Capital One Financial Corporation
US ˙ NYSE ˙ US14040H1059

SecurityCOF / Capital One Financial Corporation
InstitutionAperio Group, LLC
Latest Disclosed Ownership263,807 shares
Latest Disclosed Value $ 26,077,000
Aperio Group, LLC reports 3.48% increase in ownership of COF / Capital One Financial Corporation

On February 5, 2021 - Aperio Group, LLC filed a 13F-HR form disclosing ownership of 263,807 shares of Capital One Financial Corporation (US:COF) valued at $26,077,322 USD as of December 31, 2020. The entity filed a previous 13F-HR on November 6, 2020 disclosing 254,927 shares of Capital One Financial Corporation. This represents a change in shares of 3.48% during the quarter. The current value of the position is $47,662,011 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2021-02-05 2020-12-31 13F CAPITAL ONE FINL COM 14040H105 263,807 8,880 3.48 26,077 42.35 0.0772
2020-11-06 2020-09-30 13F CAPITAL ONE FINL COM 14040H105 254,927 -18,945 -6.92 18,319 6.87 0.0619
2020-08-13 2020-06-30 13F CAPITAL ONE FINL COM 14040H105 273,872 -140,431 -33.90 17,142 -17.94 0.0633
2020-05-05 2020-03-31 13F CAPITAL ONE FINL COM 14040H105 414,303 3,481 0.85 20,889 -50.59 0.0923
2020-02-13 2019-12-31 13F CAPITAL ONE FINL COM 14040H105 410,822 -11,802 -2.79 42,278 9.96 0.1519
2019-11-06 2019-09-30 13F CAPITAL ONE FINL COM 14040H105 422,624 26,491 6.69 38,450 6.97 0.1520
2019-07-30 2019-06-30 13F CAPITAL ONE FINL COM 14040H105 396,133 46,495 13.30 35,945 25.85 0.1468
2019-05-13 2019-03-31 13F CAPITAL ONE FINL COM 14040H105 349,638 8,820 2.59 28,562 10.87 0.1233
2019-05-06 2018-12-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 340,818 -15,506 -4.35 25,762 -23.84 0.1300
2019-02-14 2018-12-31 13F CAPITAL ONE FINL COM 14040H105 341,851 -14,473 25,840
2019-05-06 2018-09-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 356,324 7,622 2.19 33,826 5.55 0.1493
2018-10-17 2018-09-30 13F CAPITAL ONE FINL COMMON 14040H105 356,324 7,622 33,826
2019-05-06 2018-06-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 348,702 -27,266 -7.25 32,046 -11.05 0.1533
2018-07-30 2018-06-30 13F CAPITAL ONE FINL COMMON 14040H105 348,702 -27,266 32,046
2019-05-01 2018-03-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 375,968 45,426 13.74 36,025 9.45 0.1793
2018-05-08 2018-03-31 13F CAPITAL ONE FINL COMMON 14040H105 375,968 45,426 36,025
2019-05-01 2017-12-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 330,542 30,273 10.08 32,915 29.48 0.1700
2018-02-02 2017-12-31 13F CAPITAL ONE FINL COMMON 14040H105 330,542 30,273 32,915
2019-05-01 2017-09-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 300,269 7,718 2.64 25,421 5.18 0.1436
2017-10-25 2017-09-30 13F CAPITAL ONE FINL COMMON 14040H105 300,269 7,718 25,421
2019-04-22 2017-06-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 292,551 15,633 5.65 24,170 0.72 0.1481
2017-07-18 2017-06-30 13F CAPITAL ONE FINL COMMON 14040H105 292,551 15,633 24,171
2019-04-22 2017-03-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 276,918 9,986 3.74 23,998 3.05 0.1641
2017-05-05 2017-03-31 13F CAPITAL ONE FINL COMMON 14040H105 276,918 9,986 23,998
2019-04-22 2016-12-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 266,932 38,867 17.04 23,287 42.15 0.1782
2017-02-14 2016-12-31 13F CAPITAL ONE FINL COMMON 14040H105 266,932 38,867 23,287
2019-04-12 2016-09-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 228,065 10,093 4.63 16,382 18.34 0.1186
2016-11-01 2016-09-30 13F CAPITAL ONE FINL COMMON 14040H105 228,065 10,093 16,382
2019-04-12 2016-06-30 13F/A-1 CAPITAL ONE FINL COM 14040H105 217,972 4,558 2.14 13,843 -6.42 0.1082
2016-08-12 2016-06-30 13F CAPITAL ONE FINL COMMON 14040H105 217,972 4,558 13,843
2019-04-12 2016-03-31 13F/A-1 CAPITAL ONE FINL COM 14040H105 213,414 11,595 5.75 14,792 1.54 0.1265
2016-04-28 2016-03-31 13F CAPITAL ONE FINL COMMON 14040H105 213,414 11,595 14,792
2016-01-21 2015-12-31 13F CAPITAL ONE FINL COMMON 14040H105 201,819 1,517 0.76 14,567 0.28 0.1334
2015-10-19 2015-09-30 13F CAPITAL ONE FINL COMMON 14040H105 200,302 5,932 3.05 14,526 -15.05 0.1478
2015-07-29 2015-06-30 13F CAPITAL ONE FINL COMMON 14040H105 194,370 21,030 12.13 17,099 25.15 0.1765
2015-04-29 2015-03-31 13F CAPITAL ONE FINL COMMON 14040H105 173,340 173,340 0.00 13,663 0.1530
2015-01-30 2014-12-31 13F CAPITAL ONE FINL COMMON 14040H105 0 -158,022 -100.00 0 -100.00
2014-10-21 2014-09-30 13F CAPITAL ONE FINL COMMON 14040H105 158,022 9,989 6.75 12,898 5.48 0.1743
2014-07-23 2014-06-30 13F CAPITAL ONE FINL COMMON 14040H105 148,033 16,927 12.91 12,228 20.88 0.1775
2014-04-25 2014-03-31 13F CAPITAL ONE FINL COMMON 14040H105 131,106 10,116 8.40 0.1422
2014-01-30 2013-12-31 13F CAPITAL ONE FINL COMMON 14040H105 9,332 30.66 0.1448
2013-10-24 2013-09-30 13F CAPITAL ONE FINL COMMON 14040H105 103,905 13,467 14.89 7,142 25.74 0.1378
2013-07-19 2013-06-30 13F CAPITAL ONE FINL COMMON 14040H105 90,438 90,438 5,680 0.1349
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.