Temel İstatistikler
| CIK | 1549548 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Exchange-Traded Fund V - First Trust Managed Futures Strategy Fund
SEC Filings (Chronological Order)
Bu sayfa, başka bir yerde sunduğumuz mülkiyet başvuruları hariç, SEC Dosyalarının tam ve kronolojik bir listesini sunmaktadır.
| July 11, 2025 |
As filed with the Securities and Exchange Commission on July 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2025 |
As filed with the Securities and Exchange Commission on May 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 29, 2022 |
First Trust Managed Futures Strategy Fund (FMF) NPORT-EX 2 edgar.htm 9.30.22 N-PORT PART F First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments September 30, 2022 (Unaudited) Principal Value Description Stated Coupon Stated Maturity Value U.S. TREASURY BILLS – 57.9% $15,000,000 U.S. Treasury Bill (a) 10/04/22 $14,999,081 15,000,000 U.S. Treasury Bill (a) 10/06/22 14,997,078 10,000,000 U.S. Treasury Bill (a) 10/1 |
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| May 26, 2022 |
First Trust Managed Futures Strategy Fund (FMF) First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value MONEY MARKET FUNDS – 0. |
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| November 24, 2021 |
First Trust Managed Futures Strategy Fund (FMF) First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value MONEY MARKET FUNDS – 0. |
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| May 21, 2021 |
First Trust Managed Futures Strategy Fund (FMF) First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value MONEY MARKET FUNDS – 0. |
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| November 19, 2020 |
First Trust Managed Futures Strategy Fund (FMF) First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value MONEY MARKET FUNDS – 0. |
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| October 9, 2020 |
111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com October 9, 2020 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Filings for First Trust Funds listed in Exhibit A attached hereto Ladies and Gentlemen: This letter responds to comments, provided by Ken Ellington and Christina DiAn |
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| May 26, 2020 |
First Trust Managed Futures Strategy Fund (FMF) First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments March 31, 2020 (Unaudited) Principal Value Description Stated Coupon Stated Maturity Value U. |
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| November 22, 2019 |
FMF / First Trust Managed Futures Strategy Fund NPORT-EX - - FMF 9.30.19 N-PORT PART F First Trust Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments September 30, 2019 (Unaudited) Principal Value Description Stated Coupon Stated Maturity Value U. |
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| July 2, 2019 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FIRST TRUST EXCHANGE-TRADED FUND V - (Exact name of registrant as specified in its charter) MASSACHUSETTS See Exhibit 1 - - (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Libe |
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| May 22, 2019 |
First Trust Exchange-traded Fund V NPORT-EX - - PORTFOLIO OF HOLDINGS First Trust Morningstar Managed Futures Strategy Fund (FMF) Consolidated Portfolio of Investments March 31, 2019 (Unaudited) Principal Value Description Stated Coupon Stated Maturity Value U. |
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| May 2, 2019 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 May 2, 2019 Securities and Exchange Commission 100 F Street, N. |
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| April 30, 2019 |
First Trust Exchange-traded Fund V AW WITHDRAWAL OF AMENDMENT April 30, 2019 Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form AW - Request for Withdrawal First Trust Exchange-Traded Fund V Registration on Form N-1A Post-Effective Amendment No. |
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| November 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 First Trust Exchange-Traded Fund V (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal executive offices) W. Scott J |
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| November 28, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. |
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| May 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 - First Trust Exchange-Traded Fund V - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) W. S |
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| May 29, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| December 15, 2017 |
HYLS / First Trust Exchange-Traded Fund IV ESP First Trust Senior Floating Rate 2022 Target Term Fund First Trust Exchange-Traded Funds December 15, 2017 Securities and Exchange Commission 100 F Street, N. |
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| November 28, 2017 |
First Trust Exchange-traded Fund V - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 - First Trust Exchange-Traded Fund V - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) W. S |
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| November 28, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| May 24, 2017 |
First Trust Exchange-traded Fund V - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 - First Trust Exchange-Traded Fund V - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) W. S |
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| May 24, 2017 |
EX-99.CERT 2 cert302.txt SECTION 302 CERTIFICATION CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Exchange-Traded Fund V; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| March 21, 2017 |
SC 13G/A UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* FIRST TR EXCHANGE TRADED FD (Name of Issuer) FIRST TR MNGSTR (Title of Class of Securities) 33739G103 (CUSIP Number) Dec 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| November 23, 2016 |
First Trust Exchange-traded Fund V - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 - First Trust Exchange-Traded Fund V - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Zip |
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| November 23, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| May 25, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, James M. |
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| May 25, 2016 |
First Trust Exchange-traded Fund V - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 - First Trust Exchange-Traded Fund V - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Zip |
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| February 17, 2016 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with rule 13d-1(k) under the Securities Act of 1934, as amended, each of the undersigned entities, as applicable, pursuant to a duly executed power of attorney, hereby agrees to this and any future joint filing of Schedule 13G (including any and all amendments thereto) to be made on their behalf and further agrees to the filing of this Agreement as an Exhibit thereto. |
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| February 17, 2016 |
UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* FIRST TRUST EXCHANGE-TRADED FUNDS V (Name of Issuer) FIRST TR MNGSTR (Title of Class of Securities) 33739G103 (CUSIP Number) Dec 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| November 25, 2015 |
First Trust Exchange-traded Fund V - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 - First Trust Exchange-Traded Fund V - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Zip |
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| November 25, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| May 29, 2015 |
First Trust Exchange-traded Fund V - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 - First Trust Exchange-Traded Fund V - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Zip |
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| May 29, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| May 15, 2015 |
First Trust Exchange-Traded Fund ESP FIRST TRUST EXCHANGE-TRADED FUNDS May 12, 2015 Securities and Exchange Commission 100 F Street, N. |
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| February 13, 2015 |
EX-1 Exhibit 1 JOINT FILING AGREEMENT In accordance with rule 13d-1(k) under the Securities Act of 1934, as amended, each of the undersigned entities, as applicable, pursuant to a duly executed power of attorney, hereby agrees to this and any future joint filing of Schedule 13G (including any and all amendments thereto) to be made on their behalf and further agrees to the filing of this Agreement as an Exhibit thereto. |
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| February 13, 2015 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIRST TRUST EXCHANGE-TRADED FUND V (Name of Issuer) First Trust Morningstar Managed Futures Strategy Fund (Title of Class of Securities) 33739G103 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the |
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| February 13, 2015 |
POWER OF ATTORNEY For executing Schedules 13G and 13D, 13G/D Joint Filing Agreement and Form 13F EX-2 Exhibit 2 POWER OF ATTORNEY For executing Schedules 13G and 13D, 13G/D Joint Filing Agreement and Form 13F Each of the undersigned entities represents that the individuals signing on behalf of the entity is duly authorized to do so and hereby constitutes and appoints Blair Morrison, Senior Vice-President, Deputy General Counsel, and Chief Compliance Officer of Bank of Montreal, Barbara Muir, |
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| November 25, 2014 |
First Trust Exchange-traded Fund V - QUARTERLY PORTFOLIO OF INVESTMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 - First Trust Exchange-Traded Fund V - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Zip |
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| November 25, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| August 8, 2014 |
FMF / First Trust Managed Futures Strategy Fund / BANK OF MONTREAL /CAN/ - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FIRST TRUST EXCHANGE-TRADED FUND V (Name of Issuer) First Trust Morningstar Managed Futures Strategy Fund (Title of Class of Securities) 33739G103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| May 29, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| May 29, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY PORTFOLIO OF INVESTMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 - First Trust Exchange-Traded Fund V - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Zip |
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| November 26, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY PORTFOLIO OF INVESTMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22709 - First Trust Exchange-Traded Fund V - (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 - (Address of principal executive offices) (Zip |
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| November 26, 2013 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Mark R. |
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| August 15, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 August 15, 2013 Securities and Exchange Commission 100 F Street, N. |
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| August 15, 2013 |
As filed with the Securities and Exchange Commission on August 15, 2013 ================================================================================ 1933 Act Registration No. |
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| July 25, 2013 |
- AMENDED REGISTRATION OF CERTAIN CLASSES OF SECURITIES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. AMENDMENT NO. 1 TO FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FIRST TRUST EXCHANGE-TRADED FUND V - (Exact name of registrant as specified in its charter) MASSACHUSETTS See Exhibit 1 - - (State of Incorporation or Organization) (I.R.S. Employer Identification N |
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| July 23, 2013 |
ADMINISTRATIVE AGENCY AGREEMENT THIS AGREEMENT is made as of , 2013 by and between BROWN BROTHERS HARRIMAN & CO. |
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| July 23, 2013 |
PARTICIPANT AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND III FIRST TRUST EXCHANGE-TRADED FUND V FIRST TRUST EXCHANGE-TRADED FUND VI FIRST TRUST EXCHANGE-TRADED FUND VII FIRST TRUST EXCHANGE-TRADED ALPHADEX(R) FUND II This Participant Agreement (this "Agreement") is entered into between First Trust Portfolios, L. |
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| July 23, 2013 |
FIRST TRUST EXCHANGE-TRADED FUND V DISTRIBUTION AND SERVICE PLAN 1. The Trust. First Trust Exchange-Traded Fund V (the "Trust") is an open-end management investment company registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"), and organized as a series trust (each such series is referred to herein as a "Fund"). 2. The Plan. The Trust desires to adopt a plan of d |
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| July 23, 2013 |
INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 23rd day of July, 2013, by and between FIRST TRUST EXCHANGE-TRADED FUND V, a Massachusetts business trust (the "Trust"), and FIRST TRUST ADVISORS L. |
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| July 23, 2013 |
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND V July 23, 2013 First Trust Portfolios L. |
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| July 23, 2013 |
CUSTODIAN AGREEMENT THIS AGREEMENT, dated as of , 2013, between First Trust Exchange-Traded Fund V, a business trust organized under the laws of the Commonwealth of Massachusetts and registered with the Securities and Exchange Commission under the Investment Company Act of 1940 as amended ("the 1940 ACT") (the TRUST), and BROWN BROTHERS HARRIMAN & CO. |
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| July 23, 2013 |
FIRST TRUST EXCHANGE-TRADED FUND V SUBSCRIPTION AGREEMENT This Subscription Agreement (the "Agreement") made this 12th day of June, 2013 by and between First Trust Exchange-Traded Fund V, a Massachusetts business trust (the "Trust"), on behalf of its series, First Trust Morningstar Managed Futures Strategy Fund (the "Fund"), and First Trust Portfolios L. |
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| July 23, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 July 23, 2013 Securities and Exchange Commission 100 F Street, N. |
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| July 23, 2013 |
- INITIAL REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on July 23, 2013 ================================================================================ 1933 Act Registration No. |
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| July 18, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 July 18, 2013 Securities and Exchange Commission 100 F Street, N. |
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| July 18, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 July 18, 2013 VIA EDGAR CORRESPONDENCE - Karen Rossotto United States Securities and Exchange Commission 100 F Street, N. |
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| July 18, 2013 |
FIRST TRUST EXCHANGE-TRADED FUND V 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON, ILLINOIS 60187 July 18, 2013 VIA EDGAR CORRESPONDENCE - Securities and Exchange Commission 100 F Street, N. |
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| July 18, 2013 |
- INITIAL REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on July 18, 2013 ================================================================================ 1933 Act Registration No. |
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| July 18, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Pre-Effective Amendment No. |
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| July 10, 2013 |
FIRST TRUST EXCHANGE-TRADED FUND V 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON, ILLINOIS 60187 July 10, 2013 VIA EDGAR CORRESPONDENCE - Securities and Exchange Commission 100 F Street, N. |
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| July 8, 2013 |
- REGISTRATION OF CERTAIN CLASSES OF SECURITIES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FIRST TRUST EXCHANGE-TRADED FUND V - (Exact name of registrant as specified in its charter) MASSACHUSETTS See Exhibit 1 - - (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 120 East Libert |
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| June 24, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Pre-Effective Amendment No. |
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| June 24, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 June 24, 2013 Securities and Exchange Commission 100 F Street, N. |
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| June 24, 2013 |
- INITIAL REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on June 24, 2013 ================================================================================ 1933 Act Registration No. |
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| June 12, 2013 |
FIRST TRUST ADVISORS L.P. FIRST TRUST PORTFOLIOS L.P. CODE OF ETHICS I. STATEMENT OF GENERAL PRINCIPLES This Code of Ethics is being adopted by First Trust Advisors L.P. ("FTA") and First Trust Portfolios L.P. ("FTP" and, together with FTA, the "Companies"), The FT Series (formerly known as The First Trust Special Situations Trust), The First Trust Combined Series, The First Trust of Insured Munic |
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| June 12, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 June 12, 2013 Securities and Exchange Commission 100 F Street, N. |
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| June 12, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 June 12, 2013 VIA EDGAR CORRESPONDENCE - Karen Rossotto United States Securities and Exchange Commission 100 F Street, N. |
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| June 12, 2013 |
FIRST TRUST EXCHANGE-TRADED FUND V POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints W. |
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| June 12, 2013 |
EX-99.C HOLDERS RTS 2 exhibitc2.txt AMENDED & RESTATED ESTABLISHMENT & DESIGNATION OF SERIES FIRST TRUST EXCHANGE-TRADED FUND V ESTABLISHMENT AND DESIGNATION OF SERIES OF SHARES OF BENEFICIAL INTEREST (EFFECTIVE AS OF APRIL 30, 2013) WHEREAS, pursuant to Section 4.9 of the Declaration of Trust dated April 10, 2012 (the "Declaration"), of First Trust Exchange-Traded Fund V, a Massachusetts business |
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| June 12, 2013 |
June 11, 2013 First Trust Exchange-Traded Fund V 120 E. Liberty Street Wheaton, Illinois 60532 Chapman and Cutler LLP 111 West Monroe Street Chicago, IL 60187 Re: First Trust Exchange-Traded Fund V Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust Exchange-Traded Fund V (the "Trust") on behalf of its series First Trust Morningstar Futures Strategy Fund (the "Fund" |
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| June 12, 2013 |
FIRST TRUST FUNDS CODE OF ETHICS I. STATEMENT OF GENERAL PRINCIPLES This Code of Ethics is being adopted by the funds advised by First Trust Advisors L.P. ("FTA") from time to time (each a "Fund" and collectively, the "Funds"), in recognition of the fact that each Fund owes a duty at all times to place the interests of its Investors first. In recognition of such duty it is the Funds' policy that t |
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| June 12, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 June 11, 2013 First Trust Exchange-Traded Fund IV 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 Re: First Trust Exchange-Traded Fund V - Ladies and Gentlemen: We have served as counsel for the First Trust Exchange-Traded Fund V (the "Trust"), which proposes to offer and sell shares of each of its series (the "Shares"), First Trust Morningstar Futures Strategy Fund (the "Fund"), in the manner and on the terms set forth in Amendment No. |
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| June 12, 2013 |
- INITIAL REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on June 12, 2013 ================================================================================ 1933 Act Registration No. |
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| January 8, 2013 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 VIA EDGAR - January 8, 2013 United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| July 3, 2012 |
June 15, 2012 By Facsimile to 312.516.1484 Morrison C. Warren, Esq. Chapman and Cutler LLP 111 West Monroe Street Chicago, Illinois 60603 Re: First Trust Exchange-Traded Fund V (the “Trust”) File Nos. 811-22709, 333- Dear Mr. Warren: We have reviewed the registration statement on Form N-1A filed May 18, 2012, with the Commission on behalf of the above-referenced registrant. The filing was made for |
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| May 18, 2012 |
FIRST TRUST EXCHANGE-TRADED FUND V ESTABLISHMENT AND DESIGNATION OF SERIES OF SHARES OF BENEFICIAL INTEREST (EFFECTIVE AS OF MAY 16, 2012) WHEREAS, pursuant to Section 4. |
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| May 18, 2012 |
AS ADOPTED ON MARCH 19, 2012 BY-LAWS OF FIRST TRUST EXCHANGE-TRADED FUND V ARTICLE I DEFINITIONS Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. |
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| May 18, 2012 |
CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 May 18, 2012 Securities and Exchange Commission 100 F Street, N. |
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| May 18, 2012 |
DECLARATION OF TRUST OF FIRST TRUST EXCHANGE-TRADED FUND V (a Massachusetts Business Trust) Dated as of April 10, 2012 TABLE OF CONTENTS ARTICLE I - Name and Definitions Section 1 Name. |
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| May 18, 2012 |
- INITIAL REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on May 18, 2012 ================================================================================ 1933 Act Registration No. |
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| May 17, 2012 |
- NOTIFICATION OF REGISTRATION N-8A 1 etf5n8a.txt NOTIFICATION OF REGISTRATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company A |
