Temel İstatistikler
| CIK | 811527 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to US GOVERNMENT MONEY MARKET FUND
SEC Filings (Chronological Order)
Bu sayfa, başka bir yerde sunduğumuz mülkiyet başvuruları hariç, SEC Dosyalarının tam ve kronolojik bir listesini sunmaktadır.
| March 6, 2014 |
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| December 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8F I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): þ Merger o Liquidation o Abandonment of Registration (Note: Abandonments of Registration answer only questions 1 through 15, 24 and 25 of this form and complete verification at the |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8F I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): þ Merger o Liquidation o Abandonment of Registration (Note: Abandonments of Registration answer only questions 1 through 15, 24 and 25 of this form and complete verification at the |
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| October 25, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees of HighMark Funds: We have examined management’s assertion, included in the accompanying Management Statement Regarding Compliance With Certain Provisions of the Investment Company Act of 1940, that HighMark Funds (including Balanced Fund, Cognitive Value Fund, Enhanced Growth Fund, Equity Income Fund, Geneva Mid Cap |
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| August 29, 2013 |
DEFA14A 1 highdefa14a.htm ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the |
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| August 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| August 19, 2013 |
DEFA14A 1 highdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As |
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| August 15, 2013 |
DEFA14A 1 hmltfdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as p |
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| July 30, 2013 |
40-17F2 1 d574269d4017f2.htm FORM 40-17F2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees of HighMark Funds: We have examined management’s assertion, included in the accompanying Management Statement Regarding Compliance With Certain Provisions of the Investment Company Act of 1940, that HighMark Funds (including Balanced Fund, Cognitive Value Fund, Enhanced Growth |
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| July 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| July 12, 2013 |
HighMark Funds Registration No. 033-12608 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2) [ ] Definitive Proxy Statement [X] Definitive A |
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| July 12, 2013 |
- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive |
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| July 12, 2013 |
Registration No. 033-12608 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2) [ ] Definitive Proxy Statement [X] Definitive Additional Mater |
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| June 27, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05059 HighMark Funds (Exact name of registrant as specified in charter) 350 California Street, Suite 1600 San Francisco, CA 94104 (Address of principal executive offices) (Zip code) John M. Loder |
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| June 27, 2013 |
EXHIBIT 99.CERT Certifications Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Dennis Mooradian, certify that: 1. I have reviewed this report on Form N-Q of HighMark Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci |
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| June 26, 2013 |
Registration No. 033-12608 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2) [ ] Definitive Proxy Statement [X] Definitive Additional Mater |
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| June 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive |
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| June 14, 2013 |
Registration No. 033-12608 Schedule 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2) [ ] Definitive Proxy Statement [X] Definitive Additional Mater |
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| June 13, 2013 |
- DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 hmfdefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commis |
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| June 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) o Definitive |
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| May 8, 2013 |
DEF 14A 1 highdef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule |
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| May 7, 2013 |
CORRESP 1 filename1.htm May 7, 2013 Ropes & Gray LLP Three Embarcadero Center SAN FRANCISCO, CA 94111 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Jim O’Connor Colleen Bathen Meyer T +1 415 315 6366 F +1 415 315 4819 [email protected] Re: Preliminary Proxy Statement of HighMark Funds (the “Trust”) f |
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| April 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) o Definitive |
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| April 23, 2013 |
Ropes & Gray LLP Three Embarcadero Center San Francisco, CA 94111 April 23, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| April 1, 2013 |
EX-99.77O RULE 10F-3 2 highmark77o.txt Exhibit 77O - Transactions effected pursuant to Rule 10f-3 HighMark Funds Rule 10f-3 Report Quarter Ended September 30, 2012 DATE OF PURCHASE 7/11/2012 FUND(S) Short Term Bond SECURITY Anheuser-Busch 0.8% 2015 AMOUNT (SHARES/PAR) $1.2 million PRICE 99.817 COMMISSION OR SPREAD 0.25% COMMISSION/SPREAD REASONABLE Yes UNDERWRITER PURCHASED FROM Barclays Capital A |
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| December 27, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05059 HighMark Funds (Exact name of registrant as specified in charter) 350 California Street, Suite 1600 San Francisco, CA 94104 (Address of principal executive offices) (Zip code) John M. Loder |
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| December 27, 2012 |
EXHIBIT 99.CERT Certifications Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Dennis Mooradian, certify that: 1. I have reviewed this report on Form N-Q of HighMark Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci |
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| November 27, 2012 |
40-17F2 1 d444789d4017f2.htm FORM 40-17F2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees of HighMark Funds: We have examined management’s assertion, included in the accompanying Management Statement Regarding Compliance With Certain Provisions of the Investment Company Act of 1940, that HighMark Funds (including Balanced Fund, Cognitive Value Fund, Enhanced Growth |
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| October 24, 2012 |
40-17F2 1 d429454d4017f2.htm FORM 40-17F2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees of HighMark Funds: We have examined management’s assertion, included in the accompanying Management Statement Regarding Compliance With Certain Provisions of the Investment Company Act of 1940, that HighMark Funds (including Balanced Fund, Cognitive Value Fund, Enhanced Growth |
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| August 31, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees of HighMark Funds: We have examined management’s assertion, included in the accompanying Management Statement Regarding Compliance With Certain Provisions of the Investment Company Act of 1940, that HighMark Funds (including Balanced Fund, Cognitive Value Fund, Enhanced Growth Fund, Equity Income Fund, Geneva Mid Cap |
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| June 29, 2012 |
CERTIFICATIONS PURSUANT TO RULE 30a-2(a) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Earle A. |
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| June 29, 2012 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY N-Q 1 n-q.txt QUARTERLY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05059 - HighMark Funds - (Exact name of registrant as specified in charter) 350 California Street, Suite 1600 San Francisco, CA 94104 - (Address of principal executive off |
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| March 30, 2012 |
Exhibit to Item 77O - Transactions effected pursuant to Rule 10f-3 HighMark Funds Rule 10f-3 Report Quarter Ended September 30, 2011 Date of Purchase 9/13/11 Fund(s) HighMark Bond Fund Security HPQ 4. |
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| March 30, 2012 |
Exhibit to Item 77(i) Terms of New or Amended Securities Description of Class U Shares of HighMark Value Fund (f/k/a HighMark Value Momentum Fund) is incorporated by reference to Post-Effective Amendment No. 68 to Form N-1A filed with the Securities and Exchange Commission on July 25, 2011 (Accession No. 0001193125-11-195670) and effective October 10, 2011. |
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| March 30, 2012 |
EX-99.77Q1 OTHR EXHB 4 high77q1.txt Exhibit to Item 77 Q1(e) Amended Registrant Investment Advisory Contracts Amended Schedule A effective as of December 1, 2011 to the Sub-Advisory Agreement between HighMark Capital Management, Inc. and Bailard, Inc. dated June 1, 2011 relating to HighMark International Opportunities Fund is incorporated by reference to Post-Effective Amendment No. 74 to Form N-1 |
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| February 27, 2012 |
CORRESP 1 filename1.htm February 27, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Ms. Christina DiAngelo Re: HighMark Funds (the “Trust”) (File No. 811-05059) Responses to Comments on Form N-CSR, Form N-PX and Form 40-17g Dear Ms. DiAngelo: I am writing on behalf of the Trust to respond to the comments b |
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| January 26, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees of HighMark Funds: We have examined management’s assertion, included in the accompanying Management Statement Regarding Compliance With Certain Provisions of the Investment Company Act of 1940, that HighMark Funds (including Balanced Fund, Cognitive Value Fund, Enhanced Growth Fund, Equity Income Fund, Geneva Mid Cap |
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| January 26, 2012 |
January 26, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Mr. James O’Connor and Ms. Christina DiAngelo Re: Registration Statement on Form N-14 (the “Registration Statement”) of HighMark Funds (the “Trust”) (File No. 333-178555) Dear Mr. O’Connor and Ms. DiAngelo: This letter responds to the comments prov |
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| December 16, 2011 |
As filed with the Securities and Exchange Commission on December 16, 2011 Registration No. |
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| December 16, 2011 |
EXHIBIT (11) [ROPES & GRAY LLP LETTERHEAD] December 16, 2011 HighMark Funds 350 California Street, Suite 1600 San Francisco, California 94104 Ladies and Gentlemen: We are furnishing this opinion in connection with the Registration Statement on Form N-14 (the “Registration Statement”) being filed today by HighMark Funds (the “Trust”) under the Securities Act of 1933, as amended (the “Act”), relatin |
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| December 16, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14, relating to the HighMark Large Cap Value Fund and HighMark Value Momentum Fund, of our report dated September 23, 2011, relating to the financial statements and financial highlights of HighMark Funds, including Balanced Fund, Cognitive Valu |
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| December 16, 2011 |
EXHIBIT (16) POWER OF ATTORNEY Each of the undersigned Trustees of HighMark Funds (the “Trust”) hereby constitutes and appoints Helen A. |
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| December 16, 2011 |
[ROPES & GRAY LLP LETTERHEAD] December 16, 2011 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Registration Statement on Form N-14 Ladies and Gentleman: Enclosed for filing on behalf of HighMark Funds (the “Trust”), is a Registration Statement on Form N-14 (the “Registration Statement”). |
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| November 22, 2011 |
SEC Letter Ropes & Gray LLP Three Embarcadero Center San Francisco, CA 94111 415-315-6330 F 415-315-6350 November 22, 2011 Colleen Bathen Meyer T +1 415 315 6366 F +1 415 315 4819 colleen. |
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| November 22, 2011 |
CORRESP 84 filename84.htm November 22, 2011 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Mr. James O’Connor Re: Post-Effective Amendment No. 69 and Amendment No. 71 (the “Amendment”) to the Registration Statement on Form N-1A of HighMark Funds (the “Trust”) (File Nos. 033-12608 and 811-05059) Dear Mr. O’Conno |
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| October 6, 2011 |
CORRESP 1 filename1.htm October 6, 2011 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Mr. James O’Connor Re: Post-Effective Amendment No. 68 and Amendment No. 70 (the “Amendment”) to the Registration Statement on Form N-1A of HighMark Funds (the “Trust”) (File Nos. 033-12608 and 811-05059) Dear Mr. O’Connor: T |
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| September 15, 2011 |
Ropes & Gray LLP Three Embarcadero Center San Francisco, CA 94111-4006 www.ropesgray.com Colleen Bathen Meyer T +1 415 315 6366 September 15, 2011 F +1 415 315 4819 [email protected] VIA EDGAR Filing Desk Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Post-Effective Amendment No. 69 to the Registration Statement on Form N-1A of HighMark Funds (the “Trust”) |
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| July 25, 2011 |
Letter to the SEC Ropes & Gray LLP Three Embarcadero Center San Francisco, CA 94111-4006 www. |
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| December 22, 2010 |
Letters to the SEC Ropes & Gray LLP Three Embarcadero Center San Francisco, CA 94111 415-315-6300 F 415-315-6350 December 22, 2010 Matthew Gaarder (415) 315-6302 matthew. |
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| November 30, 2010 |
SEC Comment Letter November 30, 2010 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Mr. James O’Connor Re: Post-Effective Amendment No. 63 and Amendment No. 65 (the “Amendment”) to the Registration Statement on Form N-1A of HighMark Funds (the “Trust”) (File Nos. 033-12608 and 811-05059) Dear Mr. O’Connor: As r |
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| September 20, 2010 |
Letter to the SEC Ropes & Gray LLP Three Embarcadero Center San Francisco, CA 94111-4006 www. |
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| September 10, 2010 |
CORRESP 21 filename21.htm Ropes & Gray LLP Three Embarcadero Center San Francisco, CA 94111-4006 www.ropesgray.com Matthew Gaarder-Wang T +1 415 315 6302 F +1 415 315 4837 [email protected] September 10, 2010 VIA EDGAR Filing Desk Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Post-Effective Amendment No. 62 to the Registration Statement on Form N-1A of |
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| August 23, 2010 |
United States Securities & Exchange Commission EDGAR Filing [Ropes & Gray Logo] ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-4006 WWW. |
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| August 23, 2010 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-12 HighMark Funds (Name of Registrant as Specified in its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (check the appropriate box): þ No fee required. |
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| August 23, 2010 |
August , 2010 August 23, 2010 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Jim O’Connor Re: Preliminary Proxy Statement of HighMark Funds (the “Trust”) filed pursuant to Section 14(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), with the U.S. Securities and Exchange Commission (the |
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| July 27, 2010 |
ROPES & GRAY LLP THREE EMBARCADERO CENTER SAN FRANCISCO, CA 94111-40 06 WWW.ROPESGRAY.COM July 27, 2010 Matthew Gaarder-Wang T +1 415 315 6302 F +1 415 315 4837 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: HighMark Funds (the “Trust”) File Nos. 033-12608 and 811-05059 Filing Pursuant to Rule 14a-6(a) under the Securities Exc |
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| July 27, 2010 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-12 HighMark Funds (Name of Registrant as Specified in its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (check the appropriate box): þ No fee required. |
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| November 25, 2009 |
November 25, 2009 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Mr. James O’Connor Re: Post-Effective Amendment No. 60 (the “Amendment”) to the Registration Statement on Form N-1A of HighMark Funds (the “Trust”) (File Nos. 033-12608 and 811-5059) Dear Mr. O’Connor: As requested, this letter responds to comment |
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| May 28, 2009 |
CORRESP 1 filename1.htm May 28, 2009 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Mr. James O’Connor Re: Post-Effective Amendment No. 58 (the “Amendment”) to the Registration Statement on Form N-1A of HighMark Funds (the “Trust”) (File Nos. 033-12608 and 811-5059) Dear Mr. O’Connor: As requested, this letter |
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| March 23, 2009 |
[ROPES & GRAY LLP LETTERHEAD] [ROPES & GRAY LLP LETTERHEAD] March 23, 2009 VIA EDGAR U. |
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| February 24, 2009 |
FORM OF AMENDED AND RESTATED EXHIBIT A EXHIBIT A Exhibit (7)(b) FORM OF AMENDED AND RESTATED EXHIBIT A THIS AMENDED AND RESTATED EXHIBIT A, amended and restated as of [ ], 2009 for the addition of HighMark Equity Income Fund, HighMark Geneva Growth Fund, HighMark Geneva Small Cap Growth Fund, HighMark NYSE Arca Tech 100 Index Fund, and HighMark Wisconsin Tax-Exempt Fund, is the Amended and Restated Exhibit A to that certain Underwriting Agreement dated as of December 1, 2008 between HighMark Funds Distributors, Inc. |
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| February 24, 2009 |
FORM OF SCHEDULE A MULTIPLE CLASS PLAN OF HIGHMARK FUNDS Exhibit (10)(f) FORM OF SCHEDULE A MULTIPLE CLASS PLAN OF HIGHMARK FUNDS Name of Fund HighMark Balanced Fund (Fiduciary, Class A, Class B and Class C Shares) HighMark Core Equity Fund (Fiduciary, Class A, Class B and Class C Shares) HighMark Large Cap Growth Fund (Fiduciary, Class A, Class B and Class C Shares) HighMark Large Cap Value Fund (formerly, the Income Equity Fund) (Fiduciary, Class A, C |
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| February 24, 2009 |
As filed with the Securities and Exchange Commission on February 24, 2009 As filed with the Securities and Exchange Commission on February 24, 2009 Registration No. |
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| February 24, 2009 |
United States Securities and Exchange Commission Edgar Filing Exhibit (11) [ROPES & GRAY LLP LETTERHEAD] February 24, 2009 HighMark Funds 350 California Street, Suite 1600 San Francisco, California 94104 Ladies and Gentlemen: We are furnishing this opinion in connection with the Registration Statement on Form N-14 (the “Registration Statement”) being filed today by HighMark Funds (the “Trust”) und |
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| February 24, 2009 |
United States Securities & Exchange Commission EDGAR Filing Exhibit (16) POWER OF ATTORNEY Each of the undersigned Trustees of HighMark Funds (the “Trust”) hereby constitutes and appoints Carol Gould, David James, Earle A. |
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| February 24, 2009 |
HIGHMARK FUNDS STATEMENT OF ADDITIONAL INFORMATION DECEMBER 1, 2008 HIGHMARK FUNDS Exhibit (17)(d) HIGHMARK FUNDS STATEMENT OF ADDITIONAL INFORMATION DECEMBER 1, 2008 This Statement of Additional Information is not a Prospectus, but should be read in conjunction with the Prospectuses of the HighMark Equity, Fixed-Income and Asset Allocation Funds dated December 1, 2008, the Prospectuses of the HighMark Money Market Funds dated December 1, 2008 and the Class M Shares Prospectus of HighMark Cognitive Value Fund, HighMark Enhanced Growth Fund and HighMark International Opportunities Fund dated December 1, 2008 (collectively, the “Prospectuses”) and any of their supplements. |
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| February 24, 2009 |
HIGHMARK CAPITAL MANAGEMENT, INC. FORM OF SUB-ADVISORY AGREEMENT United States Securities & Exchange Commission EDGAR Filing Exhibit 6(s) HIGHMARK CAPITAL MANAGEMENT, INC. |
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| February 24, 2009 |
United States Securities & Exchange Commission EDGAR Filing [ROPES & GRAY LLP LETTERHEAD] February 24, 2009 Securities and Exchange Commission 450 Fifth Street, N. |
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| February 24, 2009 |
Exhibit (17)(e) table of contents management’s discussion of fund performance balanced fund 2 cognitive value fund 4 core equity fund 6 enhanced growth fund 8 international opportunities fund 10 large cap growth fund 12 large cap value fund 14 small cap advantage fund 16 small cap value fund 18 value momentum fund 20 capital growth allocation fund 22 diversified equity allocation fund 24 growth & |
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| February 24, 2009 |
To Transfer Agency and Service Agreement Highmark Funds. State Street Bank and Trust Company SCHEDULE A Exhibit (13)(k) AMENDMENT To Transfer Agency and Service Agreement Between Highmark Funds. |
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| February 24, 2009 |
HIGHMARK CAPITAL MANAGEMENT, INC. FORM OF SUB-ADVISORY AGREEMENT United States Securities & Exchange Commission EDGAR Filing Exhibit 6(r) HIGHMARK CAPITAL MANAGEMENT, INC. |
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| February 24, 2009 |
Schedule A Exhibit (6)(c) Form of Schedule A To the Investment Advisory Agreement Between HighMark Funds and HighMark Capital Management, Inc. |
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| February 24, 2009 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14)(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated December 21, 2007, and December 29, 2008, relating to the financial statements and financial highlights of the S&P 100 Index Fund, Dow Jones U. |
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| February 24, 2009 |
HIGHMARK CAPITAL MANAGEMENT, INC. FORM OF SUB-ADVISORY AGREEMENT United States Securities & Exchange Commission EDGAR Filing Exhibit 6(p) HIGHMARK CAPITAL MANAGEMENT, INC. |
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| February 24, 2009 |
HIGHMARK CAPITAL MANAGEMENT, INC. FORM OF SUB-ADVISORY AGREEMENT Exhibit 6(q) HIGHMARK CAPITAL MANAGEMENT, INC. FORM OF SUB-ADVISORY AGREEMENT This AGREEMENT is effective as of , 2009, by and between HIGHMARK CAPITAL MANAGEMENT, INC. (“Adviser”) and ZIEGLER CAPITAL MANAGEMENT, LLC, a Wisconsin limited liability corporation, which is an investment adviser registered under the laws of the United States as an investment adviser under the Investment Advisers Act of |
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| February 24, 2009 |
Exhibit (17)(b) NORTH TRACK FUNDS, INC. Supplement Dated November 4, 2008 To Statements of Additional Information Dated March 1, 2008, as Supplemented on April 9, 2008, as Amended on September 22, 2008 and as Supplemented on October 10, 2008 Resignation of the Funds’ President and One of Their Portfolio Managers. Mr. Brian K. Andrew, the President for the Funds, announced that effective October 31 |
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| February 24, 2009 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT (14)(b) EXHIBIT (14)(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated September 25, 2008, relating to the financial statements and financial highlights of HighMark Funds, including Balanced Fund, Cognitive Value Fund, Core Equity Fund, Enhanced Growth Fund, International |
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| February 24, 2009 |
Form of Appendix B Custodian Agreement Effective [ ], 2009 Appendix B Exhibit (9)(c) Form of Appendix B Custodian Agreement Effective [ ], 2009 Name of Fund: Diversified Money Market Fund U. |
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| February 24, 2009 |
ADMINISTRATION AGREEMENT Exhibit (13)(c) FORM OF SCHEDULE A TO THE ADMINISTRATIVE SERVICES AGREEMENT INVESTMENT PORTFOLIO LIST EFFECTIVE AS OF [ ], 2009 HighMark 100% U. |
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| February 24, 2009 |
Exhibit (17)(a) NORTH TRACK FUNDS, INC. Supplement Dated February 17, 2009 To Prospectuses Dated March 1, 2008, as Supplemented on April 9, 2008, as Amended on September 22, 2008, as Supplemented on October 10, 2008, as Supplemented on November 4, 2008, and as Supplemented on February 2, 2009. The Board of Directors of the North Track Funds has approved a number of changes affecting the North Trac |
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| February 24, 2009 |
FORM OF AMENDED AND RESTATED EXHIBIT A EXHIBIT A Exhibit (13)(g) FORM OF AMENDED AND RESTATED EXHIBIT A THIS AMENDED AND RESTATED EXHIBIT A, amended and restated as of [ ], 2009 for the addition of HighMark Equity Income Fund, HighMark Geneva Growth Fund, HighMark Geneva Small Cap Growth Fund, HighMark NYSE Arca Tech 100 Index Fund, and HighMark Wisconsin Tax-Exempt Fund, is the Amended and Restated Exhibit A to that certain Sub-Administration and Accounting Services Agreement dated as of December 3, 2007 between PNC Global Investment Servicing (U. |
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| February 24, 2009 |
Performance Summary EXHIBIT (17)(c) . Performance Summary (Data as of October 31, 2008) TOTAL RETURNS AT NAV TOTAL RETURNS WITH SALES CHARGE* 10 Year/ Calendar 10 Year/ Calendar Ticker Inception Inception 5 Year 3 Year 1 Year YTD Inception 5 Year 3 Year 1 Year YTD Equity Funds Large Cap Equity (A) NLAEX 5/1/2007 -21.53% –– –– -33.23% -29.75% -24.29% –– –– -36.73% -33.44% Large Cap Equity (C) NLECX |
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| November 24, 2008 |
November 24, 2008 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Mr. James O'Connor Re: Post-Effective Amendment No. 56 (the "Amendment") to the Registration Statement on Form N-1A of HighMark Funds (the "Trust") (File Nos. 033-12608 and 811-5059) Dear Mr. O'Connor: As requested, this letter responds to comment |
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| July 8, 2008 |
July 8, 2008 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Mr. James O'Connor Re: Post-Effective Amendment No. 54 (the "Amendment") to the Registration Statement on Form N-1A of HighMark Funds (the "Trust") (File Nos. 033-12608 and 811-5059) Dear Mr. O'Connor: As requested, this letter responds to comments pro |
