PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - April
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SecurityAPRP / PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - April
InstitutionPrudential Financial Inc
Latest Disclosed Ownership374,017 shares
Latest Disclosed Value $ 11,325,235
Prudential Financial Inc reports 32.80% increase in ownership of APRP / PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - April

On May 13, 2026 - Prudential Financial Inc filed a 13F-HR form disclosing ownership of 374,017 shares of PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - April (US:APRP) valued at $11,325,310 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 281,630 shares of PGIM Rock ETF Trust - PGIM S&P 500 Buffer 12 ETF - April. This represents a change in shares of 32.80% during the quarter. The current value of the position is $12,072,072 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-13 2026-03-31 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N700 374,017 92,387 32.80 11,325 35.35 0.0078
2026-02-13 2025-12-31 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N700 281,630 98,235 53.56 8,367 57.13 0.0101
2025-11-13 2025-09-30 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N700 183,395 52,715 40.34 5,326 44.86 0.0063
2025-08-12 2025-06-30 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N700 130,680 16,993 14.95 3,676 21.52 0.0047
2025-05-13 2025-03-31 13F PGIM ROCK ETF TR S&P 500 BUFFER 69420N700 113,687 35,728 45.83 3,025 40.76 0.0043
2025-02-11 2024-12-31 13F PGIM ROCK ETF TR US LARGE CAP BU 69420N700 77,959 17,864 29.73 2,149 32.74 0.0029
2024-11-14 2024-09-30 13F PGIM ROCK ETF TR US LARGE CAP BU 69420N700 60,095 4,060 7.25 1,620 11.58 0.0023
2024-08-13 2024-06-30 13F PGIM ROCK ETF TR US LARGE CAP BU 69420N700 56,035 56,035 1,452 0.0022
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.