Temel İstatistikler
| LEI | 5299004HQ6GCTW838N96 |
| CIK | 895456 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Rocky Brands, Inc.
SEC Filings (Chronological Order)
Bu sayfa, başka bir yerde sunduğumuz mülkiyet başvuruları hariç, SEC Dosyalarının tam ve kronolojik bir listesini sunmaktadır.
| June 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2026 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 18, 2026 |
ROCKY BRANDS DECLARES QUARTERLY CASH DIVIDEND Exhibit 99 ROCKY BRANDS DECLARES QUARTERLY CASH DIVIDEND NELSONVILLE, Ohio, May 18, 2026 – Rocky Brands, Inc. |
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| May 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2026 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| April 28, 2026 |
2025 ANNUAL REPORT ROCKY BRANDS I am pleased to report that 2025 was an outstanding year for Rocky Brands. |
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| April 28, 2026 |
Exhibit 99 Rocky Brands, Inc. Announces First Quarter 2026 Results Net Sales Increased 9.1% to $124.4 Million Retail Segment Sales Increased 16.5% to $42.7 Million NELSONVILLE, Ohio, April 28, 2026 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its first quarter ended March 31, 2026. First Quarter 2026 Overview ● Net sales increased 9.1% to $124.4 million versus the year |
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| April 28, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2026 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 28, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| March 11, 2026 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact name |
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| March 11, 2026 |
Exhibit 21 Subsidiaries of Rocky Brands, Inc. as of March 11, 2026 Five Star Enterprises Ltd., a Cayman Islands corporation Lifestyle Footwear, Inc., a Delaware corporation Rocky Brands Canada, Inc., a Nova Scotia corporation Rocky Brands US, LLC, a Delaware limited liability company Rocky Brands International, LLC an Ohio limited liability company Lehigh Outfitters, LLC, a Delaware limited liabil |
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| March 11, 2026 |
Exhibit 24 POWER OF ATTORNEY Each director and officer of Rocky Brands, Inc., an Ohio corporation (the “Company”), whose signature appears below hereby appoints Jason Brooks and Curtis A. Loveland, or either of them, as his attorney-in-fact, to sign, in his name and behalf and in any and all capacities stated below, and to cause to be filed with the Securities and Exchange Commission, the Compan |
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| February 24, 2026 |
Exhibit 99 Rocky Brands, Inc. Announces Fourth Quarter and Full Year 2025 Results Fourth Quarter Sales Increased 9.1% to $139.7 Million Fourth Quarter Retail Segment Sales Increased 30.8% to $57.0 Million Fourth Quarter Net Income Per Diluted Share Improved to $0.86 or $0.94 on an Adjusted Basis Board of Directors Authorizes New Share Repurchase Program NELSONVILLE, Ohio, February 24, 2026 – Rocky |
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| February 24, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2026 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File N |
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| November 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (E |
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| October 28, 2025 |
Exhibit 99 Rocky Brands, Inc. Announces Third Quarter 2025 Results Net Sales Increased 7.0% to $122.5 Million Income from Operations Increased 16.5% to $11.7 Million Net Income Increased 36.6% to $7.2 Million, or $0.96 Per Diluted Share, compared to $5.3 Million, or $0.70 Per Diluted Share Adjusted Net Income Increased 33.4% to $7.8 Million, or $1.03 Per Diluted Share, compared to Adjusted Net Inc |
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| October 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2025 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Nu |
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| September 4, 2025 |
144 0001290423 XXXXXXXX LIVE 0000895456 Rocky Brands, Inc 001-34382 39 East Canal Street Nelsonville OH 45764 7407539100 Michael L Finn Director Common Stock UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086 5000 149500 7461167 09/04/2025 NASDAQ Common Stock 01/04/2021 Stock Option Rocky Brands N 5000 09/04/2025 Cashless Exercise Y 09/04/2025 /s/JOSEPH CASSIDY, for UBS Finan |
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| September 3, 2025 |
144 0001852978 XXXXXXXX LIVE 0000895456 ROCKY BRANDS, INC. 001-34382 39 EAST CANAL STREET NELSONVILLE TX 45764 6147531951 Hahn Robyn R. Director Common Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110 2500 74425.00 7468341 09/03/2025 NASDAQ Common 01/01/2024 Payment for Services rendered Issuer N 303 01/01/2024 compensation Common 09/16/2024 Payment for services Rendered Issuer N |
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| September 2, 2025 |
144 0001788123 XXXXXXXX LIVE 0000895456 Rocky Brands Inc. 001-34382 39 EAST CANAL ST NELSONVILLE OH 45764 740-753-9100 Tracie Anne Winbigler Director Common Stock J.P. Morgan Securities LLC 390 Madison Avenue 6th Floor New York NY 10017 5000 152550 7468341 09/02/2025 NASDAQ Common 09/02/2025 Stock Option Exercise Issuer N 5000 09/02/2025 Cash Y The shares filed today will be sold by the Tracie Ann |
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| August 29, 2025 |
144 0001349868 XXXXXXXX LIVE 0000895456 ROCKY BRANDS, INC. 001-34382 39 EAST CANAL STREET NELSONVILLE MA 45764 6147531951 Jordan William L Director Common Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110 5000 150650.00 7468341 08/29/2025 NASDAQ Common 08/28/2025 Stock Options Exercise Issuer N 5000 08/28/2025 Compensation Y 08/29/2025 /s/ Audrey Skillern as a duly authorized repre |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 29, 2025 |
Exhibit 99 Rocky Brands, Inc. Announces Second Quarter 2025 Results Net Sales Increased 7.5% to $105.6 Million Income from Operations Increased 58.7% to $7.2 Million Net Income Increased to $3.6 Million or $0.48 Per Diluted Share, compared to Net Loss of $1.2 Million or $0.17 Per Diluted Share Adjusted Net Income Increased to $4.1 Million or $0.55 Per Diluted Share, compared to Adjusted Net Income |
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| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2025 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| April 29, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 29, 2025 |
Exhibit 99 Rocky Brands, Inc. Announces First Quarter 2025 Results Net Sales Increased 1.1% to $114.1 Million Income from Operations Increased 8.8% to $8.7 Million Net Income Increased 88.5% to $4.9 Million or $0.66 Per Diluted Share Total Debt Decreased 17.5% Year-Over-Year NELSONVILLE, Ohio, April 29, 2025 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its first quarte |
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| April 28, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| April 28, 2025 |
2024 ANNUAL REPORT ROCKY BRANDS INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ց ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or տ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRAND |
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| March 17, 2025 |
Rocky Brands, Inc. Securities Law Compliance Program Exhibit 19 Rocky Brands, Inc. SECURITIES LAW COMPLIANCE PROGRAM Rocky Brands, Inc. (together with its subsidiaries, the “Company”) is committed to promoting honest and ethical business conduct and compliance with laws, rules and regulations. As part of this commitment, our Board of Directors has adopted this Securities Law Compliance Program. The Board of Directors believes that a strong complianc |
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| March 17, 2025 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact name |
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| March 17, 2025 |
ROCKY BRANDS, INC. INCENTIVE STOCK OPTION AGREEMENT UNDER THE 2024 OMNIBUS INCENTIVE PLAN Exhibit 10.10 No. 24-ISO-20- ROCKY BRANDS, INC. INCENTIVE STOCK OPTION AGREEMENT UNDER THE 2024 OMNIBUS INCENTIVE PLAN Rocky Brands, Inc. (the “Company”) hereby grants, effective this day of , (the “Effective Date”) to (the “Optionee”) an Option to purchase shares of its common stock, without par value (the “Option Shares”), at a price of $ per share pursuant to the Company’s 2014 Omnibus Incentiv |
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| March 17, 2025 |
Exhibit 21 Subsidiaries of Rocky Brands, Inc. as of March 17, 2025 Five Star Enterprises Ltd., a Cayman Islands corporation Lifestyle Footwear, Inc., a Delaware corporation Rocky Brands Canada, Inc., a Nova Scotia corporation Rocky Brands US, LLC, a Delaware limited liability company Rocky Brands International, LLC an Ohio limited liability company Lehigh Outfitters, LLC, a Delaware limited liabil |
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| March 17, 2025 |
Exhibit 24 POWER OF ATTORNEY Each director and officer of Rocky Brands, Inc., an Ohio corporation (the “Company”), whose signature appears below hereby appoints Jason Brooks and Curtis A. Loveland, or either of them, as his attorney-in-fact, to sign, in his name and behalf and in any and all capacities stated below, and to cause to be filed with the Securities and Exchange Commission, the Compan |
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| March 17, 2025 |
Rocky Brands, Inc. Restricted Stock Unit Agreement Exhibit 10.9 No. 24-RSU-20- Rocky Brands, Inc. Restricted Stock Unit Agreement This Restricted Stock Unit Agreement (this “Agreement”) is made and entered into as of (the “Grant Date”) by and between Rocky Brands, Inc., an Ohio corporation (the “Company”) and (the “Grantee”). WHEREAS, the Company has adopted the 2024 Omnibus Incentive Plan (the “Plan”) pursuant to which awards of Restricted Stock |
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| March 17, 2025 |
Rocky Brands, Inc. PSU Agreement Exhibit 10.8 No. 24-PSU-20- Rocky Brands, Inc. PSU Agreement This PSU Agreement (this “Agreement”) is made and entered into as of (the “Grant Date”) by and between Rocky Brands, Inc., an Ohio corporation (the “Company”) and (the “Grantee”). WHEREAS, the Company has adopted the 2024 Omnibus Incentive Plan (the “Plan”) pursuant to which PSUs may be granted; and WHEREAS, the Committee has determined |
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| February 25, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2025 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File N |
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| February 25, 2025 |
Exhibit 99 Rocky Brands, Inc. Announces Fourth Quarter and Full Year 2024 Results Fourth Quarter Sales Increased 1.7% to $128.1 Million Fourth Quarter Gross Margin Increased 120 Basis Points to 41.5% 2024 Year-End Total Debt Decreased 25.7% Board of Directors Authorizes New Share Repurchase Program NELSONVILLE, Ohio, February 25, 2025 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial r |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (E |
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| October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 30, 2024 |
Rocky Brands, Inc. Announces Third Quarter 2024 Results Exhibit 99 Rocky Brands, Inc. Announces Third Quarter 2024 Results NELSONVILLE, Ohio, October 30, 2024 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its third quarter ended September 30, 2024. Third Quarter 2024 Overview ● Net sales decreased 8.8% to $114.6 million versus the year-ago quarter, or 2.4%, excluding certain non-recurring sales from the year-ago quarter ● Gr |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2024 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 30, 2024 |
Exhibit 99 Rocky Brands, Inc. Announces Second Quarter 2024 Results Net Sales of $98.3 Million; Net Loss Per Share of $0.17; Adjusted Net Income Per Share of $0.17 Inventories Decreased 20.0% and Total Debt Decreased 31.3% Year-Over-Year NELSONVILLE, Ohio, July 30, 2024 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its second quarter ended June 30, 2024. Second Quarter |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
Exhibit 24 POWER OF ATTORNEY Each of the undersigned officers and directors of Rocky Brands, Inc. |
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| June 26, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Rocky Brands, Inc. |
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| June 7, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit |
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| April 30, 2024 |
Exhibit 10.1 Execution Version AMENDED AND RESTATED ABL LOAN AND SECURITY AGREEMENT Dated as of April 26, 2024 ROCKY BRANDS, INC., as Parent and as Borrower Agent THE OTHER OBLIGORS PARTY HERETO as Borrowers or Guarantors BANK OF AMERICA, N.A., as Agent BANK OF AMERICA, N.A., as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Page SECTION 1. DEFINITIONS; RULES OF CONSTRUCTION 1 1.1. Defin |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2024 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 30, 2024 |
Exhibit 99 Rocky Brands, Inc. Announces First Quarter 2024 Results Net Sales Increased 2.2% to $112.9 Million Operating Income Increased 92% to $8.0 Million Inventories Down 26% Year-over-Year to $165.1 Million NELSONVILLE, Ohio, April 30, 2024 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its first quarter ended March 31, 2024. First Quarter 2024 Overview ● Net sales i |
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| April 29, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ց ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR տ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact name of registrant as |
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| March 15, 2024 |
Exhibit 21 Subsidiaries of Rocky Brands, Inc. as of March 15, 2024 Five Star Enterprises Ltd., a Cayman Islands corporation Lifestyle Footwear, Inc., a Delaware corporation Rocky Brands Canada, Inc., a Nova Scotia corporation Rocky Brands US, LLC, a Delaware limited liability company Rocky Brands International, LLC an Ohio limited liability company Lehigh Outfitters, LLC, a Delaware limited liabil |
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| March 15, 2024 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact name |
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| March 15, 2024 |
Exhibit 24 POWER OF ATTORNEY Each director and officer of Rocky Brands, Inc., an Ohio corporation (the “Company”), whose signature appears below hereby appoints Jason Brooks and Curtis A. Loveland, or either of them, as his attorney-in-fact, to sign, in his name and behalf and in any and all capacities stated below, and to cause to be filed with the Securities and Exchange Commission, the Compan |
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| March 15, 2024 |
Rocky Brands, Inc. Clawback Policy Exhibit 97 ROCKY BRANDS, INC. CLAWBACK POLICY Amended and Restated Effective October 31, 2023 Introduction The Board of Directors (the “Board”) of Rocky Brands, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance compensa |
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| March 15, 2024 |
Exhibit 10.02 Schedule of Directors and Executive Officers who have entered into the form of Indemnification Agreement Curtis A. Loveland Michael L. Finn Robyn R. Hahn G. Courtney Haning William L. Jordan Robert B. Moore, Jr. Dwight E. Smith Tracie A. Winbigler Jason S. Brooks Thomas D. Robertson Byron D. Wortham |
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| February 28, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File N |
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| February 28, 2024 |
Exhibit 99 Rocky Brands, Inc. Announces Fourth Quarter and Full Year 2023 Results 2023 Year-end Inventories down $66.2 Million or 28.1% and Debt Levels down $83.8 Million or 32.6% NELSONVILLE, Ohio, February 28, 2024 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its fourth quarter and year ended December 31, 2023. Fourth Quarter 2023 Overview ● Net sales decreased 9.3% |
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| February 13, 2024 |
RCKY / Rocky Brands, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv01840-rockybrandsinc.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Rocky Brands Inc Title of Class of Securities: Common Stock CUSIP Number: 774515100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which |
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| February 9, 2024 |
RCKY / Rocky Brands, Inc. / FMR LLC Passive Investment SC 13G/A 1 filing.txt SCHEDULE 13G Amendment No.3 ROCKY BRANDS INC COMMON STOCK Cusip #774515100 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #774515100 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 1,100,690 Item 6: 0 Item 7: 1,100,763 Item 8: 0 Item 9: 1, |
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| February 9, 2024 |
RCKY / Rocky Brands, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15 )* Rocky Brands Inc (Name of Issuer) Common Stock (Title of Class of Securities) 774515100 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| January 26, 2024 |
RCKY / Rocky Brands, Inc. / RAYMOND JAMES & ASSOCIATES - RCKY Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3) * Rocky Brands Inc (Name of Issuer) Common Shares (Title of Class of Securities) 774515100 (CUSIP Number) 12/31/2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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| January 26, 2024 |
RCKY / Rocky Brands, Inc. / BlackRock Inc. Passive Investment SC 13G/A 1 us7745151008012624.txt us7745151008012624.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) ROCKY BRANDS, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 774515100 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2024 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Nu |
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| January 12, 2024 |
Exhibit 16.1 January 10, 2024 Securities and Exchange Commission 100 F Street, N.E Washington, DC 20549 Commissioners: We have read the statements made by Rocky Brands, Inc. in Item 4.01 of its Form 8-K on January 10, 2024 and agree with the statements made concerning our Firm contained therein. We have no basis to agree or disagree with other statements of the registrant contained therein. Very t |
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| December 19, 2023 |
United States securities and exchange commission logo December 19, 2023 Thomas D. Robertson Chief Financial Officer Rocky Brands, Inc. 39 East Canal Street Nelsonville , Ohio 45764 Re: Rocky Brands, Inc. Form 10-K for the Year Ended December 31, 2022 File No. 001-34382 Dear Thomas D. Robertson: We have completed our review of your filing. We remind you that the company and its management are respo |
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| December 12, 2023 |
39 East Canal Street, Nelsonville, Ohio 45764 Phone: 740-753-1951 • Fax: 740-753-4024 December 12, 2023 VIA EDGAR Division of Corporation Finance U. |
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| December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 29, 2023 |
United States securities and exchange commission logo November 29, 2023 Thomas D. Robertson Chief Financial Officer Rocky Brands, Inc. 39 East Canal Street Nelsonville , Ohio 45764 Re: Rocky Brands, Inc. Form 10-K for the Year Ended December 31, 2022 File No. 001-34382 Dear Thomas D. Robertson: We have limited our review of your filing to the financial statements and related disclosures and have t |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (E |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 1, 2023 |
Rocky Brands, Inc. Announces Third Quarter 2023 Results Exhibit 99 Rocky Brands, Inc. Announces Third Quarter 2023 Results NELSONVILLE, Ohio, November 1, 2023 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its third quarter ended September 30, 2023. Third Quarter 2023 Overview ● Net sales were $125.6 million, a decrease of 14.8% (or 12.7% on an adjusted basis) ● Wholesale segment sales decreased 17.4% (or 14.9% on an adjusted |
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| November 1, 2023 |
Exhibit 10.1 FIFTH AMENDMENT TO ABL LOAN AND SECURITY AGREEMENT THIS FIFTH AMENDMENT TO ABL LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of October 31, 2023, by and among ROCKY BRANDS, INC., an Ohio corporation (“Parent”), LIFESTYLE FOOTWEAR, INC., a Delaware corporation (“Lifestyle”), ROCKY BRANDS US, LLC, a Delaware limited liability company (“Rocky US”), LEHIGH OUTFITTERS, LLC, a De |
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| November 1, 2023 |
Exhibit 10.2 SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SIXTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this "Agreement"), dated as of October 31, 2023 by and among ROCKY BRANDS, INC., an Ohio corporation ("Parent"), LIFESTYLE FOOTWEAR, INC., a Delaware corporation ("Lifestyle"), ROCKY BRANDS US, LLC, a Delaware limited liability company ("Rocky US"), LEHIGH OUTFITTERS, LLC, a Delaware li |
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| September 29, 2023 |
United States securities and exchange commission logo September 29, 2023 Jason Brooks President and Chief Executive Officer Rocky Brands, Inc. |
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| September 28, 2023 |
September 28, 2023 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Rocky Brands, Inc. Definitive Proxy Statement on Schedule 14A Filed April 28, 2023 File No. 001-34382 Ladies and Gentlemen: Set forth below is the response of Rocky Brands, Inc., an Ohio corporation (the “Company” or “we” or “our”), to the comments of the Staff of th |
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| September 14, 2023 |
United States securities and exchange commission logo September 14, 2023 Jason Brooks President and Chief Executive Officer Rocky Brands, Inc. |
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| September 12, 2023 |
Rocky Brands, Inc. Announces Departure of Chief Financial Officer Exhibit 99. Rocky Brands, Inc. Announces Departure of Chief Financial Officer NELSONVILLE, Ohio, September 12, 2023 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced that Senior Vice President, Chief Financial Officer and Treasurer Sarah O’Connor has resigned from her position with the Company effective immediately. Her resignation is the not the result of any dispute or disagreement with Rocky |
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| September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| August 9, 2023 |
Exhibit 10.3 FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this "Agreement"), is made effective as of May 10, 2023 by and among ROCKY BRANDS, INC., an Ohio corporation ("Parent"), LIFESTYLE FOOTWEAR, INC., a Delaware corporation ("Lifestyle"), ROCKY BRANDS US, LLC, a Delaware limited liability company ("Rocky US"), LEHIGH OUTFITTERS, LLC, a Del |
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| August 1, 2023 |
Rocky Brands, Inc. Announces Second Quarter 2023 Results Exhibit 99 Rocky Brands, Inc. Announces Second Quarter 2023 Results NELSONVILLE, Ohio, August 1, 2023 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its second quarter ended June 30, 2023. Second Quarter 2023 Overview ● Net sales decreased 38.4% to $99.8 million, or $101.4 million on an adjusted basis ● Wholesale segment sales decreased 45.5% ● Retail segment revenue dec |
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| August 1, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2023 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 12, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2023 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 24, 2023 |
Exhibit 10.1 FOURTH AMENDMENT TO ABL LOAN AND SECURITY AGREEMENT THIS FOURTH AMENDMENT TO ABL LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of May 19, 2023, by and among ROCKY BRANDS, INC., an Ohio corporation (“Parent”), LIFESTYLE FOOTWEAR, INC., a Delaware corporation (“Lifestyle”), ROCKY BRANDS US, LLC, a Delaware limited liability company (“Rocky US”), LEHIGH OUTFITTERS, LLC, a Dela |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 10, 2023 |
Exhibit 10.1 FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (this "Agreement"), dated as of May 9, 2023 by and among ROCKY BRANDS, INC., an Ohio corporation ("Parent"), LIFESTYLE FOOTWEAR, INC., a Delaware corporation ("Lifestyle"), ROCKY BRANDS US, LLC, a Delaware limited liability company ("Rocky US"), LEHIGH OUTFITTERS, LLC, a Delaware limit |
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| May 2, 2023 |
Rocky Brands, Inc. Announces First Quarter 2023 Results Exhibit 99 Rocky Brands, Inc. Announces First Quarter 2023 Results NELSONVILLE, Ohio, May 2, 2023 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its first quarter ended March 31, 2023. First Quarter 2023 Overview ● Net sales decreased 33.9% to $110.4 million ● Wholesale segment sales decreased 40.2% ● Retail segment revenue increased 3.1% ● Gross margin increased 200 bas |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definit |
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| April 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| March 10, 2023 |
Exhibit 10.02 Schedule of Indemnification Agreements Mike Brooks Jason S. Brooks Michael L. Finn Robyn R. Hahn G. Courtney Haning William L. Jordan Curtis A. Loveland Robert B. Moore, Jr. Dwight E. Smith Tracie Winbigler Thomas D. Robertson Richards Simms David Dixon Byron Wortham |
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| March 10, 2023 |
Exhibit 24 POWER OF ATTORNEY Each director and officer of Rocky Brands, Inc., an Ohio corporation (the “Company”), whose signature appears below hereby appoints Jason Brooks and Curtis A. Loveland, or either of them, as his attorney-in-fact, to sign, in his name and behalf and in any and all capacities stated below, and to cause to be filed with the Securities and Exchange Commission, the Comp |
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| March 10, 2023 |
Exhibit 21 Subsidiaries of Rocky Brands, Inc. as of March 10, 2023 Five Star Enterprises Ltd., a Cayman Islands corporation Lifestyle Footwear, Inc., a Delaware corporation Rocky Brands Canada, Inc., a Nova Scotia corporation Rocky Brands US, LLC, a Delaware limited liability company Rocky Brands International, LLC an Ohio limited liability company Lehigh Outfitters, LLC, a Delaware limited liabil |
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| March 10, 2023 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact name |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2023 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File N |
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| February 23, 2023 |
Rocky Brands, Inc. Announces Fourth Quarter and Full Year 2022 Results Exhibit 99 Rocky Brands, Inc. Announces Fourth Quarter and Full Year 2022 Results NELSONVILLE, Ohio, February 23, 2023 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its fourth quarter and year ended December 31, 2022. Fourth Quarter 2022 Overview ● Net sales decreased 18.0% to $138.9 million o Wholesale segment sales decreased 26.6%; Retail segment sales increased 40.8% |
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| February 14, 2023 |
RCKY / Rocky Brands Inc / Hawkeye Capital Management, LLC Passive Investment SC 13G/A 1 hawkeye-rcky123122a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Rocky Brands, Inc. (Name of Issuer) Common Stock – No Par Value (Title of Class of Securities) 774515100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| February 13, 2023 |
Rocky Brands, Inc. Names New Chief Financial Officer Exhibit 99 Rocky Brands, Inc. Names New Chief Financial Officer NELSONVILLE, Ohio, February 13, 2023 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced that Sarah O’Connor will soon join the Company’s leadership team as Senior Vice President, Chief Financial Officer and Treasurer. O’Connor brings more than 15 years of corporate finance experience to the role, including work with public retail and |
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| February 13, 2023 |
Employment Agreement, dated March 13, 2023, by and between the Company and Sarah O’Connor Exhibit 10.1 CERTAIN INFORMATION IDENTIFIED WITH THE FOLLOWING MARK: [***] HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (i) NOT MATERIAL AND (ii) WOULD LIKELY BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED ROCKY BRANDS, INC. EMPLOYMENT AGREEMENT This Agreement is made effective as of the 13th day of March, 2023 by and between SARAH O’CONNOR and ROCKY BRANDS, INC., an Ohio corporation with |
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| February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2023 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File N |
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| February 10, 2023 |
RCKY / Rocky Brands Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14 )* Rocky Brands Inc (Name of Issuer) Common Stock (Title of Class of Securities) 774515100 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| February 9, 2023 |
RCKY / Rocky Brands Inc / FMR LLC Passive Investment SC 13G/A 1 filing.txt SCHEDULE 13G Amendment No.2 ROCKY BRANDS INC COMMON STOCK Cusip #774515100 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #774515100 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 905,320 Item 6: 0 Item 7: 905,661 Item 8: 0 Item 9: 905,66 |
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| February 8, 2023 |
SC 13G 1 RCKY.txt 13G HOLDINGS REPORT 12-31-2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. ) * Rocky Brands, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 774515100 (CUSIP Number) 12/31/2022 (Date of Event which Requires Fi |
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| February 1, 2023 |
RCKY / Rocky Brands Inc / BlackRock Inc. Passive Investment SC 13G 1 us7745151008020123.txt us7745151008020123.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) ROCKY BRANDS, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 774515100 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2022 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Nu |
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| December 9, 2022 |
Exhibit 99 Rocky Brands, Inc. Announces Appointment of Dwight E. Smith to its Board of Directors; Retirement of Glenn E. Corlett and James L. Stewart from Board of Directors NELSONVILLE, Ohio?December 9, 2022-Rocky Brands, Inc. (NASDAQ: RCKY) today announced that Dwight E. Smith has been appointed as a Class I director of the Company, effective as of January 1, 2023. Mr. Smith has served as the Pr |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (E |
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| November 3, 2022 |
Exhibit 10.1 THIRD AMENDMENT TO ABL LOAN AND SECURITY AGREEMENT THIS THIRD AMENDMENT TO ABL LOAN AND SECURITY AGREEMENT (this ?Agreement?), dated as of November 2, 2022, by and among ROCKY BRANDS, INC., an Ohio corporation (?Parent?), LIFESTYLE FOOTWEAR, INC., a Delaware corporation (?Lifestyle?), ROCKY BRANDS US, LLC, a Delaware limited liability company (?Rocky US?), LEHIGH OUTFITTERS, LLC, a De |
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| November 3, 2022 |
Table of Contents Exhibit 10.2 Execution Version THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (this "Agreement"), dated as of November 2, 2022 by and among ROCKY BRANDS, INC., an Ohio corporation ("Parent"), LIFESTYLE FOOTWEAR, INC., a Delaware corporation ("Lifestyle"), ROCKY BRANDS US, LLC, a Delaware limited liability company ("Rocky US"), L |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 2, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 2, 2022 |
Rocky Brands, Inc. Announces Third Quarter 2022 Results Exhibit 99 Rocky Brands, Inc. Announces Third Quarter 2022 Results NELSONVILLE, Ohio, November 2, 2022 ? Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its third quarter ended September 30, 2022. Third Quarter 2022 Overview ? Net sales increased 17.5% to $147.5 million, and 14.7% to $143.9 million on an adjusted basis (See below for a reconciliation of GAAP financial measu |
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| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2022 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 13, 2022 |
Rocky Brands, Inc. Announces Leadership Promotion Exhibit 99 October 13, 2022 Rocky Brands, Inc. Announces Leadership Promotion NELSONVILLE, Ohio-(BUSINESS WIRE)- Rocky Brands, Inc. (NASDAQ: RCKY) today announced that Chief Financial Officer Tom Robertson has been promoted to the newly- created position of Chief Operating Officer. As Chief Operating Officer, Robertson will be responsible for overseeing day-to-day business operations of the Compan |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| August 2, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 2, 2022 |
Exhibit 99 Rocky Brands, Inc. Announces Second Quarter 2022 Results Second Quarter Sales Increased 23.1% to $162.0 Million NELSONVILLE, Ohio, August 2, 2022 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its second quarter ended June 30, 2022. Second Quarter 2022 Overview ● Net sales increased 23.1% to $162.0 million o Wholesale segment sales increased 29.7%; Retail segm |
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| July 11, 2022 |
RCKY / Rocky Brands Inc / FMR LLC Passive Investment SCHEDULE 13G Amendment No.1 ROCKY BRANDS INC COMMON STOCK Cusip #774515100 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #774515100 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 734,544 Item 6: 0 Item 7: 735,166 Item 8: 0 Item 9: 735,166 Item 11: 10.052% Ite |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2022 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Number |
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| June 10, 2022 |
Exhibit 10.2 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (this "Agreement"), dated as of June 8, 2022 by and among ROCKY BRANDS, INC., an Ohio corporation ("Parent"), LIFESTYLE FOOTWEAR, INC., a Delaware corporation ("Lifestyle"), ROCKY BRANDS US, LLC, a Delaware limited liability company ("Rocky US"), LEHIGH OUTFITTERS, LLC, a Delaware limi |
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| June 10, 2022 |
Exhibit 10.1 SECOND AMENDMENT TO ABL LOAN AND SECURITY AGREEMENT THIS SECOND AMENDMENT TO ABL LOAN AND SECURITY AGREEMENT (this ?Agreement?), dated as of June 8, 2022, by and among ROCKY BRANDS, INC., an Ohio corporation (?Parent?), LIFESTYLE FOOTWEAR, INC., a Delaware corporation (?Lifestyle?), ROCKY BRANDS US, LLC, a Delaware limited liability company (?Rocky US?), LEHIGH OUTFITTERS, LLC, a Dela |
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| June 10, 2022 |
Rocky Brands, Inc. Announces Completion of Cost Savings Review Exhibit 99 Rocky Brands, Inc. Announces Completion of Cost Savings Review NELSONVILLE, Ohio, June 7, 2022 ? Rocky Brands, Inc. (NASDAQ: RCKY) today announced the completion of a cost savings review aimed at better positioning the Company for profitable growth. Following the integration of the lifestyle footwear business acquired from Honeywell International Inc. in March 2021, the Company identifi |
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| June 1, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 8-K ? CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 ? ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) ? ? Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission F |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| May 3, 2022 |
Exhibit 99 Rocky Brands, Inc. Announces First Quarter 2022 Results First Quarter Sales Increased to $167.0 Million NELSONVILLE, Ohio, May 3, 2022 ? Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its first quarter ended March 31, 2022. First Quarter 2022 Overview ? Net sales increased 90.5% to $167.0 million o Wholesale segment sales increased 126.2%; Retail segment sales i |
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| May 3, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Number) |
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| April 20, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| March 15, 2022 |
Exhibit 10.02 Schedule of Indemnification Agreements Mike Brooks ? Jason S. Brooks ? Glenn E. Corlett ? Michael L. Finn Robyn R. Hahn ? G. Courtney Haning ? William L. Jordan ? Curtis A. Loveland ? Robert B. Moore, Jr. ? James L. Stewart ? Tracie Winbigler ? Thomas D. Robertson ? Richards Simms David Dixon Byron Wortham ? ? ? ? |
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| March 15, 2022 |
Consent of Schneider Downs & Co, Inc. Exhibit 23(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of Rocky Brands, Inc. |
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| March 15, 2022 |
Exhibit 24 POWER OF ATTORNEY Each of the undersigned officers and directors of Rocky Brands, Inc. |
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| March 15, 2022 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact name |
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| March 15, 2022 |
As filed with the Securities and Exchange Commission on March 15, 2022 As filed with the Securities and Exchange Commission on March 15, 2022 Registration No. |
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| March 15, 2022 |
? Exhibit 24 POWER OF ATTORNEY ? Each director and officer of Rocky Brands, Inc., an Ohio corporation (the ?Company?), whose signature appears below hereby appoints Jason Brooks and Curtis A. Loveland, or either of them, as his attorney-in-fact, to sign, in his name and behalf and in any and all capacities stated below, and to cause to be filed with the Securities and Exchange Commission, the Comp |
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| March 15, 2022 |
Rocky Brands, Inc. 2021 Inducement Option Plan Exhibit 4(c) ROCKY BRANDS, INC. 2021 Inducement Option Plan Adopted January 24, 2021 Article I Establishment, Purpose, Duration Section 1.1 Establishment of the Plan. Rocky Brands, Inc. (the ?Company?) desires to adopt the Rocky Brands, Inc. 2021 Inducement Option Plan. Section 1.2 Purpose. The Plan is designed to promote the achievement of both short-term and long-term objectives of the Company b |
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| March 15, 2022 |
EX-FILING FEES 6 ex345469.htm EXHIBIT FILING FEES Exhibit 107 Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Shares, without par value, reserved for issuance pursuant to the Rocky Brands, Inc. 2021 Inducement Rule 457(c) and Rule 457(h) Option Pl |
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| March 15, 2022 |
Exhibit 21 Subsidiaries of Rocky Brands, Inc. as of March 15, 2022 Five Star Enterprises Ltd., a Cayman Islands corporation Lifestyle Footwear, Inc., a Delaware corporation Rocky Brands Canada, Inc., a Nova Scotia corporation Rocky Brands US, LLC, a Delaware limited liability company Rocky Brands International, LLC an Ohio limited liability company Lehigh Outfitters, LLC, a Delaware limited liabil |
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| March 1, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| March 1, 2022 |
Rocky Brands, Inc. Announces Fourth Quarter and Full Year 2021 Results Exhibit 99 Rocky Brands, Inc. Announces Fourth Quarter and Full Year 2021 Results NELSONVILLE, Ohio, March 1, 2022 ? Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its fourth quarter and year ended December 31, 2021. Fourth Quarter 2021 Overview ? Net sales increased 93.4% to $169.5 million o Wholesale segment sales increased 124.9%; Retail segment sales increased 12.6% ? |
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| February 14, 2022 |
RCKY / Rocky Brands Inc / Hawkeye Capital Master - HAWKEYE CAPITAL MASTER Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Rocky Brands Inc (Name of Issuer) (Title of Class of Securities) 774515100 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ |
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| February 10, 2022 |
RCKY / Rocky Brands Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Rocky Brands Inc. Title of Class of Securities: Common Stock CUSIP Number: 774515100 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ R |
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| February 9, 2022 |
RCKY / Rocky Brands Inc / FMR LLC Passive Investment SCHEDULE 13G Amendment No. 0 ROCKY BRANDS INC COMMON STOCK Cusip #774515100 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) Cusip #774515100 Item 1: Reporting Person - FMR LLC Item 2: (a) [ ] (b) [ ] Item 4: Delaware Item 5: 494,785 Item 6: 0 Item 7: 516,812 Item 8: 0 Item 9: 516,812 Item 11: 7.079% Ite |
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| February 8, 2022 |
RCKY / Rocky Brands Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13 )* Rocky Brands Inc (Name of Issuer) Common Stock (Title of Class of Securities) 774515100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 1, 2022 |
RCKY / Rocky Brands Inc / BlackRock Inc. Passive Investment us7745151008020122.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 3) ROCKY BRANDS, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 774515100 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| December 15, 2021 |
Exhibit 10.2 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Agreement?), dated as of December 10, 2021 by and among ROCKY BRANDS, INC., an Ohio corporation (?Parent?), LIFESTYLE FOOTWEAR, INC., a Delaware corporation (?Lifestyle?), ROCKY BRANDS US, LLC, a Delaware limited liability company (?Rocky US?), LEHIGH OUTFITTERS, LLC, a Delaware l |
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| December 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File N |
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| December 15, 2021 |
Exhibit 10.1 FIRST AMENDMENT TO ABL LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO ABL LOAN AND SECURITY AGREEMENT (this ?Agreement?), dated as of December 10, 2021 by and among ROCKY BRANDS, INC., an Ohio corporation (?Parent?), LIFESTYLE FOOTWEAR, INC., a Delaware corporation (?Lifestyle?), ROCKY BRANDS US, LLC, a Delaware limited liability company (?Rocky US?), LEHIGH OUTFITTERS, LLC, a De |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (E |
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| November 2, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 2, 2021 |
Rocky Brands, Inc. Announces Third Quarter Results EX-99 2 ex285080.htm EXHIBIT 99 Exhibit 99 Rocky Brands, Inc. Announces Third Quarter Results NELSONVILLE, Ohio, November 2, 2021 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its third quarter ended September 30, 2021 which reflect the impact from temporary fulfillment challenges in the Company’s Ohio distribution center. Third Quarter 2021 Overview ● Net sales increas |
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| August 11, 2021 |
Exhibit 99 ROCKY BRANDS DECLARES INCREASE IN QUARTERLY CASH DIVIDEND QUARTERLY DIVIDEND INCREASED APPROXIMATELY 10. |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 9, 2021 |
EX-24 4 ex272433.htm EXHIBIT 24 Exhibit 24 POWER OF ATTORNEY Each of the undersigned officers and directors of Rocky Brands, Inc., an Ohio corporation (the “Company”), hereby appoints as his or her true and lawful attorney-in-fact, Jason Brooks, Thomas D. Robertson and Curtis A. Loveland, or any of them individually, in his or her name and on his or her behalf, and in any and all capacities stated |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| August 9, 2021 |
Consent of Schneider Downs & Co, Inc. Exhibit 23(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of Rocky Brands, Inc. |
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| August 9, 2021 |
As filed with the Securities and Exchange Commission on August 9, 2021 As filed with the Securities and Exchange Commission on August 9, 2021 Registration No. |
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| August 3, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 3, 2021 |
EX-99 2 ex254669.htm EXHIBIT 99 Exhibit 99 Rocky Brands, Inc. Announces Record Second Quarter Results Revenue Increased 134.2% to $131.6 Million Diluted Earnings Per Share Increased 57.6% to $0.52 Adjusted Diluted Earnings Per Share Increased 120.0% to $0.99 NELSONVILLE, Ohio, August 3, 2021 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its second quarter ended June 30, |
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| May 27, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) ( |
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| May 25, 2021 |
INDEX TO COMBINED FINANCIAL STATEMENTS Exhibit 99.2 Hermes Business of Honeywell International, Inc. Combined Financial Statements For the Years Ended December 31, 2019 and 2018 With Report of Independent Auditors INDEX TO COMBINED FINANCIAL STATEMENTS Item Page Audit Opinion 1 Combined Statements of Operations for the Two Years Ended December 31, 2019 2 Combined Statements of Comprehensive Income for the Two Years Ended December 31, 2 |
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| May 25, 2021 |
ROCKY BRANDS, INC. UNAUDITED CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.4 ROCKY BRANDS, INC. UNAUDITED CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information has been prepared to illustrate the effect of the acquisition of the performance and lifestyle footwear business of Honeywell International Inc. (the "Acquisition"). On March 15, 2021 pursuant to the terms and conditions set forth in the Purc |
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| May 25, 2021 |
Exhibit 99.3 Hermes Business of Honeywell International, Inc. Unaudited Combined Financial Statements For the Nine Months Ended September 30, 2020 and 2019 Item Page Combined Statements of Operations for the Nine Months Ended September 30, 2020 and 2019 2 Combined Statements of Comprehensive Income for the Nine Months Ended September 30, 2020 and 2019 3 Combined Balance Sheets as of September 30, |
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| May 6, 2021 |
Exhibit 2.2 March 14, 2021 EXHIBITS HAVE BEEN OMITTED PURSUANT TO ITEM 601(B)(2) OF REGULATION S-K. THE OMITTED INFORMATION IS (I) NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. THE REGISTRANT HEREBY UNDERTAKES TO FURNISH COPIES OF ANY OF THE OMITTED SCHEDULES OR EXHIBITS UPON REQUEST OF THE U.S. SECURITIES AND EXCHANGE COMMISSION. VIA EMAIL Rocky B |
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| May 6, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| May 4, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 4, 2021 |
EX-99 2 ex244211.htm EXHIBIT 99 Exhibit 99 Rocky Brands, Inc. Announces Record First Quarter Results Revenue Increased 57.3% to $87.7 Million Diluted Earnings Per Share Increased 281% to $0.61 Adjusted Diluted Earnings Per Share Increased 341% to $1.19 NELSONVILLE, Ohio, May 4, 2021 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its first quarter ended March 31, 2021. Fi |
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| April 21, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| March 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 29, 2021 |
ROCKY BRANDS APPOINTS ROBYN R. HAHN TO BOARD OF DIRECTORS Exhibit 99 FOR IMMEDIATE RELEASE ROCKY BRANDS APPOINTS ROBYN R. HAHN TO BOARD OF DIRECTORS NELSONVILLE, Ohio ? March 29, 2021- Rocky Brands (NASDAQ: RCKY) has appointed Ohio-based insurance executive Robyn R. Hahn to its Board of Directors effective April 1, 2021. Hahn is currently the President of the Small Business division for Westfield Insurance. ?Robyn brings a wealth of business and leadersh |
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| March 16, 2021 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact name |
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| March 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 16, 2021 |
Exhibit 21 Subsidiaries of Rocky Brands, Inc. as of March 16, 2021 Five Star Enterprises Ltd., a Cayman Islands corporation Lifestyle Footwear, Inc., a Delaware corporation Rocky Brands Canada, Inc., a Nova Scotia corporation Rocky Brands US, LLC, a Delaware limited liability company Rocky Brands International, LLC an Ohio limited liability company Lehigh Outfitters, LLC, a Delaware limited liabil |
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| March 16, 2021 |
Exhibit 4.4 DESCRIPTION OF COMMON STOCK The following is a description of common stock of Rocky Brands, Inc. (the ?Company?), which is the only security of the Company registered pursuant to Section 12 of the Securities and Exchange Act of 1934. The following description is based on the related provisions of the Company?s Second Amended and Restated Articles of Incorporation, as amended (the ?Arti |
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| March 16, 2021 |
ABL Loan and Security Agreement, dated March 15, 2021, between the Company and Bank of America, N.A. Exhibit 10.1 EXECUTION VERSION ABL LOAN AND SECURITY AGREEMENT Dated as of March 15, 2021 ROCKY BRANDS, INC., as Parent and as Borrower Agent THE OTHER OBLIGORS PARTY HERETO as Borrowers or Guarantors BANK OF AMERICA, N.A., as Agent BANK OF AMERICA, N.A., as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Page SECTION 1. DEFINITIONS; RULES OF CONSTRUCTION 5 1.1. Definitions 5 1.2. Account |
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| March 16, 2021 |
? Exhibit 24 POWER OF ATTORNEY ? Each director and officer of Rocky Brands, Inc., an Ohio corporation (the ?Company?), whose signature appears below hereby appoints Jason Brooks and Curtis A. Loveland, or either of them, as his attorney-in-fact, to sign, in his name and behalf and in any and all capacities stated below, and to cause to be filed with the Securities and Exchange Commission, the Comp |
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| March 16, 2021 |
Exhibit 10.2 EXECUTION VERSION LOAN AND SECURITY AGREEMENT Dated as of March 15, 2021 ROCKY BRANDS, INC., as Parent and as Borrower Agent THE OTHER OBLIGORS PARTY HERETO as Borrowers or Guarantors CERTAIN FINANCIAL INSTITUTIONS, As Lenders TCW ASSET MANAGEMENT COMPANY LLC, as Agent TABLE OF CONTENTS Page SECTION 1. DEFINITIONS; RULES OF CONSTRUCTION 1 1.1. Definitions. 1 1.2. Accounting Terms. 36 |
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| March 16, 2021 |
Exhibit 99.1 Rocky Brands, Inc. Announces Completion of Acquisition of Leading Brand Portfolio From Honeywell Including the Original Muck Boot Company and XTRATUF NELSONVILLE, Ohio, March 15, 2021 ? Rocky Brands, Inc. (NASDAQ: RCKY) today announced that on March 15, 2021 it completed its previously announced acquisition of the performance and lifestyle footwear business of Honeywell International, |
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| March 16, 2021 |
Exhibit 10.02 Schedule of Indemnification Agreements Mike Brooks ? Jason S. Brooks ? Glenn E. Corlett ? Michael L. Finn ? G. Courtney Haning ? William L. Jordan ? Curtis A. Loveland ? Robert B. Moore, Jr. ? James L. Stewart ? Tracie Winbigler ? Thomas D. Robertson ? Richards Simms ? ? ? ? |
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| March 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| March 8, 2021 |
ROCKY BRANDS, INC. ANNOUNCES NEW SHARE REPURCHASE PROGRAM Exhibit 99 ROCKY BRANDS, INC. ANNOUNCES NEW SHARE REPURCHASE PROGRAM NELSONVILLE, Ohio, March 8, 2021 ? Rocky Brands, Inc. (NASDAQ: RCKY) today announced that its board of directors has approved a new share repurchase program of up to $7,500,000 of the Company?s outstanding common stock, no par value per share. This repurchase program replaces the previous repurchase program authorized by the boar |
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| February 24, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File N |
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| February 24, 2021 |
Exhibit 99 ROCKY BRANDS, INC. Rocky Brands, Inc. Announces 2020 Fourth Quarter and Full Year 2020 Results Fourth Quarter Revenue Increased 16.3% to $87.6 Million Fourth Quarter Gross Margins Increased 370 Basis Points Fourth Quarter Diluted Earnings Per Share Increased 95.6% to $1.33 NELSONVILLE, Ohio, February 24, 2021 ? Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12 )* Rocky Brands Inc (Name of Issuer) Common Stock (Title of Class of Securities) 774515100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Rocky Brands Inc. Title of Class of Securities: Common Stock CUSIP Number: 774515100 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule |
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| February 1, 2021 |
us7745151008013121.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) ROCKY BRANDS, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 774515100 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| January 26, 2021 |
Exhibit 99 Rocky Brands, Inc. To Acquire Leading Brand Portfolio From Honeywell Including The Original Muck Boot Company and XTRATUF Acquisition will significantly advance Rocky’s leadership position in high-quality performance footwear Expected to be immediately accretive to gross margins and earnings per share NELSONVILLE, Ohio, January 25, 2021 – Rocky Brands, Inc. (NASDAQ: RCKY) today announce |
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| January 26, 2021 |
Exhibit 10.1 January 22, 2021 Rocky Brands, Inc. 39 E. Canal St. Nelsonville, OH 45764 Re: Commitment Letter for ABL Facility Ladies and Gentlemen: In connection with your acquisition (“Acquisition”) of the stock of US Footwear Holdings LLC, a Delaware limited liability company (“Target Company”), Bank of America, N.A. (“Bank”) is pleased to commit to be the administrative agent (“Agent”) for a $1 |
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| January 26, 2021 |
Exhibit 2.1 Execution Version PURCHASE AGREEMENT BY AND AMONG HONEYWELL SAFETY PRODUCTS USA, INC., NORTH SAFETY PRODUCTS LIMITED, HONEYWELL SAFETY PRODUCTS (UK) LIMITED, NORTH SAFETY DE MEXICALI S DE R.L. DE C.V., HONEYWELL (CHINA) CO. LTD., AND ROCKY BRANDS, INC. DATED AS OF JANUARY 24, 2021 TABLE OF CONTENTS Page Article 1 DEFINITIONS 1 Section 1.1 Definitions 1 Article 2 PURCHASE AND SALE; CLOS |
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| January 26, 2021 |
Commitment Letter, dated January 22, 2021, between the Company and Bank of America, N.A. Exhibit 10.2 January 22, 2021 Rocky Brands, Inc. 39 E. Canal St. Nelsonville, OH 45764 Re: Commitment Letter for Senior Secured Term Loan Facility Ladies and Gentlemen: In connection with your acquisition ("Acquisition") of the stock of US Footwear Holdings LLC, a Delaware limited liability company ("Target Company"), The Direct Lending Group of TCW Asset Management Company LLC ("TCW") is pleased |
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| January 26, 2021 |
Regulation FD Disclosure - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2021 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 5, 2020 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (E |
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| October 27, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2020 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File |
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| October 27, 2020 |
ROCKY BRANDS, INC. Rocky Brands, Inc. Announces 2020 Third Quarter Results Third Quarter Net Sales Increased 15.8% to $77.8 Million Wholesales Sales Increased 19.3%; Retail Sales Increased 11.4% Third Quarter Diluted Earnings Per Share Increased 38.7% to $1.04 NELSONVILLE, Ohio, October 27, 2020 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its third quarter ended Sep |
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| August 6, 2020 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| July 28, 2020 |
ROCKY BRANDS, INC. Rocky Brands, Inc. Announces 2020 Second Quarter Results Second Quarter Diluted Earnings Per Share of $0.33 Retail Sales Increased 15.8% to $16.3 Million Cash Flow from Operations Increased by $4.7 Million Company had Cash and Cash Equivalents of $25.8 Million and Zero Debt at June 30, 2020 NELSONVILLE, Ohio, July 28, 2020 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced |
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| July 28, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2020 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission |
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| June 22, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2020 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Def |
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| May 7, 2020 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exa |
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| April 28, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2020 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commissi |
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| April 28, 2020 |
ROCKY BRANDS, INC. Rocky Brands, Inc. Announces 2020 First Quarter Results ROCKY BRANDS, INC. Rocky Brands, Inc. Announces 2020 First Quarter Results NELSONVILLE, Ohio, April 28, 2020 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its first quarter ended March 31, 2020. First Quarter 2020 Sales and Income First quarter net sales were $55.7 million compared with $65.9 million in the first quarter of 2019. The Company reported first quarter n |
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| April 28, 2020 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact |
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| March 23, 2020 |
ROCKY BRANDS DEEMED ESSENTIAL BUSINESS; CONTINUES TO SHIP PRODUCT FROM ITS OHIO DISTRIBUTION CENTER NELSONVILLE, Ohio, March 23, 2020 – Rocky Brands, Inc. |
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| March 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission |
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| March 6, 2020 |
EX 10.21 FIRST AMENDMENT TO REVOLVING CREDIT, GUARANTY AND SECURITY AGREEMENT This First Amendment to Revolving Credit, Guaranty and Security Agreement (this “Amendment”) dated as of November 15, 2019 is by and among Rocky Brands, Inc., an Ohio corporation, Lehigh Outfitters, LLC, a Delaware limited liability company, Lifestyle Footwear, Inc., a Delaware corporation, Rocky Brands US, LLC, a Dela |
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| March 6, 2020 |
RCKY / Rocky Brands, Inc. 10-K - Annual Report - 10-K Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exact na |
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| March 6, 2020 |
Exhibit 10.02 Schedule of Indemnification Agreements Mike Brooks Jason S. Brooks Glenn E. Corlett Michael L. Finn G. Courtney Haning William L. Jordan Curtis A. Loveland Robert B. Moore, Jr. James L. Stewart Tracie Winbigler Thomas D. Robertson Richards Simms |
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| March 6, 2020 |
Exhibit 21 Subsidiaries of Rocky Brands, Inc. as of March 06, 2020 Five Star Enterprises Ltd., a Cayman Islands corporation Lifestyle Footwear, Inc., a Delaware corporation Rocky Brands Canada, Inc., a Nova Scotia corporation Rocky Brands US, LLC, a Delaware limited liability company Rocky Brands International, LLC an Ohio limited liability company Lehigh Outfitters, LLC, a Delaware limited liabil |
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| March 6, 2020 |
Exhibit 4.4 DESCRIPTION OF COMMON STOCK The following is a description of common stock of Rocky Brands, Inc. (the “Company”), which is the only security of the Company registered pursuant to Section 12 of the Securities and Exchange Act of 1934. The following description is based on the related provisions of the Company’s Second Amended and Restated Articles of Incorporation, as amended (the “Arti |
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| March 6, 2020 |
Exhibit 24 POWER OF ATTORNEY Each director and officer of Rocky Brands, Inc., an Ohio corporation (the “Company”), whose signature appears below hereby appoints Jason Brooks and Curtis A. Loveland, or either of them, as his attorney‑in‑fact, to sign, in his name and behalf and in any and all capacities stated below, and to cause to be filed with the Securities and Exchange Commission, the Comp |
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| March 2, 2020 |
ROCKY BRANDS, INC. ANNOUNCES NEW SHARE REPURCHASE PROGRAM Exhibit 99 ROCKY BRANDS, INC. ANNOUNCES NEW SHARE REPURCHASE PROGRAM NELSONVILLE, Ohio, March 2, 2020 – Rocky Brands, Inc. (Nasdaq: RCKY) today announced that its board of directors has approved a new share repurchase program of up to $7,500,000 of the Company’s outstanding common stock, no par value per share. This repurchase program replaces the previous repurchase program authorized by the |
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| March 2, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2020 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commiss |
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| February 25, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2020 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commiss |
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| February 25, 2020 |
ROCKY BRANDS, INC. Rocky Brands, Inc. Announces 2019 Fourth Quarter and Full Year 2019 Results Fourth Quarter Revenue Increased 12.1% to $75.3 Million Fourth Quarter Diluted Earnings Per Share Increased 41.7% to $0.68 2019 Year-End Cash and Cash Equivalents Increased 52.5% to $15.5 Million NELSONVILLE, Ohio, February 25, 2020 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial result |
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| February 12, 2020 |
RCKY / Rocky Brands, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* ROCKY BRANDS INC (Name of Issuer) Common Stock (Title of Class of Securities) 774515100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 6, 2020 |
RCKY / Rocky Brands, Inc. / BlackRock Inc. Passive Investment us7745151008020520.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) ROCKY BRANDS, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 774515100 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| November 5, 2019 |
RCKY / Rocky Brands, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. |
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| October 23, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2019 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commissi |
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| October 23, 2019 |
ROCKY BRANDS, INC. Rocky Brands, Inc. Announces 2019 Third Quarter Results Retail Sales Increased 21.8% to $14.5 Million Net Income Per Share Increased 11.9% to $0.75 Adjusted Net Income Per Share Increased 13.3% to $0.68 NELSONVILLE, Ohio, October 23, 2019 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its third quarter ended September 30, 2019. Third Quarter 2019 a |
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| September 5, 2019 |
Rocky Brands, Inc. Appoints Tracie A. Winbigler to Board of Directors Company Release – 9/05/19 8:00 AM ET NELSONVILLE, Ohio-(BUSINESS WIRE)- Rocky Brands, Inc. (Nasdaq: RCKY) today announced the appointment of Tracie A. Winbigler to the Company’s Board of Directors as a Class I Director to serve until the 2020 annual meeting of shareholders and until her successor is duly elected. Ms. Winbi |
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| September 5, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2019 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commissio |
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| August 8, 2019 |
RCKY / Rocky Brands, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exac |
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| July 24, 2019 |
ROCKY BRANDS, INC. Rocky Brands, Inc. Announces 2019 Second Quarter Results Net Sales Increased 6.4% to $62.0 Million Retail Sales Increased 20.2% to $14.1 Million Diluted EPS Increased 20.0% to $0.42 NELSONVILLE, Ohio, July 24, 2019 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its second quarter ended June 30, 2019. Second Quarter 2019 and Year-to-Date Sales and |
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| July 24, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2019 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission |
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| May 21, 2019 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2019 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission File |
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| May 21, 2019 |
Exhibit 99 ROCKY BRANDS, INC. ROCKY BRANDS DECLARES INCREASE IN QUARTERLY CASH DIVIDEND QUARTERLY DIVIDEND INCREASED 16.7% FROM $0.12 TO $0.14 PER SHARE NELSONVILLE, Ohio, May 21, 2019 – Rocky Brands, Inc. (Nasdaq: RCKY) today announced that its board of directors has approved a $0.02 increase, or a 16.7% increase, of its quarterly dividend to $0.14 per share of outstanding common stock, w |
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| May 9, 2019 |
RCKY / Rocky Brands, Inc. 10-Q Quarterly Report 10-Q Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34382 ROCKY BRANDS, INC. (Exa |
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| April 23, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2019 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commission |
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| April 23, 2019 |
ROCKY BRANDS, INC. Rocky Brands, Inc. Announces 2019 First Quarter Results First Quarter Revenue Increased 7.4% to $65.9 Million First Quarter Retail Sales Increased 18.2% First Quarter Wholesale Sales Increased 4.8% First Quarter Diluted EPS Increased 9.1% to $0.48 NELSONVILLE, Ohio, April 23, 2019 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its first quarter ended |
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| April 18, 2019 |
RCKY / Rocky Brands, Inc. DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| March 13, 2019 |
RCKY / Rocky Brands, Inc. 10-K (Annual Report) 10-K 1 rcky-20181231x10k.htm 10-K Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001- |
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| March 13, 2019 |
Exhibit 10.01 INDEMNIFICATION AGREEMENT THIS AGREEMENT is made this day of , 20 , by and between Rocky Brands, Inc., an Ohio corporation (the “Company”) and , an individual and a director and/or officer of the Company (the “Indemnitee”). Recitals WHEREAS, Indemnitee is either a member of the Board of Directors or an executive officer of the Company, or both, and in such capacity is perform |
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| March 13, 2019 |
Exhibit 10.02 Schedule of Indemnification Agreements Mike Brooks Jason S. Brooks Glenn E. Corlett Michael L. Finn G. Courtney Haning William L. Jordan Curtis A. Loveland Robert B. Moore, Jr. James L. Stewart Thomas D. Robertson Richards Simms |
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| March 13, 2019 |
EX-24 6 rcky-20181231xex24.htm EX-24 Exhibit 24 POWER OF ATTORNEY Each director and officer of Rocky Brands, Inc., an Ohio corporation (the “Company”), whose signature appears below hereby appoints Jason Brooks and Curtis A. Loveland, or either of them, as his attorney‑in‑fact, to sign, in his name and behalf and in any and all capacities stated below, and to cause to be filed with the Securit |
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| March 13, 2019 |
Exhibit 21 Subsidiaries of Rocky Brands, Inc. as of March 11, 2019 Five Star Enterprises Ltd., a Cayman Islands corporation Lifestyle Footwear, Inc., a Delaware corporation Rocky Brands Canada, Inc., a Nova Scotia corporation Rocky Brands US, LLC, a Delaware limited liability company Rocky Brands International, LLC an Ohio limited liability company Lehigh Outfitters, LLC, a Delaware limited liabil |
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| March 4, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2019 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commiss |
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| March 4, 2019 |
ROCKY BRANDS, INC. ANNOUNCES NEW SHARE REPURCHASE PROGRAM Exhibit 99 ROCKY BRANDS, INC. ANNOUNCES NEW SHARE REPURCHASE PROGRAM NELSONVILLE, Ohio, March 4, 2019 – Rocky Brands, Inc. (Nasdaq: RCKY) today announced that its board of directors has approved a new share repurchase program of up to $7,500,000 of the Company’s outstanding common stock, no par value per share. This repurchase program replaces the previous repurchase program authorized by the |
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| February 25, 2019 |
ROCKY BRANDS, INC. Rocky Brands, Inc. Announces 2018 Fourth Quarter Results Company Reports Diluted Earnings Per Share of $0.48 Retail Sales Increased 14.6% to $16.5 Million 2018 Year-End Cash and Cash Equivalents Increased 176% to $10.2 Million NELSONVILLE, Ohio, February 25, 2019 – Rocky Brands, Inc. (NASDAQ: RCKY) today announced financial results for its fourth quarter and year ended Decem |
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| February 25, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2019 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commiss |
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| February 19, 2019 |
Exhibit 10.1 REVOLVING CREDIT, GUARANTY, AND SECURITY AGREEMENT THE HUNTINGTON NATIONAL BANK (AS LENDER AND AS AGENT) AND ROCKY BRANDS, INC., LEHIGH OUTFITTERS, LLC, LIFESTYLE FOOTWEAR, INC., ROCKY BRANDS US, LLC, ROCKY BRANDS INTERNATIONAL, LLC, ROCKY OUTDOOR GEAR STORE, LLC (AS BORROWERS) Dated as of February 13, 2019 TABLE OF CONTENTS DEFINITIONS1 Accounting Ter |
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| February 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2019 ROCKY BRANDS, INC. (Exact name of registrant as specified in its charter) Ohio 001-34382 31-1364046 (State or other jurisdiction of incorporation) (Commiss |
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| February 8, 2019 |
RCKY / Rocky Brands, Inc. / BlackRock Inc. Passive Investment SC 13G 1 us7745151008020719.txt us7745151008020719.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) ROCKY BRANDS, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 774515100 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 8, 2019 |
RCKY / Rocky Brands, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* ROCKY BRANDS INC (Name of Issuer) Common Stock (Title of Class of Securities) 774515100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
