First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
US ˙ NasdaqGM ˙ US33739Q5071

SecurityFCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
InstitutionProspera Financial Services Inc
Latest Disclosed Ownership5,632 shares
Latest Disclosed Value $ 248,804
Prospera Financial Services Inc reports 12.91% increase in ownership of FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF

On April 14, 2026 - Prospera Financial Services Inc filed a 13F-HR form disclosing ownership of 5,632 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (US:FCVT) valued at $248,808 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 9, 2026 disclosing 4,988 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF. This represents a change in shares of 12.91% during the quarter. The current value of the position is $291,048 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-04-14 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 5,632 644 12.91 249 15.89 0.0040
2026-02-09 2025-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 4,988 212 4.44 215 4.90 0.0035
2025-11-06 2025-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 4,776 4,776 204 0.0035
2024-08-13 2024-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 0 -6,137 -100.00 0 -100.00
2024-02-14 2023-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 6,137 -561 -8.38 205 -1.92 0.0068
2023-11-13 2023-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 6,698 -859 -11.37 208 -15.45 0.0080
2023-08-08 2023-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 7,557 -48 -0.63 247 1.65 0.0094
2023-05-12 2023-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 7,605 7,605 243 0.0100
2023-02-08 2022-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 0 -6,919 -100.00 0 -100.00
2022-10-27 2022-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 6,919 6,919 216 0.0113
2022-08-08 2022-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 0 -15,771 -100.00 0 -100.00
2022-05-04 2022-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 15,771 -12,596 -44.40 611 -48.00 0.0256
2022-02-10 2021-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 28,367 -1,100 -3.73 1,175 -21.46 0.0508
2021-11-12 2021-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 29,467 -925 -3.04 1,496 -4.59 0.0745
2021-08-16 2021-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 30,392 -1,046 -3.33 1,568 -0.70 0.0786
2021-08-12 2021-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 30,392 -1,046 1,568 0.0807
2021-05-06 2021-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 31,438 -10,687 -25.37 1,579 -23.46 0.0937
2021-02-12 2020-12-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 42,125 42,125 2,063 0.1421
2020-11-04 2020-09-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 0 -44,848 -100.00 0 -100.00
2020-08-10 2020-06-30 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 44,848 -1,968 -4.20 1,592 18.98 0.1411
2020-05-15 2020-03-31 13F FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 46,816 -12,826 -21.50 1,338 -32.22 0.1420
2020-02-12 2019-12-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 59,642 3,346 5.94 1,974 12.41 0.1521
2019-10-22 2019-09-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 56,296 -576 -1.01 1,756 -2.17 0.1803
2019-08-14 2019-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 56,872 280 0.49 1,795 3.04 0.2015
2019-08-14 2019-06-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 43,656 -12,936 1,205
2019-05-02 2019-03-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 56,592 12,936 29.63 1,742 44.56 0.5734
2019-02-13 2018-12-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 43,656 135 0.31 1,205 -7.45 0.2432
2018-10-25 2018-09-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 43,521 -11,560 -20.99 1,302 -20.61 0.2427
2018-07-18 2018-06-30 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 55,081 2,481 4.72 1,640 7.12 0.2222
2018-04-12 2018-03-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 52,600 44,970 589.38 1,531 592.76 0.2138
2018-01-23 2017-12-31 13F FIRST TR EXCHANGE TRADED FD SSI STRG ETF 33739Q507 7,630 7,630 221 0.0338
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.