Caterpillar Inc.
US ˙ NYSE ˙ US1491231015

SecurityCAT / Caterpillar Inc.
InstitutionElkfork Partners LLC
Latest Disclosed Ownership74,426 shares
Latest Disclosed Value $ 9,400,000
Elkfork Partners LLC reports 82.11% increase in ownership of CAT / Caterpillar Inc.

On November 14, 2019 - Elkfork Partners LLC filed a 13F-HR form disclosing ownership of 74,426 shares of Caterpillar Inc. (US:CAT) valued at $9,400,748 USD as of September 30, 2019. The entity filed a previous 13F-HR on August 13, 2019 disclosing 40,868 shares of Caterpillar Inc.. This represents a change in shares of 82.11% during the quarter. The current value of the position is $67,301,943 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2019-11-14 2019-09-30 13F Caterpillar COM 149123101 74,426 33,558 82.11 9,400 68.76 0.2287
2019-08-13 2019-06-30 13F Caterpillar COM 149123101 40,868 14,314 53.91 5,570 54.81 0.1361
2019-05-13 2019-03-31 13F Caterpillar COM 149123101 26,554 2,754 11.57 3,598 18.98 0.0903
2019-02-13 2018-12-31 13F Caterpillar COM 149123101 23,800 -3,910 -14.11 3,024 -28.44 0.0853
2018-11-14 2018-09-30 13F Caterpillar COM 149123101 27,710 -131,512 -82.60 4,226 -80.44 0.1005
2018-08-13 2018-06-30 13F Caterpillar COM 149123101 159,222 1,768 1.12 21,602 -6.91 0.5562
2018-05-10 2018-03-31 13F Caterpillar COM 149123101 157,454 79,322 101.52 23,206 88.48 0.6255
2018-02-24 2017-12-31 13F/A-1 Caterpillar COM 149123101 78,132 66,912 596.36 12,312 780.06 0.3339
2017-11-14 2017-09-30 13F Caterpillar COM 149123101 11,220 -1,190 -9.59 1,399 4.87 0.0406
2017-08-14 2017-06-30 13F Caterpillar COM 149123101 12,410 -340 -2.67 1,334 12.76 0.0402
2017-05-03 2017-03-31 13F Caterpillar COM 149123101 12,750 2,584 25.42 1,183 25.45 0.0363
2017-02-10 2016-12-31 13F Caterpillar COM 149123101 10,166 10,166 943 0.0310
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.