX-10.1	EX-10.1
March 2, 2011	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2011 alpha-En Corporation (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction (Commission (I.R.S. Employer o
March 2, 2011	EX-99.1	ALPHA-EN CORPORATION ANNOUNCES AGREEMENT FOR THE COMMERCIAL MANUFACTURE OF METALLIC LITHIUM alpha-En Corporation FOR IMMEDIATE RELEASE ALPHA-EN CORPORATION ANNOUNCES AGREEMENT FOR THE COMMERCIAL MANUFACTURE OF METALLIC LITHIUM Tarrytown, NY – March 2, 2011 – alpha-En Corporation (ALPE.
November 15, 2010	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION
August 20, 2010	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac
August 17, 2010	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K þ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2010 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
May 24, 2010	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exa
May 18, 2010	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2010 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
March 31, 2010	10-K	UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr
March 31, 2010	EX-21.1	Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100% Wombat Productions, Inc. Delaware alpha-En Corporation 100%
November 13, 2009	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION
August 14, 2009	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac
July 29, 2009	EX-16.1	July 28, 2009 July 28, 2009 Office of the Chief Accountant Securities and Exchange Commission 450 Fifth Street, N.
July 29, 2009	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2009 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction (Commission File Number) (I.R.S. E
May 15, 2009	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exa
March 26, 2009	EX-21.1	Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100% Wombat Productions, Inc. Delaware alpha-En Corporation 100%
March 26, 2009	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr
March 2, 2009	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2009 alpha-En Corpor UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2009 alpha-En Corporation (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction (Commission (I.R.S. Employer o
February 11, 2009	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2009 alpha-En Corporation (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-12885 (Commission File Number)
December 11, 2008	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2008 alpha-En Corpora UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2008 alpha-En Corporation (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission F
November 14, 2008	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2008 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION
August 14, 2008	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2008 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac
August 14, 2008	EX-3.2	CERTIFICATE OF AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION AVENUE ENTERTAINMENT GROUP, INC. (a Delaware Corporation) Exhibit 3.3 CERTIFICATE OF AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION OF AVENUE ENTERTAINMENT GROUP, INC. (a Delaware Corporation) The undersigned, Michael D. Feldman, hereby certifies that: 1. He is Chairman and Chief Executive Officer of Avenue Entertainment Group, Inc. (the ?Corporation?), a Delaware corporation, and is duly authorized by the unanimous written consent of the Board o
May 19, 2008	DEF 14C	SCHEDULE 14C INFORMATION (RULE 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14C INFORMATION (RULE 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement Avenue Entertainment Group, Inc.
May 15, 2008	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2008 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission File Number 001-12885 AVENUE ENTERTAINMENT GROUP INC. (
May 9, 2008	PRE 14C	SCHEDULE 14C INFORMATION (RULE 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 14C INFORMATION (RULE 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 x Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) o Definitive Information Statement Avenue Entertainment Group, Inc.
April 14, 2008	10KSB	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 001-12885 AVENUE ENTERTAINMENT GROUP, INC. (Name of
April 14, 2008	EX-21.1	SUBSIDIARIES OF AVENUE ENTERTAINMENT GROUP, INC. Exhibit 21.1 SUBSIDIARIES OF AVENUE ENTERTAINMENT GROUP, INC. Subsidiary Owner Avenue Pictures, Inc., a Delaware corporation Avenue Entertainment Group, Inc. 100% Wombat Productions, Inc., a Delaware corporation Avenue Entertainment Group, Inc. 100%
April 10, 2008	10QSB	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2007 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-12885 AVENUE ENTERTAINMENT GROUP INC.
April 10, 2008	10QSB	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2007 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-12885 AVENUE ENTERTAINMENT GROUP INC.
March 31, 2008	NT 10-K	SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 001-12885 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 11-K o Form 20-F o Form 10-Q For Period Ended: December 31, 2007 Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing c
March 31, 2008	10QSB	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2007 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-12885 AVENUE ENTERTAINMENT GROUP INC.
February 22, 2008	EX-14.1	CODE OF BUSINESS ETHICS Avenue Entertainment Group, Inc. Conflict of Interest and Confidential Information Policy EX-14.1 2 v103962ex14-1.htm Exhibit 14.1 CODE OF BUSINESS ETHICS Avenue Entertainment Group, Inc. Conflict of Interest and Confidential Information Policy Part I: Code of Business Ethics Integrity Avenue Entertainment Group, Inc. (the “Company”) values its reputation for integrity, honesty and fair dealing and these qualities must at all times characterize our business activities with customers, s
February 22, 2008	10KSB	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006 Commission File No.: 001-12885 AVENUE ENTERTAINMENT GROUP, INC. (Name of small business issuer in its charter) Delaware 95-4622429 (State or other jurisdiction of incorporation or organizatio
February 22, 2008	EX-21.1	SUBSIDIARIES OF AVENUE ENTERTAINMENT GROUP, INC. Exhibit 21.1 SUBSIDIARIES OF AVENUE ENTERTAINMENT GROUP, INC. Subsidiary Owner Avenue Pictures, Inc., a Delaware corporation Avenue Entertainment Group, Inc. 100% Wombat Productions, Inc., a Delaware corporation Avenue Entertainment Group, Inc. 100%
September 28, 2007	EX-16.1	Eisner LLP Accountants and Advisors 750 Third Avenue New York, New York 10017-2703 Tel. 212-949-8700 Fax 212-891-4100 www.eisnerllp.com Exhibit 16.1 Eisner LLP Accountants and Advisors 750 Third Avenue New York, New York 10017-2703 Tel. 212-949-8700 Fax 212-891-4100 www.eisnerllp.com EISNER September 21, 2007 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Avenue Entertainment Group, Inc. Gentlemen: We have read Item 4.01 of Form 8-K dated September 18, 2007 of Avenue Entertainment Group, Inc. and
September 28, 2007	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2007 Av UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2007 Avenue Entertainment Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction (Commission (I.R.
April 3, 2006	NT 10-K	AVENUE ENTERTAINMENT GROUP, INC. FORM 12-B25 FOR THE YEAR ENDED DECEMBER 31, 2005 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [x] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: December 31, 2005 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form
February 16, 2006	10QSB	AVENUE ENTERTAINMENT GROUP, INC. 10-Q FOR THE THIRD QUARTER ENDED SEPTEMBER 30, 2005 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 for the quarter ended September 30, 2005 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 AVENUE ENTERTAI
November 16, 2005	NT 10-Q	NT 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [x] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: March 31, 2003 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on For
October 17, 2005	8-K	FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 11, 2005 - Avenue Entertainment Group, Inc.
September 30, 2005	EX-16.1	EX-16.1 EXHIBIT 16.1 September 29, 2005 Securities and Exchange Commission Washington, D.C. 20549 Dear Commissioners: We have read Avenue Entertainment, Inc.'s statements included under Item 4.01 of its Form 8-K/A dated September 7, 2005, and we agree with such statements concerning our Firm. /s/ SINGER LEWAK GREENBAUM & GOLDSTEIN LLP - SINGER LEWAK GREENBAUM & GOLDSTEIN LLP
September 30, 2005	8-K/A	FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 7, 2005 - Avenue Entertainment Group, Inc.
September 14, 2005	8-K	FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 7, 2005 - Avenue Entertainment Group, Inc.
September 7, 2005	8-K	8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 31, 2005 - Avenue Entertainment Group, Inc - - (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 - - - - (State or Other Jurisdiction (Commis
September 7, 2005	EX-10.1	EX-10.1 EXHIBIT 10.1 VOTING AGREEMENT THIS VOTING AGREEMENT (this "AGREEMENT"), is made and entered into as of September 2, 2005, by and between Cary Brokaw ("BROKAW") and Avenue Entertainment Group, Inc. a Delaware corporation (the "COMPANY") with reference to the following facts: A. Brokaw is a stockholder and optionholder of the Company. B. Pursuant to that certain Asset Purchase Agreement dated as of
September 7, 2005	EX-2.1	EX-2.1 EXHIBIT 2.1 ASSET PURCHASE AGREEMENT BETWEEN CARY BROKAW PRODUCTIONS, INC., A DELAWARE CORPORATION CARY BROKAW AVENUE ENTERTAINMENT GROUP, INC., A DELAWARE CORPORATION AND AVENUE PICTURES, INC., A DELAWARE CORPORATION September 2, 2005 ASSET PURCHASE AGREEMENT THIS AGREEMENT is entered into as of September 2, 2005, by and among CARY BROKAW PRODUCTIONS, INC., a Delaware corporation ("BUYER"), Cary
September 7, 2005	EX-10.2	EX-10.2 EXHIBIT 10.2 AVENUE ENTERTAINMENT GROUP, INC. STOCK OPTION AGREEMENT I. NOTICE OF STOCK OPTION GRANT - Cary Brokaw 10202 W. Washington Boulevard, David Lean Building, Room 119 Culver City, CA 90232 You have been granted a Nonstatutory Stock Option to purchase Common Stock of the Company, subject to the terms and conditions of this Agreement, as follows: Date of Grant: September 2, 2005 Vesting Ter
August 15, 2005	10QSB	10QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended June 30, 2005 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 AVENUE ENTERTAINMENT
July 26, 2005	10KSB/A	10KSB/A UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM 10-KSB/A [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004 OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-
June 21, 2005	LETTER	LETTER
June 8, 2005	CORRESP	CORRESP AVENUE ENTERTAINMENT GROUP, INC. June 8, 2005 Mr. Joseph Foti U.S. Securities and Exchange Commission 450 Fifth Street N.W. Washington D.C. 20549-0305 RE: AVENUE ENTERTAINMENT GROUP, INC. FORM 10-K FOR THE YEAR ENDED DECEMBER 31, 2004 COMMISSION FILE NUMBER: 001-12885 Dear Mr. Foti: This letter addresses your letter dated May 25, 2005 in regards to the above-referenced filing. We have reviewed eac
May 24, 2005	LETTER	LETTER
May 18, 2005	10QSB	10QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended March 31, 2005 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 - AVENUE ENTERTAINM
May 16, 2005	NT 10-Q	NT 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: March 31, 2005 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on For
April 15, 2005	10KSB	10KSB UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004 OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 AVENUE ENTERTAI
April 15, 2005	EX-21	EX-21 Exhibit 21 Subsidiaries of the Registrant Jurisdiction Of Incorporation Avenue Pictures, Inc.* Delaware Wombat Productions, Inc.* Delaware - - *100% owned
March 31, 2005	NT 10-K	NT 10-K U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [X] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: December 31, 2004 [X] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on
November 18, 2004	10QSB	10QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended September 30, 2004 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 - AVENUE ENTERT
November 9, 2004	NT 10-Q	NT 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: September 30, 2004 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on
August 23, 2004	10QSB	10QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended June 30, 2004 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 - AVENUE ENTERTAINME
August 16, 2004	NT 10-Q	AVENUE ENTERTAINMENT GROUP FORM 12B-25 NOTIFICATION OF LATE FILING WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [x] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: June 30, 2004 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [x] Transition Report on Form 10-Q
May 20, 2004	10QSB	AVENUE 10-Q FOR THE FIRST QUARTER ENDER MARCH 31, 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended March 31, 2004 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 - AVENUE ENTERTAINM
May 17, 2004	NT 10-Q	AVENUE FORM 12B-25 FOR THE 1ST QTR. ENDED 3/31/04 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [x] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: March 31, 2004 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on For
April 14, 2004	10KSB	AVENUE FORM 10-KSB FOR THE YEAR ENDED 12/31/03 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2003 OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 AVENUE ENTERTAINMENT GROUP, INC. (Name o
April 14, 2004	EX-21	EX-21 Exhibit 21 Subsidiaries of the Registrant Jurisdiction Of Incorporation Avenue Pictures, Inc.* Delaware Wombat Productions, Inc.* Delaware - - *100% owned
March 30, 2004	NT 10-K	AVENUE - FORM 12B-25 Microsoft Word 10.0.4219;U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [x] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: December 31, 2003 [x] Transition Report on Form 10-K [ ] Transition Report on Form 20-F
November 19, 2003	10QSB	AVENUE 10QSB - THIRD QUARTER 9/30/03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended September 30, 2003 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 - AVENUE ENTERT
November 14, 2003	NT 10-Q	AVENUE 10B-25 QTR ENDED 9/30/03 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ x ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: September 30, 2003 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Fo
August 19, 2003	10QSB	AVENUE 10Q - JUNE 30, 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended June 30, 2003 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 - AVENUE ENTERTAINME
August 15, 2003	NT 10-Q	AVENUE 12B25 - JUNE 30, 2003 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [x] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: June 30, 2003 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [x] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
May 16, 2003	EX-99	EX-99 Exhibit 99.1 Written Statement of the President and Chief Executive Officer Pursuant to 18 U.S.C. ss.1350 Solely for the purposes of complying with 18 U.S.C. ss.1350, I, the undersigned President and Chief Executive Officer of Avenue Entertainment Group, Inc. (the "Company"), hereby certify, based on my knowledge, that the Quarterly Report on Form 10-QSB of the Company for the quarter ended March
May 16, 2003	NT 10-K	AVENUE 12B25 FIRST QUARTER 03 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [ ] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ x ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: March 31, 2003 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on F
May 16, 2003	EX-99	EX-99 Exhibit 99.2 Written Statement of the Chief Financial Officer Pursuant to 18 U.S.C. ss.1350 Solely for the purposes of complying with 18 U.S.C. ss.1350, I, the undersigned Chief Financial Officer of Avenue Entertainment Group (the "Company"), hereby certify, based on my knowledge, that the Quarterly Report on Form 10-QSB of the Company for the quarter ended March 31, 2003 (the "Report") fully comp
May 16, 2003	10QSB	AVENUE 10-Q FOR 3-31-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended March 31, 2003 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 AVENUE ENTERTAINMEN
March 26, 2003	10KSB	AVENUE 10KSB YEAR ENDED 12-31-02 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2002 OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 AVENUE ENTERTAINMENT GROUP, INC. (Name o
March 26, 2003	EX-99	EX-99 Exhibit 99.2 Written Statement of Sheri Halfon Pursuant to 18 U.S.C. ss.1350 Solely for the purposes of complying with 18 U.S.C. ss.1350, I, the undersigned Senior Vice President and Chief Financial Officer of Avenue Entertainment Group, Inc. (the "Company"). Hereby certify, based on my knowledge, that the Annual Report on Form 10-KSB of the Company for the year ended December 31, 2002 (the "Repor
March 26, 2003	EX-99	EX-99 Exhibit 99.1 Written Statement of Cary Brokaw Pursuant to 18 U.S.C. ss.1350 Solely for the purposes of complying with 18 U.S.C. ss.1350, I, the undersigned President and Chief Executive Officer of Avenue Entertainment Group, Inc. (the "Company"). Hereby certify, based on my knowledge, that the Annual Report on Form 10-KSB of the Company for the year ended December 31, 2002 (the "Report") fully com
November 14, 2002	EX-99	EX-99 Exhibit 99.1 Written Statement of the President and Chief Executive Officer Pursuant to 18 U.S.C. ss.1350 Solely for the purposes of complying with 18 U.S.C. ss.1350, I, the undersigned President and Chief Executive Officer of Avenue Entertainment Group, Inc. (the "Company"), hereby certify, based on my knowledge, that the Quarterly Report on Form 10-QSB of the Company for the quarter ended Septem
November 14, 2002	EX-99	EX-99 Exhibit 99.2 Written Statement of the Senior Vice President and Chief Financial Officer Pursuant to 18 U.S.C. ss.1350 Solely for the purposes of complying with 18 U.S.C. ss.1350, I, the undersigned Senior Vice President and Chief Financial Officer of Avenue Entertainment Group (the "Company"), hereby certify, based on my knowledge, that the Quarterly Report on Form 10-QSB of the Company for the qu
November 14, 2002	10QSB	AVENUE 10QSB 3RD QUARTER 9-02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended September 30, 2002 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 AVENUE ENTERTAI
August 14, 2002	EX-99	EX-99 Exhibit 99.1 Written Statement of the President and Chief Executive Officer Pursuant to 18 U.S.C. ss.1350 Solely for the purposes of complying with 18 U.S.C. ss.1350, I, the undersigned President and Chief Executive Officer of Avenue Entertainment Group, Inc. (the "Company"), hereby certify, based on my knowledge, that the Quarterly Report on Form 10-Q of the Company for the quarter ended June 30,
August 14, 2002	10-Q	AVENUE ENTERTAINMENT SECOND QUARTER 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended June 30, 2002 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 - AVENUE ENTERTAINME
August 14, 2002	EX-99	EX-99 Exhibit 99.2 Written Statement of the Senior Vice President and Chief Financial Officer Pursuant to 18 U.S.C. ss.1350 Solely for the purposes of complying with 18 U.S.C. ss.1350, I, the undersigned Senior Vice President and Chief Financial Officer of Avenue Entertainment Group (the "Company"), hereby certify, based on my knowledge, that the Quarterly Report on Form 10-Q of the Company for the quar
May 15, 2002	10QSB	AVENUE 10-Q FIRST QUARTER MARCH 31, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended March 31, 2002 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 - AVENUE ENTERTAINM
April 15, 2002	EX-21	EX-21 Exhibit 21 Subsidiaries of the Registrant Jurisdiction Of Incorporation Avenue Pictures, Inc.* Delaware Wombat Productions, Inc.* Delaware - - *100% owned
April 15, 2002	10KSB	AVENUE 10KSB - 12-31-01 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2001 OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 AVENUE ENTERTAINMENT GROUP, INC. (Name o
April 10, 2002	8-K	AVENUE 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 25, 2002 - - Date of Report (Date of earliest event reported) AVENUE ENTERTAINMENT GROUP, INC.
April 10, 2002	EX-16	EX-16 April 8, 2002 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Avenue Entertainment Group ("Avenue") and, under the date of April 10, 2001, we reported on the consolidated financial statements of Avenue as of and for the years ended December 31, 2000 and 1999. On March 25, 2002, our appointment as principal accountants was
April 9, 2002	10QSB/A	AVENUE JUNE 2001 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10QSB/A [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended June 30, 2001 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 AVENUE ENTERTAINMEN
April 9, 2002	10QSB/A	AVENUE 10QSBA SEPTEMBER 01 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10QSB/A [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended September 30, 2001 or [ ]Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 AVENUE ENTERTAI
April 1, 2002	NT 10-K/A	AVENUE AMENDED 12B25 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [X] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: December 31, 2001 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on
April 1, 2002	NT 10-K	AVENUE 12-B25 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 NOTIFICATION OF LATE FILING FORM 12b-25 SEC FILE NUMBER 001-12885 CUSIP NUMBER 053577 10 2 (Check One) [X] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: December 31, 2001 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on
January 18, 2002	10QSB	JUNE 30, 2001 AVENUE 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-QSB [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the quarter ended June 30, 2001 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 001-12885 AVENUE ENTERTAINMENT

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